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STOCK TICKER:

MAJOR GURUS:
David Einhorn
Bill Ackman
Bill Miller
Steven Cohen
Jim Simons

COWEN INC. INSTITUTION : COWEN INC.
Portfolio Performance Summary
Percentage Change
Today:
0 Percentage Change
From 2019-06-30:
0
Value Change
Today:
0 Value Change
From 2019-06-30:
0
* Numbers do not include bonds, prefer shares, options, stocks listed in Pink Sheets and Bulletin Board
Portfolio Performance
Company Ticker Current
Holdings
Current
Price
Current Price
Change
Price On
2019-06-30
Price Change
From 2019-06-30
AMCI ACQUISITION CORP    (*W EXP 05/20/202)13000N/AN/AN/AN/A
AT&T INC    (COM)T27800N/AN/AN/AN/A
ABBVIE INC    (COM)ABBV3503N/AN/AN/AN/A
ACAMAR PARTNERS ACQSITION CO    (UNIT 12/30/2025)301000N/AN/AN/AN/A
ADVANCED MICRO DEVICES INC    (COM)AMD18400N/AN/AN/AN/A
ALLEGRO MERGER CORP    (COM)54529N/AN/AN/AN/A
ALLEGRO MERGER CORP    (*W EXP 01/06/202)24278N/AN/AN/AN/A
ALLEGRO MERGER CORP    (RIGHT 12/31/2023)68978N/AN/AN/AN/A
ALTA MESA RES INC    (*W EXP 03/28/202)3075558N/AN/AN/AN/A
AMERIGAS PARTNERS L P    (UNIT L P INT)APU46083N/AN/AN/AN/A
ANADARKO PETE CORP    (COM)APC1099290N/AN/AN/AN/A
APHRIA INC    (COM)856040N/AN/AN/AN/A
APPLIED MATLS INC    (COM)AMAT550N/AN/AN/AN/A
ARRAY BIOPHARMA INC    (COM)ARRY1004508N/AN/AN/AN/A
AT HOME GROUP INC    (COM)598099N/AN/AN/AN/A
ATLAS AIR WORLDWIDE HLDGS IN    (NOTE 1.875% 6/0)300000N/AN/AN/AN/A
AUDENTES THERAPEUTICS INC    (COM)38190N/AN/AN/AN/A
AURORA CANNABIS INC    (COM)63306N/AN/AN/AN/A
AVAYA HLDGS CORP    (COM)180202N/AN/AN/AN/A
AVON PRODS INC    (COM)AVP138432N/AN/AN/AN/A
BB&T CORP    (COM)BBT201300N/AN/AN/AN/A
BHP GROUP PLC    (SPONSORED ADR)BBL90868N/AN/AN/AN/A
BP PLC    (SPONSORED ADR)BP187696N/AN/AN/AN/A
BRP INC    (COM SUN VTG)BRPIF32500N/AN/AN/AN/A
B RILEY PRINCIPAL MERGER COR    (CL A)18800N/AN/AN/AN/A
B RILEY PRINCIPAL MERGER COR    (UNIT 99/99/9999)320411N/AN/AN/AN/A
BANCO SANTANDER SA    (ADR)STD13452179N/AN/AN/AN/A
BANCO SANTANDER MEXICO S A    (SPONSORED ADS B)324337N/AN/AN/AN/A
BANK N S HALIFAX    (COM)BNS2000000N/AN/AN/AN/A
BARCLAYS PLC    (ADR)BCS324358N/AN/AN/AN/A
BEYOND MEAT INC    (COM)16200N/AN/AN/AN/A
BIG ROCK PARTNERS ACQUISI CO    (*W EXP 12/01/202)67000N/AN/AN/AN/A
BIG ROCK PARTNERS ACQUISI CO    (RIGHT 12/01/2022)90020N/AN/AN/AN/A
BIOSCRIP INC    (COM)BIOS10239N/AN/AN/AN/A
