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Institution Category :   N
N.E.W. Advisory Services LLC December 31,2020 2021-01-14
N.G. Partners II, L.L.C. September 30,2015 2015-11-13
Nachman Norwood & Parrott, Inc December 31,2020 2021-01-15
Nadler Financial Group, Inc. December 31,2020 2021-01-26
Nair Vinay June 30,2015 2015-08-12
NAKOMA CAPITAL MANAGEMENT, LLC September 30,2011 2011-11-10
Nalanda India Equity Fund Ltd December 31,2020 2021-02-16
Nalanda India Fund LTD December 31,2020 2021-02-16
Nalls Sherbakoff Group, LLC December 31,2018 2019-02-13
NAN FUNG TRINITY (HK) Ltd December 31,2020 2021-02-11
Nan Shan Life Insurance Co., Ltd. December 31,2020 2021-02-09
Nantahala Capital Management, LLC December 31,2020 2021-02-16
Napier Park Global Capital LLC December 31,2020 2021-02-11
NAPLES GLOBAL ADVISORS, LLC December 31,2020 2021-02-08
Narus Financial Partners, LLC September 30,2017 2017-11-14
Narwhal Capital Management December 31,2020 2021-02-01
NATCAN INVESTMENT MANAGEMENT INC March 31,2012 2012-04-23
National Asset Management, Inc. December 31,2020 2021-02-04
NATIONAL BANK OF INDIANAPOLIS CORP June 30,2012 2012-07-17
NATIONAL CITY CORP September 30,2008 2008-11-12
NATIONAL INDEPENDENT TRUST CO September 30,2015 2015-11-13
NATIONAL INVESTMENT SERVICES INC /WI September 30,2019 2020-02-10
National Investment Services of America, LLC December 31,2020 2021-01-08
National Mutual Insurance Federation of Agricultural Cooperatives December 31,2020 2021-01-26
NATIONAL PENN INVESTORS TRUST CO /PA December 31,2015 2016-01-29
National Pension Service December 31,2020 2021-02-19
National Planning Corp December 31,2017 2018-04-16
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION December 31,2015 2016-02-16
NATIONS FINANCIAL GROUP INC, /IA/ /ADV December 31,2020 2021-02-16
Nationwide Asset Management LLC December 31,2020 2021-02-08
Nationwide Fund Advisors December 31,2020 2021-01-26
NATIXIS December 31,2020 2021-02-12
Natixis Asset Management December 31,2020 2021-02-12
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. December 31,2020 2021-02-12
Natixis Global Asset Management, L.P. 2009-02-13
NATURAL INVESTMENTS, LLC December 31,2020 2021-02-02
NAVELLIER & ASSOCIATES INC December 31,2020 2021-02-05
Navigation Wealth Management, Inc. December 31,2020 2021-02-09
NAYA CAPITAL MANAGEMENT UK LTD December 31,2020 2021-02-16
Naya Management LLP September 30,2015 2016-11-14
NBGE Manager, LLC June 30,2013 2014-11-10
NBT BANK N A /NY December 31,2020 2021-01-15
NBVM GP, LLC September 30,2014 2014-11-10
NCM Capital Advisers, Inc. June 30,2016 2016-08-05
NCM CAPITAL MANAGEMENT GROUP INC June 30,2016 2016-08-05
NEA Management Company, LLC December 31,2020 2021-02-16
Nebula Capital Management, LP September 30,2016 2017-01-10
NED DAVIS RESEARCH June 30,2011 2011-07-27
NEEDELMAN ASSET MANAGEMENT INC June 30,2018 2018-11-15
NEEDHAM INVESTMENT MANAGEMENT LLC December 31,2020 2021-02-12
Nellore Capital Management LLC December 31,2020 2021-02-23
Nelson Roberts Investment Advisors, LLC December 31,2020 2021-02-17
Nelson, Van Denburg & Campbell Wealth Management Group, LLC December 31,2020 2021-02-09
Neo Ivy Capital Management December 31,2020 2021-02-16
Neon Liberty Capital Management LLC June 30,2016 2016-08-15
Nepsis Capital Management, Inc. December 31,2020 2021-01-22
Netols Asset Management, Inc. March 31,2017 2017-05-10
NETWORK FINANCIAL PRINTING INC March 31,2012 2012-05-15
Neuberger Berman Group LLC December 31,2020 2021-02-10
