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Institution Category :   W
W. E. Donoghue & Co., LLC March 31,2020 2020-05-12
W.G. Shaheen & Associates DBA Whitney & Co March 31,2020 2020-05-05
WACHOVIA CORP NEW September 30,2008 2008-11-13
WADDELL & ASSOCIATES, LLC March 31,2020 2020-05-11
WADDELL & REED FINANCIAL INC March 31,2020 2020-05-15
Wade Financial Advisory, Inc March 31,2020 2020-04-27
WADE G W & INC March 31,2020 2020-05-06
WAFRA INVESTMENT ADVISORY GROUP INC /NY March 31,2020 2020-05-07
WAGNER CAPITAL MANAGEMENT CORP March 31,2020 2020-05-07
WAGNER INVESTMENT MANAGEMENT INC June 30,2010 2010-08-09
Wagner Wealth Management, LLC September 30,2018 2018-11-05
Wagonhound Investments, LP March 31,2020 2020-05-13
Wakefield Asset Management LLLP March 31,2020 2020-05-11
Waldron, LP March 31,2020 2020-05-05
Wall Street Access Asset Management, LLC March 31,2020 2020-05-14
WALL STREET ASSOCIATES December 31,2016 2017-01-18
Wallace Capital Management Inc. December 31,2019 2020-02-14
WALLER FINANCIAL PLANNING GROUP, INC March 31,2020 2020-04-13
Walleye Trading Advisors, LLC December 31,2019 2020-02-14
Walleye Trading LLC December 31,2019 2020-02-14
Wallington Asset Management, LLC March 31,2020 2020-04-15
WALNUT PRIVATE EQUITY PARTNERS, LLC March 31,2020 2020-04-02
WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV December 31,2019 2020-04-14
Walthausen & Co., LLC December 31,2019 2020-02-18
Wambolt & Associates, LLC March 31,2020 2020-05-11
Waratah Capital Advisors Ltd. March 31,2020 2020-05-05
WARBURG PINCUS & CO. September 30,2015 2015-11-16
WARBURG PINCUS LLC March 31,2020 2020-05-14
Ward Ferry Management (BVI) Ltd March 31,2020 2020-05-13
Warlander Asset Management, LP September 30,2019 2019-11-13
Warren Averett Asset Management, LLC March 31,2020 2020-05-14
Warshaw Asset Management, LLC 2013-10-01
WASATCH ADVISORS INC December 31,2019 2020-05-07
WASHBURN CAPITAL MANAGEMENT, INC. March 31,2020 2020-05-04
WASHINGTON CAPITAL MANAGEMENT INC March 31,2020 2020-05-06
WASHINGTON STATE INVESTMENT BOARD March 31,2016 2016-04-12
WASHINGTON TRUST BANK March 31,2020 2020-04-30
WASHINGTON TRUST CO March 31,2020 2020-05-07
Watch Point Trust Co March 31,2020 2020-04-22
Watchman Group, Inc. March 31,2020 2020-04-28
Water Asset Management LLC December 31,2019 2020-02-14
WATER ISLAND CAPITAL LLC March 31,2020 2020-05-12
Water Oak Advisors LLC March 31,2020 2020-04-27
Waterfront Capital Partners, LLC December 31,2019 2020-05-14
Watermark Asset Management, Inc. December 31,2018 2019-01-11
WATERS PARKERSON & CO INC March 31,2020 2020-05-11
Watershed Asset Management, L.L.C. September 30,2016 2016-11-10
WATERSTONE ASSET MANAGEMENT, LLC September 30,2010 2010-10-26
Waterstone Capital Management, L.P. December 31,2019 2020-02-12
Waterton Global Resource Management, Inc. December 31,2019 2020-02-14
Watson Rebecca December 31,2019 2020-05-14
Wavelength Asset Management LLC September 30,2015 2015-11-05