BLACK RIDGE ACQUISITION CORP    (COM)670100N/AN/AN/AN/A
BLACK RIDGE ACQUISITION CORP    (*W EXP 07/10/202)115600N/AN/AN/AN/A
BLACK RIDGE ACQUISITION CORP    (RIGHT 07/10/2019)544461N/AN/AN/AN/A
BLUEBIRD BIO INC    (COM)BLUE15000N/AN/AN/AN/A
BLUEPRINT MEDICINES CORP    (COM)22000N/AN/AN/AN/A
BOXWOOD MERGER CORP    (*W EXP 11/26/202)31198N/AN/AN/AN/A
BOXWOOD MERGER CORP    (UNIT 11/26/2025)18656N/AN/AN/AN/A
BRISTOL MYERS SQUIBB CO    (COM)BMY646800N/AN/AN/AN/A
BROOKFIELD PROPERTY REIT INC    (CL A)206259N/AN/AN/AN/A
BUCKEYE PARTNERS L P    (UNIT LTD PARTN)BPL85491N/AN/AN/AN/A
CBS CORP NEW    (CL B)CBS250000N/AN/AN/AN/A
CF FIN ACQUISITION CORP    (COM CL A)23900N/AN/AN/AN/A
CF FIN ACQUISITION CORP    (*W EXP 04/30/202)44902N/AN/AN/AN/A
CF FIN ACQUISITION CORP    (UNIT 04/30/2025)12438N/AN/AN/AN/A
CAESARS ENTMT CORP    (COM)CZR1129605N/AN/AN/AN/A
CANOPY GROWTH CORP    (COM)321200N/AN/AN/AN/A
CELGENE CORP    (COM)CELG880681N/AN/AN/AN/A
CENTENE CORP DEL    (COM)CNC655913N/AN/AN/AN/A
CHAPARRAL ENERGY INC    (COM CL A)16500N/AN/AN/AN/A
CHARDAN HEALTHCARE ACQUISITI    (UNIT 12/13/2023)163500N/AN/AN/AN/A
CHASERG TECHNLGY ACQUISITN C    (CLASS A)516962N/AN/AN/AN/A
CHASERG TECHNLGY ACQUISITN C    (UNIT 09/30/2023)124431N/AN/AN/AN/A
CHURCHILL CAP CORP II    (UNIT 99/99/9999)1107985N/AN/AN/AN/A
CISCO SYS INC    (COM)CSCO4090N/AN/AN/AN/A
CORVUS PHARMACEUTICALS INC    (COM)576231N/AN/AN/AN/A
CRESCENT ACQUISITION CORP    (*W EXP 03/08/202)55799N/AN/AN/AN/A
CRESCENT ACQUISITION CORP    (UNIT 99/99/9999)10000N/AN/AN/AN/A
CROCS INC    (COM)CROX53050N/AN/AN/AN/A
CYPRESS SEMICONDUCTOR CORP    (COM)CY1842153N/AN/AN/AN/A
DFB HEALTHCARE ACQUISTION CO    (*W EXP 04/11/202)28459N/AN/AN/AN/A
DFB HEALTHCARE ACQUISTION CO    (UNIT 01/30/2023)64500N/AN/AN/AN/A
DASEKE INC    (*W EXP 02/27/202)394501N/AN/AN/AN/A
DAVITA INC    (COM)DVA2236N/AN/AN/AN/A
DENBURY RES INC    (COM NEW)DNR18100N/AN/AN/AN/A
DIAMONDPEAK HLDGS COR    (*W EXP 02/22/202)14433N/AN/AN/AN/A
DIAMONDPEAK HLDGS COR    (UNIT 99/99/9999)520000N/AN/AN/AN/A
DISCOVERY INC    (COM SER C)DISCK100000N/AN/AN/AN/A
EL PASO ELEC CO    (COM NEW)EE105258N/AN/AN/AN/A
ELDORADO RESORTS INC    (COM)ERI11838N/AN/AN/AN/A
ELECTRONIC ARTS INC    (COM)ERTS13417N/AN/AN/AN/A
EMCOR GROUP INC    (COM)EME24200N/AN/AN/AN/A
ENEL AMERICAS S A    (SPONSORED ADR)ENI94600N/AN/AN/AN/A
FAR PT ACQUISITION CORP    (COM CL A)25000N/AN/AN/AN/A
