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Institution Category :   K
K CAPITAL PARTNERS LLC September 30,2008 2008-11-13
K.A. MacGuire & Company, LLC December 31,2018 2019-02-11
K.J. Harrison & Partners Inc December 31,2020 2021-02-08
K2 PRINCIPAL FUND, L.P. December 31,2020 2021-02-12
Kabarec Financial Advisors, Ltd. June 30,2018 2018-08-09
KABOUTER MANAGEMENT, LLC March 31,2021 2021-04-29
Kacela Capital, LLC March 31,2012 2012-08-10
KADENSA CAPITAL Ltd December 31,2020 2021-02-16
KAHN BROTHERS & CO INC /DE/ December 31,2020 2021-02-11
KAINTUCK CAPITAL MANAGEMENT LP March 31,2010 2010-04-27
Kaizen Advisory, LLC December 31,2018 2019-02-15
Kaizen Financial Strategies December 31,2020 2021-02-02
KALEIDOSCOPE CAPITAL LP September 30,2018 2018-11-13
KALMAR INVESTMENTS INC /DE/ March 31,2017 2017-04-26
Kalos Management, Inc. December 31,2020 2021-02-11
Kam Lawrence December 31,2019 2020-02-13
Kames Capital Management Ltd December 31,2014 2015-02-03
Kames Capital plc December 31,2020 2021-01-25
Kamunting Street Capital Management, L.P. December 31,2020 2021-02-16
KANALY TRUST CO December 31,2016 2017-01-23
KANAWHA CAPITAL MANAGEMENT LLC March 31,2021 2021-04-26
KANHA CAPITAL, LP December 31,2016 2017-05-15
Karamaan Group, LLC September 30,2015 2015-11-13
Karani Asset Management LLC December 31,2020 2021-02-16
Karn, Couzens & Associates, Inc. March 31,2021 2021-04-21
Karp Capital Management Corp December 31,2020 2021-02-05
KARPAS STRATEGIES LLC March 31,2021 2021-05-05
Karpus Management, Inc. December 31,2020 2021-02-16
KARSCH CAPITAL MANAGEMENT LP September 30,2013 2013-11-14
Karst Peak Capital Ltd September 30,2020 2020-11-16
Kassirer Asset Management Corp June 30,2019 2019-10-01
Kathmere Capital Management, LLC December 31,2020 2021-02-16
KAVAR CAPITAL PARTNERS GROUP, LLC December 31,2020 2021-02-05
Kavar Capital Partners, LLC September 30,2020 2020-11-10
Kavi Asset Management, LP June 30,2019 2019-11-07
KAVI GLOBAL OPPORTUNITY MASTER FUND LP December 31,2015 2016-02-10
Kayak Investment Partners LLC December 31,2020 2021-02-16
KAYNE ANDERSON CAPITAL ADVISORS LP December 31,2020 2021-02-08
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC December 31,2020 2021-02-12
KAYS FINANCIAL ADVISORY CORP /ADV September 30,2020 2020-11-16
Kazazian Asset Management, LLC September 30,2019 2019-11-14
KBC Group NV March 31,2021 2021-04-26
KBC Participations Renta C 2020-10-28
KBSH CAPITAL MANAGMENT INC December 31,2008 2009-02-10
KBW ASSET MANAGEMENT INC September 30,2008 2008-11-14
KBW, Inc. December 31,2012 2013-02-14
KC Investment Advisors, LLC December 31,2019 2021-02-12
KCG Holdings, Inc. June 30,2017 2017-08-11
KCL Capital, L.P. December 31,2020 2021-02-16
KCM INVESTMENT ADVISORS LLC December 31,2020 2021-02-18
KCS Wealth Advisory March 31,2021 2021-04-16
KDA Capital LLP 2009-11-16
KDI CAPITAL PARTNERS LLC December 31,2020 2021-02-08
KEANE CAPITAL MANGEMENT INC December 31,2015 2016-02-12
Keane Capital Partners, LLC September 30,2016 2016-11-14
KEATING INVESTMENT COUNSELORS INC March 31,2021 2021-04-26
Keebeck Alpha, LP March 31,2021 2021-05-05
Keebeck Wealth Management, LLC December 31,2020 2021-02-16
KEEFE, BRUYETTE & WOODS, INC. March 31,2010 2010-05-17