WAYNE HUMMER ASSET MANAGEMENT CO March 31,2020 2020-05-08
WAYNE HUMMER INVESTMENTS L.L.C. March 31,2020 2020-05-13
Wayzata Investment Partners LLC September 30,2018 2018-10-30
WB CAPITAL MANAGEMENT INC December 31,2019 2020-01-21
WC CAPITAL MANAGEMENT LLC September 30,2009 2009-11-12
WCG Management, L.P. March 31,2016 2016-08-01
WCG Master Fund, Ltd. c/o WCG Management, L.P. March 31,2009 2009-05-01
WCM INVESTMENT MANAGEMENT/CA March 31,2020 2020-05-08
We Are One Seven, LLC March 31,2020 2020-04-17
Wealth & Pension Services Group, Inc. September 30,2019 2019-11-19
Wealth Advisors of Iowa, LLC March 31,2020 2020-04-28
Wealth Advisors of Tampa Bay, LLC March 31,2020 2020-04-17
WEALTH ADVISORS, INC. March 31,2020 2020-04-17
Wealth Alliance December 31,2019 2020-05-14
Wealth Alliance Advisory Group, LLC March 31,2020 2020-04-15
Wealth Architects, LLC March 31,2020 2020-04-22
Wealth Builders March 31,2020 2020-05-08
Wealth CMT March 31,2020 2020-04-17
Wealth Enhancement & Preservation of GA, LLC March 31,2020 2020-04-27
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC March 31,2020 2020-04-30
Wealth Quarterback LLC 2020-05-13
WealthBridge Capital Management, LLC March 31,2020 2020-05-14
WealthBridge Investment Counsel Inc. March 31,2020 2020-04-20
Wealthcare Advisory Partners LLC March 31,2020 2020-04-29
Wealthfront Advisers LLC March 31,2020 2020-05-15
WEALTHFRONT INC September 30,2018 2018-11-13
WealthNavi Inc. March 31,2020 2020-04-20
Wealthquest Corp December 31,2019 2020-02-18
WealthShield, LLC December 31,2017 2018-02-14
Wealthsimple US, Ltd. March 31,2020 2020-05-12
WEALTHSOURCE PARTNERS, LLC March 31,2020 2020-05-12
Wealthstar Advisors, LLC March 31,2020 2020-05-12
WealthStone, Inc. March 31,2020 2020-04-29
Wealthstreet Investment Advisors, LLC March 31,2020 2020-05-01
WealthTrust Advisors LLC September 30,2009 2009-11-16
WealthTrust Axiom LLC March 31,2020 2020-04-09
WealthTrust Fairport, LLC March 31,2019 2019-05-15
WealthTrust-Arizona, LLC December 31,2018 2019-02-07
WEALTHY FOUNTAIN HOLDINGS INC June 30,2018 2018-07-31
Weather Gauge Advisory, LLC March 31,2020 2020-04-07
WEATHERBIE M A & CO INC/MA December 31,2016 2017-02-14
WEATHERLY ASSET MANAGEMENT LP /ADV March 31,2020 2020-05-01
Weatherstone Capital Management March 31,2019 2019-04-16
Weaver C. Barksdale & Associates, Inc. December 31,2017 2018-01-10
Weaver Consulting Group March 31,2020 2020-04-28
WEBER ALAN W March 31,2020 2020-05-13
WEBSTER BANK, N. A. March 31,2020 2020-04-21
Wechter Feldman Wealth Management, Inc. March 31,2020 2020-05-06
WEDBUSH MORGAN SECURITIES INC March 31,2020 2020-04-16
WEDGE CAPITAL MANAGEMENT L L P/NC March 31,2020 2020-04-13
WEDGEWOOD INVESTORS INC /PA/ March 31,2020 2020-04-29
WEDGEWOOD PARTNERS INC March 31,2020 2020-05-15
WEIK INVESTMENT SERVICES INC December 31,2019 2020-02-14
Weil Company, Inc. December 31,2019 2020-02-13
WEINTRAUB CAPITAL MANAGEMENT, L.P. September 30,2013 2013-11-14
WEISBERG & FIELDS INC December 31,2008 2009-02-12