FAR PT ACQUISITION CORP    (*W EXP 06/01/202)12659N/AN/AN/AN/A
FASTENAL CO    (COM)FAST2125N/AN/AN/AN/A
FINTECH ACQUISITION CORP III    (UNIT 12/01/2023)268872N/AN/AN/AN/A
FORUM MERGER II CORP    (CL A)286176N/AN/AN/AN/A
FORUM MERGER II CORP    (*W EXP 09/30/202)23000N/AN/AN/AN/A
FORUM MERGER II CORP    (UNIT 09/30/2025)376752N/AN/AN/AN/A
GCI LIBERTY INC    (COM CLASS A)78334N/AN/AN/AN/A
GX ACQUISITION CORP    (UNIT 05/24/2026)342396N/AN/AN/AN/A
GS ACQUISITION HLDGS CORP    (COM CL A)82888N/AN/AN/AN/A
GS ACQUISITION HLDGS CORP    (*W EXP 06/12/202)48496N/AN/AN/AN/A
GS ACQUISITION HLDGS CORP    (UNIT 06/12/2023)150000N/AN/AN/AN/A
GIGCAPITAL INC    (RIGHT 03/06/2020)49600N/AN/AN/AN/A
GIGCAPITAL INC    (UNIT 03/06/2025)90592N/AN/AN/AN/A
GLAXOSMITHKLINE PLC    (SPONSORED ADR)GSK45825N/AN/AN/AN/A
GLOBAL BLOOD THERAPEUTICS IN    (COM)107460N/AN/AN/AN/A
GLOBALSTAR INC    (COM)GSAT55000N/AN/AN/AN/A
GLOBAL PMTS INC    (COM)GPN75000N/AN/AN/AN/A
GORDON POINTE ACQUISITION CO    (COM CLASS A)510000N/AN/AN/AN/A
GORDON POINTE ACQUISITION CO    (*W EXP 07/30/202)50000N/AN/AN/AN/A
GORES HOLDINGS III INC    (CLASS A)285585N/AN/AN/AN/A
GORES HOLDINGS III INC    (*W EXP 09/11/202)161066N/AN/AN/AN/A
GORES HOLDINGS III INC    (UNIT 09/07/2024)200262N/AN/AN/AN/A
GORES METROPOULOS INC    (COM CL A)557478N/AN/AN/AN/A
GORES METROPOULOS INC    (*W EXP 01/28/202)156351N/AN/AN/AN/A
GORES METROPOULOS INC    (UNIT 99/99/9999)302000N/AN/AN/AN/A
GRAF INDL CORP    (*W EXP 12/31/202)304072N/AN/AN/AN/A
GREENLANE HLDGS INC    (CL A)336686N/AN/AN/AN/A
HALCON RES CORP    (*W EXP 09/09/202)443716N/AN/AN/AN/A
HAYMAKER ACQUISITION CORP II    (UNIT 10/31/2026)187926N/AN/AN/AN/A
HEALTH SCIENCES ACQUSTN CORP    (UNIT 04/01/2024)60300N/AN/AN/AN/A
HENNESSY CAP ACQUSTION CORP    (CL A COM)63840N/AN/AN/AN/A
HENNESSY CAP ACQUSTION CORP    (*W EXP 09/05/202)135883N/AN/AN/AN/A
HENNESSY CAP ACQUSTION CORP    (UNIT 99/99/9999)90053N/AN/AN/AN/A
IMMUNOMEDICS INC    (COM)IMMU16011N/AN/AN/AN/A
INTERCEPT PHARMACEUTICALS IN    (NOTE 3.250% 7/0)1670000N/AN/AN/AN/A
INVESCO QQQ TR    (UNIT SER 1)250000N/AN/AN/AN/A
ISHARES INC    (MSCI STH AFR ETF)EZA8000N/AN/AN/AN/A
JPMORGAN CHASE & CO    (COM)JPM41625N/AN/AN/AN/A
KEMPHARM INC    (COM)250000N/AN/AN/AN/A
KEZAR LIFE SCIENCES INC    (COM)343049N/AN/AN/AN/A
KONTOOR BRANDS INC    (COM)10000N/AN/AN/AN/A
