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STOCK TICKER:
StoneCastle Financial Corp - Common Stock   (ticker: BANX)
Institutions's Holdings On The Stock
INSTITUTION/GURU    (click Current Holdings for holding history) Current Holdings
(link to holding history)		 Previous
Holdings		 Change Portfolio
Date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 536,021 457,203 17% 2020-09-30
Hilton Capital Management, LLC 232,626 238,713 3% 2020-09-30
Greenwich Investment Management, Inc. 181,414 185,965 2% 2020-09-30
STIFEL FINANCIAL CORP 132,801 160,746 17% 2020-09-30
UNITED CAPITAL FINANCIAL ADVISERS,INC. 109,250 121,750 10% 2020-09-30
BB&T CORP 56,833 58,630 3% 2020-09-30
Oxbow Advisors, LLC 41,400 41,400 No Change 2020-09-30
CLS INVESTMENT FIRM, LLC 38,757 0 New Buy 2020-09-30
ACADIAN ASSET MANAGEMENT LLC 36,186 44,393 18% 2020-09-30
Oak Grove Capital LLC 21,285 21,285 No Change 2020-09-30
BARD ASSOCIATES INC 18,635 18,885 1% 2020-09-30
Van Hulzen Asset Management, LLC 16,500 16,500 No Change 2020-09-30
RMB Capital Management, LLC 15,488 0 New Buy 2020-09-30
NORTHERN TRUST CORP 14,304 13,996 2% 2020-09-30
Clear Harbor Asset Management, LLC 14,164 14,164 No Change 2020-09-30
ENVESTNET ASSET MANAGEMENT INC 14,008 15,981 12% 2020-09-30
OPPENHEIMER & CO INC 13,520 13,520 No Change 2020-09-30
LMR Partners LLP 13,001 13,001 No Change 2020-09-30
IEQ CAPITAL, LLC 10,800 10,800 No Change 2020-09-30
Arrowpoint Asset Management, LLC 10,127 0 New Buy 2020-09-30
MORGAN STANLEY 9,580 8,475 13% 2020-09-30
WELLS FARGO & CO/MN 6,348 6,347 0% 2020-09-30
BANK OF AMERICA CORP /DE/ 2,850 2,850 No Change 2020-09-30
Rockefeller Capital Management L.P. 1,700 0 New Buy 2020-09-30
ROYAL BANK OF CANADA 1,203 1,223 2% 2020-09-30
UBS Group AG 1,000 1,000 No Change 2020-09-30
WEST BANCORPORATION INC 1,000 1,000 No Change 2020-09-30
Tower Research Capital LLC 255 1,590 84% 2020-09-30
Advisory Services Network, LLC 237 0 New Buy 2020-09-30
RPG Investment Advisory, LLC 200 200 No Change 2020-09-30
Russell Investments Group, Ltd. 140 140 No Change 2020-09-30
FLAGSHIP HARBOR ADVISORS, LLC 100 100 No Change 2020-09-30
Baird Financial Group, Inc. 0 11,015 Sold Out 2020-09-30
Valeo Financial Advisors, LLC 0 375 Sold Out 2020-09-30
SIGNATUREFD, LLC 0 27 Sold Out 2020-09-30
FIFTH THIRD BANCORP 0 75 Sold Out 2020-09-30
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 5,000 Sold Out 2020-09-30
Stonebridge Capital Advisors LLC 0 1,900 Sold Out 2020-09-30
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