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STOCK TICKER:
StoneCastle Financial Corp - Common Stock   (ticker: BANX)
Institutions's Holdings On The Stock
INSTITUTION/GURU    (click Current Holdings for holding history) Current Holdings
(link to holding history)		 Previous
Holdings		 Change Portfolio
Date
Belpointe Asset Management LLC 8,172 0 New Buy 2019-12-31
Gradient Investments LLC 470 0 New Buy 2019-12-31
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 377,451 413,169 9% 2019-09-30
Oxbow Advisors, LLC 288,351 284,392 1% 2019-09-30
Hilton Capital Management, LLC 216,802 137,873 57% 2019-09-30
Greenwich Investment Management, Inc. 170,823 169,168 1% 2019-09-30
UNITED CAPITAL FINANCIAL ADVISERS,INC. 168,750 174,750 3% 2019-09-30
LADENBURG THALMANN FINANCIAL SERVICES INC 136,120 138,106 1% 2019-09-30
STIFEL FINANCIAL CORP 117,748 100,312 17% 2019-09-30
BRINKER CAPITAL INC 28,960 22,271 30% 2019-09-30
Oak Grove Capital LLC 26,100 26,100 No Change 2019-09-30
Van Hulzen Asset Management, LLC 24,300 23,500 3% 2019-09-30
BB&T SECURITIES, LLC 21,788 21,962 1% 2019-09-30
BARD ASSOCIATES INC 19,235 19,735 3% 2019-09-30
Creative Planning 14,949 15,266 2% 2019-09-30
Clear Harbor Asset Management, LLC 14,764 14,764 No Change 2019-09-30
OPPENHEIMER & CO INC 14,680 16,156 9% 2019-09-30
NORTHERN TRUST CORP 13,518 14,320 6% 2019-09-30
ACADIAN ASSET MANAGEMENT LLC 11,753 10,936 7% 2019-09-30
ROYAL BANK OF CANADA 11,243 11,241 0% 2019-09-30
Man Group plc 10,017 36,154 72% 2019-09-30
ENVESTNET ASSET MANAGEMENT INC 9,638 0 New Buy 2019-09-30
Private Advisor Group, LLC 9,625 0 New Buy 2019-09-30
Baird Financial Group, Inc. 9,308 0 New Buy 2019-09-30
MORGAN STANLEY 8,550 10,150 16% 2019-09-30
WELLS FARGO & CO/MN 7,237 7,237 No Change 2019-09-30
Advisor Group, Inc. 6,469 5,372 20% 2019-09-30
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,850 5,000 17% 2019-09-30
BANK OF AMERICA CORP /DE/ 3,850 3,850 No Change 2019-09-30
Stonebridge Capital Advisors LLC 1,900 1,900 No Change 2019-09-30
UBS Group AG 1,500 3,172 53% 2019-09-30
Valeo Financial Advisors, LLC 375 375 No Change 2019-09-30
FIFTH THIRD BANCORP 250 500 50% 2019-09-30
J P MORGAN CHASE & CO 200 4,443 95% 2019-09-30
Tower Research Capital LLC 156 264 41% 2019-09-30
FLAGSHIP HARBOR ADVISORS, LLC 100 100 No Change 2019-09-30
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