LF CAP ACQUISITION CORP    (CL A)166057N/AN/AN/AN/A
L3 TECHNOLOGIES INC    (COM)2000N/AN/AN/AN/A
LANDCADIA HLDGS II INC    (*W EXP 05/09/202)58833N/AN/AN/AN/A
LANDCADIA HLDGS II INC    (UNIT 05/09/2026)231300N/AN/AN/AN/A
LEGACY ACQUISITION CORP    (COM CL A)299969N/AN/AN/AN/A
LEGACY ACQUISITION CORP    (*W EXP 11/30/202)92481N/AN/AN/AN/A
LEGACY ACQUISITION CORP    (UNIT 05/31/2024)600000N/AN/AN/AN/A
LEGACY TEX FINL GROUP INC    (COM)LTXB47970N/AN/AN/AN/A
LEISURE ACQUISITION CORP    (*W EXP 12/05/201)220087N/AN/AN/AN/A
LEISURE ACQUISITION CORP    (UNIT 99/99/9999)559303N/AN/AN/AN/A
LENNAR CORP    (CL A)LEN23245N/AN/AN/AN/A
LIBERTY BROADBAND CORP    (COM SER A)LBRDA5000N/AN/AN/AN/A
LIBERTY BROADBAND CORP    (COM SER C)LBRDK26279N/AN/AN/AN/A
LIBERTY EXPEDIA HLDGS INC    (SER A COM)105083N/AN/AN/AN/A
LIBERTY MEDIA CORP DELAWARE    (COM A SIRIUSXM)LSXMA89765N/AN/AN/AN/A
LLOYDS BANKING GROUP PLC    (SPONSORED ADR)LYG8374111N/AN/AN/AN/A
LOWES COS INC    (COM)LOW3900N/AN/AN/AN/A
LUCKIN COFFEE INC    (SPONSORED ADS)450000N/AN/AN/AN/A
MEDICINES CO    (COM)MDCO10250N/AN/AN/AN/A
MEDIDATA SOLUTIONS INC    (COM)MDSO259114N/AN/AN/AN/A
MEGALITH FINL ACQUISITION CO    (*W EXP 08/26/202)72869N/AN/AN/AN/A
MEGALITH FINL ACQUISITION CO    (UNIT 09/30/2025)328900N/AN/AN/AN/A
MIDSOUTH BANCORP INC    (COM)MSL12900N/AN/AN/AN/A
MITSUBISHI UFJ FINL GROUP IN    (SPONSORED ADS)MTU756800N/AN/AN/AN/A
MIZUHO FINL GROUP INC    (SPONSORED ADR)MFG5485850N/AN/AN/AN/A
MODERN MEDIA ACQUISITION    (COM)200000N/AN/AN/AN/A
MODERN MEDIA ACQUISITION    (RIGHT 99/99/9999)71814N/AN/AN/AN/A
MONOCLE ACQUISITION CORP    (COM)19100N/AN/AN/AN/A
MONOCLE ACQUISITION CORP    (*W EXP 12/06/202)55371N/AN/AN/AN/A
MONOCLE ACQUISITION CORP    (UNIT 99/99/9999)59248N/AN/AN/AN/A
MOSAIC ACQUISITION CORP    (COM CL A)87716N/AN/AN/AN/A
MOSAIC ACQUISITION CORP    (*W EXP 10/23/202)27800N/AN/AN/AN/A
MOSAIC ACQUISITION CORP    (UNIT 99/99/9999)156430N/AN/AN/AN/A
MUDRICK CAP ACQUISITION CORP    (COM CLASS A)304915N/AN/AN/AN/A
MUDRICK CAP ACQUISITION CORP    (*W EXP 02/12/202)445282N/AN/AN/AN/A
MUDRICK CAP ACQUISITION CORP    (UNIT 02/01/2023)125000N/AN/AN/AN/A
MYOKARDIA INC    (COM)45000N/AN/AN/AN/A
NEBULA ACQUISITION CORP    (COM CLASS A)100963N/AN/AN/AN/A
NEBULA ACQUISITION CORP    (*W EXP 03/12/202)38059N/AN/AN/AN/A
NEBULA ACQUISITION CORP    (UNIT 03/12/2025)100000N/AN/AN/AN/A