Keel Point Advisors, LLC December 31,2014 2015-02-06
Keeler THomas Management LLC March 31,2021 2021-04-23
KEELEY ASSET MANAGEMENT CORP John Keeley December 31,2016 2017-02-14
Keeley-Teton Advisors, LLC December 31,2020 2021-02-12
Keenan Capital, LLC December 31,2020 2021-02-16
Kehrs Ridge Capital,LLC December 31,2020 2021-02-10
KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ December 31,2020 2021-02-12
Kellner Capital, LLC December 31,2020 2021-02-10
KELLNER DILEO & CO December 31,2010 2011-02-14
KELLOGG GROUP, LLC December 31,2010 2011-02-10
KELLOGG W K FOUNDATION TRUST March 31,2021 2021-05-05
KELLY LAWRENCE W & ASSOCIATES INC/CA December 31,2020 2021-02-12
Kelman-Lazarov, Inc. December 31,2020 2021-02-08
Kelso & Company, L.P. December 31,2018 2019-07-15
Kemnay Advisory Services Inc. December 31,2020 2021-02-16
KEMPEN CAPITAL MANAGEMENT N.V. December 31,2020 2021-02-12
KEMPNER CAPITAL MANAGEMENT INC. March 31,2021 2021-04-27
KEN ROBERTS INVESTMENT MANAGEMENT INC December 31,2020 2021-02-03
Ken Stern & Associates, Inc. September 30,2018 2018-11-13
Kendall Capital Management March 31,2021 2021-05-05
Kendall Square Capital, LLC June 30,2014 2014-11-14
Kenmare Capital Partners, L.L.C. September 30,2019 2019-11-14
KENNEDY CAPITAL MANAGEMENT INC December 31,2020 2021-02-12
KENSICO CAPITAL MANAGEMENT CORP December 31,2020 2021-02-16
Kensington Investment Counsel, LLC December 31,2020 2021-02-16
KENSINGTON INVESTMENT GROUP INC December 31,2008 2009-07-13
Kent Lake Capital LLC December 31,2020 2021-02-12
Kentucky Retirement Systems December 31,2020 2021-02-11
Kentucky Retirement Systems Insurance Trust Fund December 31,2020 2021-02-11
Kepos Capital LP December 31,2020 2021-02-12
KERN Cobalt Co-Invest Partners AP LP December 31,2015 2016-01-19
Kernodle & Katon Asset Management Group, LLC March 31,2017 2017-05-12
Kerntke Otto McGlone Wealth Management Group December 31,2020 2021-02-12
Kerrisdale Advisers, LLC December 31,2020 2021-02-16
Kesler, Norman & Wride, LLC March 31,2021 2021-04-19
Kessler Investment Group, LLC December 31,2020 2021-02-03
Kestra Advisory Services, LLC December 31,2020 2021-01-20
KESTRA PRIVATE WEALTH SERVICES, LLC December 31,2020 2021-01-21
KESTREL INVESTMENT MANAGEMENT CORP December 31,2020 2021-02-11
KETTLE HILL CAPITAL MANAGEMENT, LLC December 31,2020 2021-02-16
Keudell/Morrison Wealth Management March 31,2021 2021-04-13
Key Colony Management, LLC September 30,2020 2020-11-12
Key FInancial Inc March 31,2021 2021-04-30
KEY GROUP HOLDINGS (CAYMAN), LTD. December 31,2020 2021-02-16
Key Square Capital Management LLC December 31,2020 2021-02-16
KEYBANK NATIONAL ASSOCIATION/OH December 31,2020 2021-02-09
KeyPoint Capital Management, LLC December 31,2015 2016-02-12
Keystone Financial Group December 31,2020 2021-02-10
Keystone Financial Planning, Inc. December 31,2020 2021-02-04
KEYSTONE GROUP, L.P. September 30,2010 2021-02-10
KEYSTONE WEALTH PARTNERS March 31,2021 2021-04-30
KEYWISE CAPITAL MANAGEMENT (HK) Ltd December 31,2020 2021-02-02
KEYWISE CAPITAL MANAGEMENT Ltd September 30,2019 2019-10-24
KFA Private Wealth Group, LLC December 31,2020 2021-03-08
KG Funds Management LLC December 31,2017 2018-02-14