WEISEL THOMAS PARTNERS ASSET MANAGEMENT LLC December 31,2012 2013-04-25
Weiss Asset Management LLC March 31,2016 2016-05-13
WEISS CAPITAL LLC March 31,2020 2020-05-14
WEISS GEORGE A December 31,2011 2012-02-14
Weiss Multi-Strategy Advisers LLC December 31,2019 2020-02-14
WEITZ WALLACE R & CO Wallace Weitz March 31,2020 2020-05-11
Wela Strategies, Inc. June 30,2017 2017-07-17
Wela Strategies, LLC March 31,2020 2020-04-13
WELCH & FORBES LLC March 31,2020 2020-04-17
WELCH CAPITAL PARTNERS LLC/NY March 31,2020 2020-05-04
Welch Group, LLC March 31,2020 2020-04-28
Welch Investments, LLC December 31,2017 2018-01-30
WELD CAPITAL MANAGEMENT LLC December 31,2019 2020-02-14
Well Done, LLC March 31,2020 2020-04-16
WELLCOME TRUST LTD March 31,2020 2020-04-17
Wellesley Investment Advisors December 31,2019 2020-02-13
Wellesley Investment Partners, LLC March 31,2020 2020-05-11
WELLINGTON HG & CO INC /NY September 30,2010 2010-12-01
WELLINGTON MANAGEMENT CO LLP March 31,2020 2020-05-14
Wellington Shields & Co., LLC March 31,2020 2020-05-07
Wellington Shields Capital Management, LLC March 31,2020 2020-05-07
WELLS ASSET MANAGEMENT INC September 30,2009 2010-02-01
WELLS FARGO & CO/MN December 31,2019 2020-05-14
Wells Trecaso Financial Group, LLC March 31,2020 2020-04-17
Wellspring Financial Advisors, LLC March 31,2020 2020-05-14
Wellspring Management, LLC December 31,2011 2012-02-10
WENDELL DAVID ASSOCIATES INC March 31,2020 2020-04-16
WENTWORTH HAUSER & VIOLICH December 31,2015 2016-02-05
WESBANCO BANK INC March 31,2020 2020-05-12
WESCAP Management Group, Inc. March 31,2020 2020-05-13
WESLEY CAPITAL MANAGEMENT, LLC June 30,2016 2016-11-14
Wesleyan Assurance Society March 31,2020 2020-04-28
WESPAC Advisors SoCal, LLC March 31,2020 2020-04-30
WESPAC Advisors, LLC March 31,2020 2020-04-22
WEST BANCORPORATION INC March 31,2020 2020-04-30
West Branch Capital LLC March 31,2020 2020-04-20
WEST CHESTER CAPITAL ADVISORS, INC September 30,2019 2019-11-08
WEST COAST ASSET MANAGEMENT INC September 30,2014 2014-10-14
West Coast Financial LLC March 31,2020 2020-04-21
West Creek Capital, LLC September 30,2009 2009-11-12
WEST FACE CAPITAL INC. March 31,2018 2018-05-15
West Family Investments, Inc. March 31,2020 2020-05-08
West Oak Capital, LLC March 31,2020 2020-04-07
Westbourne Investment Advisors, Inc. March 31,2020 2020-04-21
WESTCHESTER CAPITAL MANAGEMENT INC /NY/ December 31,2010 2011-02-14
Westchester Capital Management, Inc. March 31,2020 2020-05-01
Westchester Capital Management, LLC March 31,2020 2020-05-14
WESTCLIFF CAPITAL MANAGEMENT LLC/CA September 30,2012 2012-11-14
WestEnd Advisors, LLC March 31,2020 2020-05-05
Westend Capital Management LLC September 30,2016 2016-11-14
WESTEND PARTNERS LP September 30,2013 2013-11-13
WESTERLY CAPITAL MANAGEMENT, LLC September 30,2015 2015-11-16
WESTERN ASSET MANAGEMENT CO December 31,2019 2020-02-14
WESTERN INVESTMENT LLC September 30,2013 2013-11-14
WESTERN NATIONAL TRUST CO December 31,2014 2015-01-12