NII HLDGS INC    (COM PAR)50000N/AN/AN/AN/A
NIO INC    (SPON ADS)350000N/AN/AN/AN/A
NXP SEMICONDUCTORS N V    (NOTE 1.000%12/0)1285N/AN/AN/AN/A
NOMURA HLDGS INC    (SPONSORED ADR)NMR235000N/AN/AN/AN/A
OAKTREE CAP GROUP LLC    (UNIT CL A)OAK112859N/AN/AN/AN/A
OCCIDENTAL PETE CORP    (COM)OXY653520N/AN/AN/AN/A
OPES ACQUISITION CORP    (COM)576372N/AN/AN/AN/A
OPES ACQUISITION CORP    (*W EXP 03/13/202)744789N/AN/AN/AN/A
ORCHARD THERAPEUTICS PLC    (ADS)3035364N/AN/AN/AN/A
ORGANIGRAM HLDGS INC    (COM)15300N/AN/AN/AN/A
OVID THERAPEUTICS INC    (COM)972260N/AN/AN/AN/A
PVH CORP    (COM)PVH21770N/AN/AN/AN/A
PACIFIC BIOSCIENCES CALIF IN    (COM)PACB304791N/AN/AN/AN/A
PACIRA BIOSCIENCES    (NOTE 2.375% 4/0)280000N/AN/AN/AN/A
PARKER HANNIFIN CORP    (COM)PH7052N/AN/AN/AN/A
PEARSON PLC    (SPONSORED ADR)PSO100000N/AN/AN/AN/A
PENSARE ACQUISITION CORP    (RIGHT 99/99/9999)33151N/AN/AN/AN/A
PIVOTAL ACQUISITION CORP    (CL A COM)260280N/AN/AN/AN/A
PIVOTAL ACQUISITION CORP    (*W EXP 12/01/202)110539N/AN/AN/AN/A
PIVOTAL ACQUISITION CORP    (UNIT 12/01/2025)299100N/AN/AN/AN/A
PRECISION BIOSCIENCES INC    (COM)1083926N/AN/AN/AN/A
PROFICIENT ALPHA ACQUSTN COR    (RIGHT 04/30/2026)11500N/AN/AN/AN/A
PURE ACQUISITION CORP    (CL A)925000N/AN/AN/AN/A
PURE ACQUISITION CORP    (*W EXP 04/17/202)144130N/AN/AN/AN/A
PURE ACQUISITION CORP    (UNIT 04/13/2023)323444N/AN/AN/AN/A
QEP RES INC    (COM)QEP179683N/AN/AN/AN/A
RMG ACQUISITION CORP    (*W EXP 02/21/202)29250N/AN/AN/AN/A
RMG ACQUISITION CORP    (UNIT 99/99/9999)199000N/AN/AN/AN/A
RANPAK HLDGS CORP    (*W EXP 06/03/202)29500N/AN/AN/AN/A
RED HAT INC    (COM)RHT828885N/AN/AN/AN/A
RIMINI STR INC DEL    (COM)237500N/AN/AN/AN/A
ROBERT HALF INTL INC    (COM)RHI9000N/AN/AN/AN/A
SPDR S&P 500 ETF TR    (TR UNIT)SPY631030N/AN/AN/AN/A
SPDR GOLD TRUST    (GOLD SHS)GLD100000N/AN/AN/AN/A
SPDR SERIES TRUST    (S&P REGL BKG)KRE23200N/AN/AN/AN/A
SCHULTZE SPL PURP ACQUSTN CO    (COM)50000N/AN/AN/AN/A
SCHULTZE SPL PURP ACQUSTN CO    (*W EXP 12/31/202)340769N/AN/AN/AN/A
SELECT SECTOR SPDR TR    (TECHNOLOGY)XLK407200N/AN/AN/AN/A
SENTINEL ENERGY SVCS INC    (CL A)1813245N/AN/AN/AN/A
SENTINEL ENERGY SVCS INC    (*W EXP 11/02/202)324221N/AN/AN/AN/A
SHUTTERFLY INC    (COM)SFLY126423N/AN/AN/AN/A
SIERRA ONCOLOGY INC    (COM)50000N/AN/AN/AN/A
SOTHEBYS    (COM)BID50200N/AN/AN/AN/A
SOUTH MTN MERGER CORP    (UNIT 99/99/9999)668892N/AN/AN/AN/A