KG FUNDS MANAGEMENT, LLC December 31,2020 2021-02-16
KG&L Capital Management,LLC March 31,2021 2021-04-14
KHP Capital, LLC September 30,2018 2018-11-08
Khronos LLC September 30,2009 2009-10-28
Kidder Stephen W December 31,2020 2021-02-16
Kidron Capital LLC March 31,2015 2016-02-16
Kildonan Castle Asset Management L.P. June 30,2014 2015-11-03
KILEY JUERGENS WEALTH MANAGEMENT, LLC March 31,2021 2021-04-29
KILKENNY CAPITAL MANAGEMENT LLC September 30,2008 2008-11-14
KILLEN GROUP INC March 31,2016 2016-04-27
Kiltearn Partners LLP December 31,2020 2021-02-12
Kimelman & Baird, LLC September 30,2019 2019-12-10
Kimmeridge Energy Management Company, LLC December 31,2020 2021-02-11
KINETICS ASSET MANAGEMENT INC March 31,2011 2011-05-12
KING INVESTMENT ADVISORS INC/TX December 31,2015 2016-01-29
KING LUTHER CAPITAL MANAGEMENT CORP December 31,2020 2021-02-10
KING R ELIOT & ASSOCIATES INC/CA September 30,2009 2009-11-04
KING STREET CAPITAL MGMT LLC December 31,2020 2021-02-16
King Wealth Management Group, LLC December 31,2020 2021-02-12
Kingdom Ridge Capital, LLC September 30,2017 2018-02-14
KINGDON CAPITAL MANAGEMENT LLC December 31,2020 2021-02-16
Kingfisher Capital LLC December 31,2020 2021-01-28
KINGS POINT CAPITAL MANAGEMENT December 31,2020 2021-02-12
KINGSTOWN CAPITAL MANAGEMENT L.P. December 31,2020 2021-02-16
Kingsview Wealth Management, LLC December 31,2020 2021-02-16
Kinloch Capital, LLC December 31,2020 2021-01-21
Kinneret Advisory, LLC December 31,2020 2021-02-11
KINNEY ASSET MANAGEMENT, LLC September 30,2020 2020-11-13
Kinsight, LLC June 30,2017 2017-07-24
Kirkoswald Asset Management LLC December 31,2020 2021-02-11
KIRKWOOD CAPITAL LP December 31,2008 2009-02-17
KIRR MARBACH & CO LLC /IN/ March 31,2021 2021-04-19
Kiski Partners, LLC December 31,2015 2021-02-12
Kissinger Financial Services LLC June 30,2017 2017-07-11
Kistler-Tiffany Companies, LLC December 31,2020 2021-02-02
Kite Lake Capital Management (UK) LLP December 31,2020 2021-02-16
KITT BARRY M September 30,2011 2011-11-14
KITZINGER LAUTMANN CAPITAL MANAGEMENT INC March 31,2021 2021-04-21
KIZE CAPITAL LP December 31,2020 2021-02-12
KKR Asset Management LLC September 30,2013 2013-11-14
Klaas Financial Asset Advisors, LLC March 31,2021 2021-04-20
KLEINHEINZ CAPITAL PARTNERS INC December 31,2012 2013-02-14
Kleinwort Benson Investors Dublin Ltd June 30,2016 2016-08-03
KLINGENSTEIN FIELDS & CO LLC March 31,2021 2021-04-29
Klingman & Associates, LLC March 31,2021 2021-04-29
KLINSKY STEVEN B June 30,2015 2015-08-14
KLP Enterprises, LLC December 31,2018 2019-05-14
KLS Diversified Asset Management LP December 31,2020 2021-02-12
KLS Professional Advisors Group, LLC June 30,2019 2019-07-09
KMG FIDUCIARY PARTNERS, LLC March 31,2021 2021-04-08
KMS FINANCIAL SERVICES, INC September 30,2014 2014-11-14
KNIGHT CAPITAL GROUP, INC. June 30,2013 2013-08-08
Knighthead Capital Management, LLC December 31,2020 2021-02-16
Knights of Columbus Asset Advisors LLC December 31,2020 2021-02-16
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC December 31,2020 2021-02-16
Knoll Capital Management, LP September 30,2020 2020-11-16
Knott Asset Management, LLC March 31,2013 2013-04-12
KNOTT DAVID M December 31,2020 2021-02-12