Western Standard, LLC September 30,2019 2019-11-14
Western Wealth Management, LLC March 31,2020 2020-04-27
WESTFIELD CAPITAL MANAGEMENT CO LP March 31,2020 2020-05-14
Westhampton Capital, LLC March 31,2020 2020-04-30
WestLB Mellon Asset Management Holdings LTD December 31,2008 2009-02-11
WestLB Mellon Asset Management Kapitalanlagegessellschaft mbH September 30,2012 2012-11-02
WESTON CAPITAL MANAGEMENT INC December 31,2013 2014-01-03
Westover Capital Advisors, LLC March 31,2020 2020-05-18
WESTPAC BANKING CORP March 31,2020 2020-05-13
WESTPEAK GLOBAL ADVISORS LP /CO/ September 30,2012 2012-11-13
WESTPORT ADVISERS LLC June 30,2016 2016-08-15
WESTPORT ASSET MANAGEMENT INC March 31,2020 2020-05-08
WESTPORT RESOURCES MANAGEMENT INC September 30,2016 2016-11-14
Westshore Wealth, LLC December 31,2019 2020-03-30
Westside Investment Management, Inc. March 31,2020 2020-04-16
Westwood Global Investments LLC March 31,2020 2020-05-14
WESTWOOD HOLDINGS GROUP INC March 31,2020 2020-05-15
WESTWOOD MANAGEMENT CORP /IL/ March 31,2020 2020-04-27
WESTWOOD MANAGEMENT CORP /TX March 31,2013 2013-05-10
WETHERBY ASSET MANAGEMENT INC March 31,2020 2020-05-06
WEXFORD CAPITAL LLC March 31,2020 2020-05-15
WEYBOSSET RESEARCH & MANAGEMENT LLC March 31,2020 2020-04-13
WEYERHAEUSER FREDERICK T 2008-11-07
WEYERHAEUSER WILLIAM T 2008-11-07
Weyland Capital Management, LLC June 30,2016 2016-07-28
WFG Advisors, LP June 30,2017 2017-08-18
WG Trading Co Limited Partnership September 30,2008 2008-12-02
Whale Rock Capital Management LLC March 31,2020 2020-05-15
WHALEROCK POINT PARTNERS, LLC December 31,2019 2020-02-12
Wharton Business Group, LLC March 31,2020 2020-04-27
WHEATLAND ADVISORS INC March 31,2020 2020-05-08
Whetstone Capital Advisors, LLC December 31,2019 2020-05-13
WHIPPOORWILL ASSOCIATES INC June 30,2015 2015-11-12
WHITE BAY PT LLC March 31,2020 2020-04-28
White Elm Capital, LLC September 30,2019 2019-11-14
White Lighthouse Investment Management Inc. March 31,2020 2020-04-07
WHITE MOUNTAINS ADVISORS LLC March 31,2020 2020-05-12
WHITE MOUNTAINS INSURANCE GROUP LTD December 31,2015 2016-02-16
WHITE PINE CAPITAL LLC March 31,2020 2020-05-13
White Pine Investment CO March 31,2020 2020-04-23
White River Investment Partners, LLC September 30,2014 2014-11-14
WHITE SQUARE CAPITAL LLP March 31,2020 2020-05-14
WHITEBOX ADVISORS LLC March 31,2020 2020-05-15
Whitehelm Capital Pty Ltd March 31,2020 2020-05-15
WHITENER CAPITAL MANAGEMENT, INC. March 31,2020 2020-04-24
Whitman Capital LLC March 31,2012 2012-05-16
Whitnell & Co. December 31,2019 2020-02-11
WHITNEY HOLDINGS LLC September 30,2008 2008-11-07
WHITNEY NATIONAL BANK March 31,2011 2011-04-25
WHITNEY THOMAS H P JR September 30,2010 2010-11-15
WHITTIER TRUST CO March 31,2020 2020-04-27
WHITTIER TRUST CO OF NEVADA INC March 31,2020 2020-04-27
WIC Advisors, LLC December 31,2010 2011-02-04
WIDMANN SIFF & CO INC September 30,2008 2008-10-31
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC March 31,2020 2020-05-06