NEUBERGER BERMAN LLC March 31,2009 2009-05-13
Neuburgh Advisers LLC September 30,2019 2019-11-14
Neumann Advisory Hong Kong Ltd December 31,2020 2021-01-04
Neumann Capital Management, LLC December 31,2020 2021-02-03
NEUMEIER POMA INVESTMENT COUNSEL LLC December 31,2020 2021-02-10
NEVILLE RODIE & SHAW INC September 30,2020 2020-10-01
Nevsky Capital LLP December 31,2015 2016-04-21
NEW AMSTERDAM PARTNERS LLC/NY March 31,2019 2019-05-02
New Capital Management LP September 30,2020 2021-01-21
New Century Advisors, LLC December 31,2016 2017-02-01
NEW CENTURY INVESTMENT MANAGEMENT, INC December 31,2016 2017-01-25
NEW ENGLAND GUILD WEALTH ADVISORS, INC. December 31,2020 2021-01-15
New England Investment & Retirement Group, Inc. December 31,2020 2021-02-08
New England Private Wealth Advisors LLC December 31,2020 2021-02-12
New England Professional Planning Group Inc. December 31,2020 2021-01-29
New England Research & Management, Inc. December 31,2020 2021-01-07
NEW ENGLAND SECURITIES CORP /MA/ December 31,2014 2015-01-26
NEW GENERATION ADVISORS LLC September 30,2020 2020-11-16
New Harbor Financial Group, LLC December 31,2020 2021-02-12
New Jersey Better Educational Savings Trust December 31,2020 2021-02-02
New Leaf Venture Partners, L.L.C. December 31,2020 2021-02-10
NEW MEXICO EDUCATIONAL RETIREMENT BOARD December 31,2020 2021-02-02
New Mountain Vantage Advisers, L.L.C. December 31,2020 2021-02-16
New Potomac Partners, LLC December 31,2020 2021-01-28
NEW SILK ROAD INVESTMENT PTE LTD December 31,2020 2021-02-12
NEW SOUTH CAPITAL MANAGEMENT INC December 31,2020 2021-02-09
New Star Asset Management Group Ltd March 31,2009 2009-05-12
New Vernon Capital Holdings II LLC December 31,2020 2021-02-12
NEW VERNON INVESTMENT MANAGEMENT LLC December 31,2020 2021-02-12
New World Advisors LLC December 31,2020 2021-02-11
NEW YORK COMMUNITY BANK September 30,2015 2019-05-13
NEW YORK LIFE INSURANCE CO December 31,2017 2018-02-12
NEW YORK LIFE INVESTMENT MANAGEMENT LLC December 31,2020 2021-02-23
New York Life Investments Alternatives December 31,2020 2021-02-16
NEW YORK STATE COMMON RETIREMENT FUND December 31,2020 2021-02-08
NEW YORK STATE TEACHERS RETIREMENT SYSTEM December 31,2020 2021-01-25
NewAlliance Bank December 31,2010 2011-03-04
Newbrook Capital Advisors LP December 31,2020 2021-02-16
NEWCASTLE PARTNERS L P December 31,2011 2012-02-14
NewDay Solutions, LLC June 30,2020 2020-08-13
NewFocus Financial Group, LLC December 31,2020 2021-01-27
Newfound Research LLC December 31,2020 2021-01-22
Newfoundland Capital Management September 30,2020 2020-11-05
NEWGATE CAPITAL MANAGEMENT LLC June 30,2016 2016-08-02
NewGen Asset Management Ltd December 31,2020 2021-02-09
NEWLAND CAPITAL MANAGEMENT, LLC September 30,2015 2016-02-16
Newlight Partners LP December 31,2020 2021-02-12
Newman & Schimel, LLC December 31,2020 2021-01-20
Newman Dignan & Sheerar, Inc. December 31,2020 2021-01-28
Newport Asia LLC December 31,2020 2021-02-08
Newport Trust Co December 31,2020 2021-02-08
Newport Wealth Strategies, Inc. December 31,2020 2021-01-14
NEWQUEST CAPITAL MANAGEMENT (CAYMAN) Ltd September 30,2015 2015-11-06
Newton One Investments LLC December 31,2020 2021-01-27
Newtyn Management, LLC December 31,2020 2021-02-16
Next Capital Management LLC December 31,2020 2021-01-27
NEXT CENTURY GROWTH INVESTORS LLC December 31,2020 2021-02-12
NEXT Financial Group, Inc December 31,2020 2021-02-05
NEXT Financial Holdings March 31,2019 2019-05-13
NextCapital Advisers, Inc. December 31,2020 2021-01-21