SPARK THERAPEUTICS INC    (COM)ONCE124839N/AN/AN/AN/A
SPARTAN ENERGY ACQUISITON CO    (CL A COM STK)200000N/AN/AN/AN/A
SPARTAN ENERGY ACQUISITON CO    (UNIT 99/99/9999)534500N/AN/AN/AN/A
SPARTAN ENERGY ACQUISITON CO    (*W EXP 08/27/202)215180N/AN/AN/AN/A
SPIRIT MTA REIT    (COM SHS BEN IN)113220N/AN/AN/AN/A
SPRINT CORPORATION    (COM)322032N/AN/AN/AN/A
SPROTT PHYSICAL GOLD & SILVE    (TR UNIT)347094N/AN/AN/AN/A
STEWART INFORMATION SVCS COR    (COM)STC30377N/AN/AN/AN/A
SUMITOMO MITSUI FINL GROUP I    (SPONSORED ADR)SMFG3402000N/AN/AN/AN/A
SUNTRUST BKS INC    (COM)STI86581N/AN/AN/AN/A
T MOBILE US INC    (COM)TMUS25000N/AN/AN/AN/A
TABLEAU SOFTWARE INC    (CL A)DATA382632N/AN/AN/AN/A
TAKEDA PHARMACEUTICAL CO LTD    (SPONSORED ADS)TKPYY299914N/AN/AN/AN/A
TARGA RES CORP    (COM)TRGP73900N/AN/AN/AN/A
TARGET HOSPITALITY CORP    (COM)105314N/AN/AN/AN/A
TARGET HOSPITALITY CORP    (*W EXP 03/15/202)65993N/AN/AN/AN/A
TELECOM ITALIA S P A NEW    (SPON ADR SVGS)TI/A197552N/AN/AN/AN/A
TESLA INC    (COM)TSLA100000N/AN/AN/AN/A
TIBERIUS ACQUISITION CORP    (COM)233421N/AN/AN/AN/A
TILRAY INC    (COM CL 2)123200N/AN/AN/AN/A
TORTOISE ACQUISITION CORP    (UNIT 03/04/2024)329140N/AN/AN/AN/A
TOTAL SYS SVCS INC    (COM)TSS67888N/AN/AN/AN/A
TRIBUNE MEDIA CO    (CL A)TRBAA99900N/AN/AN/AN/A
TRIDENT ACQUISITIONS CORP    (COM)994449N/AN/AN/AN/A
TRIDENT ACQUISITIONS CORP    (*W EXP 05/09/202)326711N/AN/AN/AN/A
TRIDENT ACQUISITIONS CORP    (UNIT 05/09/2023)688805N/AN/AN/AN/A
TRINE ACQUISITION CORP    (*W EXP 03/31/202)32500N/AN/AN/AN/A
TRINE ACQUISITION CORP    (UNIT 03/31/2021)559977N/AN/AN/AN/A
TRINITY MERGER CORP    (COM CL A)212326N/AN/AN/AN/A
TRINITY MERGER CORP    (*W EXP 05/11/202)31900N/AN/AN/AN/A
TRINITY MERGER CORP    (UNIT 05/11/2025)135240N/AN/AN/AN/A
TURNING PT BRANDS INC    (COM)10824N/AN/AN/AN/A
TUSCAN HOLDINGS CORP    (UNIT 99/99/9999)100100N/AN/AN/AN/A
TWIN RIV WORLDWIDE HLDGS INC    (COM)54855N/AN/AN/AN/A
II VI INC    (COM)IIVI74675N/AN/AN/AN/A
UNUM THERAPEUTICS INC    (COM)820805N/AN/AN/AN/A
ULTRAGENYX PHARMACEUTICAL IN    (COM)RARE34000N/AN/AN/AN/A
UNDER ARMOUR INC    (CL C)241102N/AN/AN/AN/A
UNILEVER PLC    (SPON ADR NEW)UL51204N/AN/AN/AN/A
UNILEVER N V    (N Y SHS NEW)UN196791N/AN/AN/AN/A
UNITED STATES OIL FUND LP    (UNITS)USO150000N/AN/AN/AN/A
UNITED STS 12 MONTH OIL FD L    (UNIT BEN INT)USL85300N/AN/AN/AN/A