Wildcat Capital Management, LLC March 31,2020 2020-04-09
WILEN MANAGEMENT CO INC March 31,2020 2020-05-14
WILEY BROS.-AINTREE CAPITAL, LLC March 31,2020 2020-04-03
WILKINS INVESTMENT COUNSEL INC March 31,2020 2020-05-11
WILKINSON OGRADY & CO INC /NY September 30,2013 2013-11-14
Wilks Brothers, LLC September 30,2019 2019-11-13
Willett Advisors LLC September 30,2014 2014-11-04
WILLIAM & FLORA HEWLETT FOUNDATION/ September 30,2013 2014-10-23
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC March 31,2020 2020-05-08
WILLIAM HARRIS INVESTORS INC December 31,2016 2017-02-07
William Marsh Rice University March 31,2020 2020-05-04
WILLIAMS JONES & ASSOCIATES LLC June 30,2019 2019-08-14
Williams Jones Wealth Management, LLC. March 31,2020 2020-05-15
Willingdon Wealth Management March 31,2020 2020-04-21
Willis Investment Counsel December 31,2019 2020-02-13
Willow Creek Wealth Management Inc. March 31,2020 2020-05-07
Willow Street Advisors LLC December 31,2013 2014-02-14
Wills Financial Group, Inc. March 31,2020 2020-05-12
WILMINGTON TRUST CO June 30,2014 2014-08-13
WILMINGTON TRUST FSB September 30,2011 2011-11-14
Wilmington Trust Investment Management, LLC June 30,2014 2014-08-13
WILMINGTON TRUST OF PENNSYLVANIA September 30,2008 2008-11-13
Wilmington Trust, National Association June 30,2014 2014-08-13
WILSEY ASSET MANAGEMENT INC March 31,2020 2020-05-07
Wilshire Associates Inc December 31,2019 2020-02-14
WILSON BENNETT CAPITAL MANAGEMENT INC/VA September 30,2010 2010-11-01
WILSON CAPITAL MANAGEMENT LLC September 30,2009 2009-11-12
Wilson, Kemp & Associates, Inc. September 30,2014 2014-10-20
WIM Asset Management (HK) Ltd June 30,2019 2019-07-09
WIMMER ASSOCIATES 1, LLC December 31,2019 2020-02-13
Winch Advisory Services, LLC March 31,2020 2020-05-13
Winchester Group Inc. June 30,2013 2013-08-07
WINDACRE PARTNERSHIP LLC December 31,2019 2020-02-14
WINDCREST DISCOVERY INVESTMENTS, LLC September 30,2009 2009-11-12
Winder Investment Pte Ltd September 30,2019 2019-11-12
Windham Capital Management, LLC March 31,2020 2020-05-05
Windhaven Investment Management, Inc. March 31,2018 2018-05-11
Windsor Capital Management, LLC March 31,2020 2020-04-22
Windsor Creek Advisors, LLC March 31,2020 2020-05-12
WINDSOR FINANCIAL GROUP LLC June 30,2017 2017-08-03
Windsor Group LTD March 31,2020 2020-04-13
WINDWARD CAPITAL MANAGEMENT CO /CA March 31,2020 2020-04-14
Windward Investment Management Inc September 30,2010 2010-10-26
Winfield Associates, Inc. March 31,2020 2020-05-01
Wing Lake Capital, LLC September 30,2014 2015-02-13
Wingspan Investment Management, LP September 30,2016 2017-02-14
WINMILL & CO. INC March 31,2020 2020-04-13
Winning Points Advisors, LLC March 31,2020 2020-04-14
WINSLOW ASSET MANAGEMENT INC March 31,2020 2020-05-12
WINSLOW CAPITAL MANAGEMENT INC /MN December 31,2019 2020-02-13
Winslow Management Company, LLC March 31,2010 2010-05-17
Winslow, Evans & Crocker, Inc. March 31,2020 2020-04-20