Knuff & Co LLC March 31,2021 2021-05-04
KOCH INDUSTRIES INC December 31,2020 2021-02-12
KOCH QUANTITATIVE TRADING, LP 2008-11-13
Kohlberg Kravis Roberts & Co Henry Kravis/George Roberts September 30,2020 2020-11-16
Kohmann Bosshard Financial Services, LLC March 31,2021 2021-05-04
KOKINO LLC September 30,2019 2019-11-14
KOKUSAI Asset Management Co., Ltd. June 30,2015 2015-07-24
Kontiki Capital Management (HK) Ltd. December 31,2020 2021-02-16
KOONCE CALVIN SCOTT March 31,2021 2021-04-27
Kopernik Global All-Cap Fund, LP December 31,2019 2020-02-10
Kopernik Global Investors, LLC December 31,2020 2021-02-10
Kopion Asset Management, LLC March 31,2021 2021-04-09
Kopp Family Office, LLC December 31,2020 2021-02-16
KOPP FUNDS INC December 31,2013 2014-01-21
KOPP INVESTMENT ADVISORS LLC September 30,2019 2019-11-14
Kora Management LP December 31,2020 2021-02-16
Kore Private Wealth LLC December 31,2020 2021-02-16
Korea Investment CORP December 31,2020 2021-02-10
KORNITZER CAPITAL MANAGEMENT INC /KS March 31,2021 2021-04-30
Kortright Capital Partners LP June 30,2016 2016-08-11
Koshinski Asset Management, Inc. December 31,2020 2021-02-02
Kovack Advisors, Inc. March 31,2021 2021-05-04
Kovitz Investment Group Partners, LLC December 31,2020 2021-02-12
Kovitz Investment Group, LLC December 31,2015 2016-02-16
Kowal Investment Group, LLC December 31,2020 2021-02-18
Kozak & Associates, Inc. 2021-02-22
KPCB DGF Associates, LLC September 30,2020 2021-02-16
KPCB DGF II Associates, LLC December 31,2020 2021-02-16
KPCB DGF III Associates, LLC December 31,2020 2021-02-16
KPCB GGF Associates, LLC March 31,2020 2021-02-16
KPCB XII Associates, LLC September 30,2020 2020-10-19
KPCB XIII Associates, LLC December 31,2020 2021-02-16
KPCB XIV Associates, LLC September 30,2020 2020-10-19
KPCB XV Associates, LLC December 31,2020 2021-02-16
KPCB XVI Associates, LLC December 31,2020 2021-02-16
KPS Global Asset Management UK Ltd December 31,2020 2021-02-16
KR CAPITAL ADVISORS INC December 31,2015 2016-02-05
KR CAPITAL PARTNERS I L P March 31,2016 2016-04-21
KRA CAPITAL MANAGEMENT INC December 31,2012 2013-01-16
Krane Funds Advisors LLC December 31,2020 2021-02-11
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD March 31,2021 2021-04-26
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD March 31,2021 2021-05-03
Krasney Financial LLC March 31,2021 2021-05-05
Krensavage Asset Management, LLC December 31,2020 2021-02-16
Kresge Foundation December 31,2018 2020-02-27
Krilogy Financial LLC March 31,2021 2021-04-21
Krueger & Catalano Capital Partners, LLC December 31,2020 2021-01-27
KRV Capital LP June 30,2017 2017-10-31
KS MANAGEMENT CORP December 31,2015 2015-11-16
KSA CAPITAL MANAGEMENT, LLC December 31,2017 2018-04-02
KSL Advisors, LLC December 31,2020 2021-02-16
Kuehl Shepherd Kozlowski & Associates,Inc. March 31,2021 2021-04-27
Kuntz Lesher Capital LLC December 31,2020 2021-02-10
Kuvari Partners LLP December 31,2020 2021-02-11
KWB Wealth December 31,2020 2021-02-09
KWMG, LLC March 31,2021 2021-04-12
Kylin Management LLC December 31,2020 2021-02-16
Kynikos Associates LP September 30,2020 2020-11-16

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