VANECK VECTORS ETF TR    (GOLD MINERS ETF)GDX39588N/AN/AN/AN/A
VANECK VECTORS ETF TR    (SEMICONDUCTOR ET)498087N/AN/AN/AN/A
VECTOIQ ACQUISITION CORP    (COM)1164699N/AN/AN/AN/A
VECTOIQ ACQUISITION CORP    (*W EXP 05/11/202)14057N/AN/AN/AN/A
VECTOIQ ACQUISITION CORP    (UNIT 05/11/2023)296667N/AN/AN/AN/A
VERIZON COMMUNICATIONS INC    (COM)VZ1950N/AN/AN/AN/A
VERSUM MATLS INC    (COM)508162N/AN/AN/AN/A
VODAFONE GROUP PLC NEW    (SPONSORED ADR)VOD788794N/AN/AN/AN/A
WABCO HLDGS INC    (COM)WBC433588N/AN/AN/AN/A
WELLCARE HEALTH PLANS INC    (COM)WCG425N/AN/AN/AN/A
WORLDPAY INC    (CL A)129972N/AN/AN/AN/A
XYNOMIC PHARMACUTCLS HLDNG I    (*W EXP 05/15/202)50000N/AN/AN/AN/A
YOGAWORKS INC    (COM)296807N/AN/AN/AN/A
ZAYO GROUP HLDGS INC    (COM)ZAYO1600958N/AN/AN/AN/A
DEUTSCHE BANK AG    (NAMEN AKT)DB320000N/AN/AN/AN/A
ACT II GLOBAL ACQUISITION CO    (UNIT 04/30/2026)63555N/AN/AN/AN/A
AGBA ACQUISITION LTD    (UNIT 05/10/2024)64324N/AN/AN/AN/A
ANDINA ACQUISITION CORP III    (SHS)32104N/AN/AN/AN/A
ANDINA ACQUISITION CORP III    (UNIT 09/24/2020)92157N/AN/AN/AN/A
ANDINA ACQUISITION CORP III    (*W EXP 07/31/202)102810N/AN/AN/AN/A
ANDINA ACQUISITION CORP III    (RIGHT 07/31/2020)358207N/AN/AN/AN/A
ATHENE HLDG LTD    (CL A)25000N/AN/AN/AN/A
AXALTA COATING SYS LTD    (COM)AXTA33500N/AN/AN/AN/A
BIOHAVEN PHARMACTL HLDG CO L    (COM)105427N/AN/AN/AN/A
CAPITOL INVT CORP IV    (CL A ORD)300580N/AN/AN/AN/A
CAPITOL INVT CORP IV    (UNIT 99/99/9999)190839N/AN/AN/AN/A
CAPITOL INVT CORP IV    (*W EXP 01/01/202)246748N/AN/AN/AN/A
CLARIVATE ANALYTICS PLC    (*W EXP 11/09/201)378515N/AN/AN/AN/A
COLLIER CREEK HOLDINGS    (COM CL A)367909N/AN/AN/AN/A
COLLIER CREEK HOLDINGS    (*W EXP 99/99/999)66666N/AN/AN/AN/A
COLLIER CREEK HOLDINGS    (UNIT 99/99/9999)75000N/AN/AN/AN/A
CONSTELLATION ALPHA CAP CORP    (SHS)759312N/AN/AN/AN/A
CONSTELLATION ALPHA CAP CORP    (UNIT 99/99/9999)136250N/AN/AN/AN/A
CONSTELLATION ALPHA CAP CORP    (RIGHT 99/99/9999)947074N/AN/AN/AN/A
DD3 ACQUISITION CORP    (*W EXP 10/20/202)50799N/AN/AN/AN/A
8I ENTERPRISES ACQUISITIN CO    (SHS)356966N/AN/AN/AN/A
8I ENTERPRISES ACQUISITIN CO    (*W EXP 10/29/202)435067N/AN/AN/AN/A
8I ENTERPRISES ACQUISITIN CO    (RIGHT 10/29/2020)77959N/AN/AN/AN/A
8I ENTERPRISES ACQUISITIN CO    (UNIT 99/99/9999)15573N/AN/AN/AN/A
ARYA SCIENCES ACQUISITION CO    (UNIT 10/04/2023)24800N/AN/AN/AN/A