Wintergreen Advisers, LLC David J. Winters March 31,2019 2019-05-10
Winthrop Advisory Group LLC March 31,2020 2020-04-17
Winthrop Partners - WNY, LLC September 30,2019 2019-10-28
Winton Capital Group Ltd March 31,2020 2020-05-11
Winton Capital Management Ltd March 31,2014 2014-05-01
WINTRUST FINANCIAL CORP March 31,2009 2009-05-15
WISCONSIN CAPITAL MANAGEMENT LLC March 31,2020 2020-05-11
Wishbone Management, LP December 31,2019 2020-02-14
WITMER ASSET MANAGEMENT March 31,2009 2009-05-14
WITTENBERG INVESTMENT MANAGEMENT, INC. March 31,2020 2020-05-14
WITTER WILLIAM D INC September 30,2008 2008-11-12
WJ Wealth Management, LLC March 31,2020 2020-04-21
WL ROSS & CO LLC December 31,2019 2020-02-14
WM PARTNERS September 30,2010 2010-11-15
WMS Partners, LLC March 31,2020 2020-05-13
Wolf Fund Management Ltd. March 31,2020 2020-05-15
Wolff Financial Management LLC March 31,2020 2020-04-15
WOLVERINE ASSET MANAGEMENT LLC March 31,2020 2020-05-13
WOLVERINE TRADING, LLC March 31,2020 2020-05-11
WOOD ASSET MANAGEMENT INC March 31,2015 2015-04-16
WOOD GEORGE F September 30,2012 2012-11-14
Wood Investment Counsel LLC September 30,2014 2014-10-27
Wood Jonathan September 30,2010 2010-11-15
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV March 31,2020 2020-04-27
Woodbine Capital Advisors LP March 31,2014 2014-05-15
WOODBURN R ROBERT JR June 30,2013 2013-08-16
Woodford Investment Management LLP September 30,2019 2020-01-27
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC March 31,2020 2020-05-07
Woodline Partners LP December 31,2019 2020-02-14
WOODMONT INVESTMENT COUNSEL LLC December 31,2019 2020-02-14
Woodson Capital Management, LP December 31,2019 2020-02-14
WOODSTOCK CORP March 31,2020 2020-04-03
WoodTrust Financial Corp March 31,2020 2020-04-07
Wooster Capital Management, L.P. September 30,2009 2009-11-13
World Asset Management Inc March 31,2020 2020-04-23
World Capital Partners LLC September 30,2012 2012-11-13
WORLDQUANT MILLENNIUM QUANTITATIVE STRATEGIES LLC December 31,2019 2020-02-14
Worm Capital, LLC December 31,2019 2020-02-12
Worth Venture Partners, LLC March 31,2020 2020-05-14
WP Advisors, LLC March 31,2020 2020-04-28
WRA Investments LLC September 30,2009 2010-02-16
WRAPMANAGER INC March 31,2020 2020-05-08
WRIGHT INVESTORS SERVICE INC March 31,2020 2020-04-30
WS CAPITAL MANAGEMENT LP June 30,2012 2012-08-14
WS MANAGEMENT LLP March 31,2020 2020-05-13
WS VENTURES MANAGEMENT L P September 30,2009 2009-11-16
WSFS CAPITAL MANAGEMENT, LLC March 31,2020 2020-05-01
WT Asset Management Ltd March 31,2020 2020-04-29
WT Wealth Management March 31,2020 2020-05-13
Wunderlich Capital Managemnt March 31,2020 2020-05-14
Wunderlich Securities, Inc. June 30,2019 2019-11-15
WYNNEFIELD CAPITAL INC March 31,2020 2020-05-15
WYNNEFIELD CAPITAL MANAGEMENT LLC September 30,2011 2011-11-14
WYPER PARTNERS LLC March 31,2010 2010-04-30
WYSER PRATTE MANAGEMENT CO INC /NY/ September 30,2010 2010-11-10

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