ALBERTON ACQUISITION CORP    (ORD SHS)37364N/AN/AN/AN/A
ALBERTON ACQUISITION CORP    (*W EXP 04/26/202)669780N/AN/AN/AN/A
ALBERTON ACQUISITION CORP    (RIGHT 10/04/2020)121149N/AN/AN/AN/A
GREENLAND ACQUISITIN CORPORA    (RIGHT 04/27/2025)201816N/AN/AN/AN/A
HL ACQUISITIONS CORP    (UNIT 06/21/2023)45027N/AN/AN/AN/A
WEALTHBRIDGE ACQUISITION LTD    (UNIT 99/99/9999)17650N/AN/AN/AN/A
WEALTHBRIDGE ACQUISITION LTD    (RIGHT 11/02/2023)25000N/AN/AN/AN/A
LEO HOLDINGS CORP    (*W EXP 02/07/202)170534N/AN/AN/AN/A
LONGEVITY ACQUISITION CORP    (UNIT 08/29/2024)21176N/AN/AN/AN/A
NEW FRONTIER CORP    (COM CL A)348102N/AN/AN/AN/A
NEW FRONTIER CORP    (*W EXP 99/99/999)488387N/AN/AN/AN/A
NIELSEN HLDGS PLC    (SHS EUR)NLSN142500N/AN/AN/AN/A
REEBONZ HLDG LTD    (SHS)29942N/AN/AN/AN/A
REGALWOOD GLOBAL ENERGY LTD    (COM CL A)450100N/AN/AN/AN/A
REGALWOOD GLOBAL ENERGY LTD    (UNIT 99/99/9999)49908N/AN/AN/AN/A
REGALWOOD GLOBAL ENERGY LTD    (*W EXP 12/05/202)368284N/AN/AN/AN/A
REPLAY ACQUISITION CORP    (COM)44000N/AN/AN/AN/A
REPLAY ACQUISITION CORP    (*W EXP 03/01/202)73400N/AN/AN/AN/A
REPLAY ACQUISITION CORP    (UNIT 03/01/2024)12804N/AN/AN/AN/A
SOCIAL CAP HEDOSOPHIA HLDGS    (CL A)1100777N/AN/AN/AN/A
SOCIAL CAP HEDOSOPHIA HLDGS    (*W EXP 09/14/202)38023N/AN/AN/AN/A
TENZING ACQUISITION CORP    (*W EXP 02/23/202)20000N/AN/AN/AN/A
TENZING ACQUISITION CORP    (ORD SHS)175000N/AN/AN/AN/A
THUNDER BRIDGE ACQUISITION L    (SHS CLASS A)184229N/AN/AN/AN/A
THUNDER BRIDGE ACQUISITION L    (*W EXP 01/01/202)34230N/AN/AN/AN/A
TKK SYMPHONY ACQUISITION COR    (ORD SHS)26507N/AN/AN/AN/A
TKK SYMPHONY ACQUISITION COR    (UNIT 08/15/2023)58162N/AN/AN/AN/A
TKK SYMPHONY ACQUISITION COR    (*W EXP 02/20/202)36298N/AN/AN/AN/A
TOTTENHAM ACQUISITION I LTD    (SHS)394837N/AN/AN/AN/A
TOTTENHAM ACQUISITION I LTD    (*W EXP 05/06/202)60743N/AN/AN/AN/A
TOTTENHAM ACQUISITION I LTD    (RIGHT 06/05/2020)200871N/AN/AN/AN/A
TPG PACE HLDGS CORP    (*W EXP 06/27/202)43819N/AN/AN/AN/A
TPG PACE HLDGS CORP    (CL A)563094N/AN/AN/AN/A
TWELVE SEAS INVESTMENT COMPA    (RIGHT 12/22/2019)1057298N/AN/AN/AN/A
LYONDELLBASELL INDUSTRIES N    (SHS - A -)LALLF15000N/AN/AN/AN/A
MYLAN N V    (SHS EURO)MYL395000N/AN/AN/AN/A
NXP SEMICONDUCTORS N V    (COM)NXPI16700N/AN/AN/AN/A
* Portfolios do not reflect changes after reporting
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