NEXTHERA CAPITAL LP June 30,2019 2019-08-14
Nexus Asset Management LLC September 30,2014 2015-02-03
Nexus Investment Management Inc. December 31,2020 2021-01-11
NexWave Capital Partners LLC December 31,2020 2021-02-16
NF Trinity Capital (Hong Kong) Ltd March 31,2019 2019-05-09
NFC Investments, LLC December 31,2020 2021-02-11
NGP MR Management, LLC December 31,2018 2019-02-12
NIA IMPACT ADVISORS, LLC December 31,2020 2021-01-25
NICHOLAS ADVISORS INC/NY December 31,2009 2010-02-09
NICHOLAS CO INC /WI December 31,2020 2021-02-10
NICHOLAS FUND INC March 31,2009 2009-05-12
Nicholas Hoffman & Company, LLC. December 31,2020 2021-02-10
NICHOLS & PRATT ADVISERS LLP /MA December 31,2020 2021-02-08
Nichols Asset Management LLC December 31,2016 2017-02-09
NICOLA WEALTH MANAGEMENT LTD. December 31,2020 2021-02-09
NICOLET ADVISORY SERVICES, LLC December 31,2020 2021-02-09
NICOLET BANKSHARES INC December 31,2020 2021-02-02
Nicollet Investment Management, Inc. December 31,2020 2021-02-09
NICUSA CAPITAL PARTNERS, L.P. December 31,2008 2009-02-13
NIEDERHOFFER R G CAPITAL MANAGEMENT INC September 30,2019 2020-07-31
NIEMANN CAPITAL MANAGEMENT INC December 31,2020 2021-02-03
NIERENBERG INVESTMENT MANAGEMENT CO December 31,2020 2021-02-12
Night Square Capital Partners, LP December 31,2016 2017-05-09
Nikko Asset Management Americas, Inc. December 31,2020 2021-02-11
Nikulski Financial, Inc. December 31,2020 2021-02-04
Nine Chapters Capital Management LLC September 30,2017 2017-10-31
NINE MASTS CAPITAL Ltd December 31,2020 2021-02-16
Nine Ten Capital Management LLC December 31,2020 2021-02-11
Nine Ten Partners LP December 31,2014 2015-02-17
Ninepoint Partners LP December 31,2020 2021-01-28
NinePointTwo Capital December 31,2020 2021-02-17
NIPPON LIFE INSURANCE CO December 31,2020 2021-01-28
NISA INVESTMENT ADVISORS L L C December 31,2020 2021-01-25
Nishkama Capital, LLC December 31,2020 2021-02-16
NISSAY ASSET MANAGEMENT CORP /JAPAN/ /ADV December 31,2020 2021-02-08
Nitorum Capital, L.P. December 31,2020 2021-02-16
Nixon Capital, LLC December 31,2020 2021-02-16
NJ State Employees Deferred Compensation Plan December 31,2020 2021-02-02
NKCFO LLC December 31,2020 2021-01-28
NLI INTERNATIONAL INC December 31,2020 2021-02-01
NMF Asset Management, LLC June 30,2010 2010-07-28
NN Investment Partners Holdings N.V. December 31,2020 2021-02-01
NNS Holding 2021-02-17
No Street GP LP December 31,2020 2021-02-16
Noble Partners, L. P. December 31,2011 2012-02-14
NOESIS CAPITAL MANGEMENT CORP March 31,2020 2021-02-04
Noked Capital LTD December 31,2020 2021-02-12
Noked Israel Ltd December 31,2020 2021-02-12
Nokomis Capital, L.L.C. December 31,2020 2021-02-16
Nokota Management, LP December 31,2020 2021-02-16
NOLLENBERGER CAPITAL PARTNERS INC March 31,2011 2011-05-04
NOMURA ASSET MANAGEMENT CO LTD December 31,2020 2021-02-12
NOMURA ASSET MANAGEMENT SINGAPORE Ltd September 30,2012 2012-11-09
Nomura Asset Management U.K. Ltd September 30,2012 2012-11-09
NOMURA HOLDINGS INC December 31,2020 2021-02-16
Noonday Asset Management, L.P. September 30,2010 2010-11-15
NORDEA INVESTMENT MANAGEMENT AB December 31,2020 2021-02-12
Norges Bank June 30,2011 2021-02-10
Norinchukin Bank, The December 31,2020 2021-02-12
Norman Fields, Gottscho Capital Management, LLC December 31,2020 2021-01-07
NOROIAN STEVEN A & ASSOCIATES INC/CA March 31,2014 2014-05-13
NORRIS PERNE & FRENCH LLP/MI December 31,2020 2021-01-27
NORTH AMERICAN MANAGEMENT CORP September 30,2020 2021-02-05
North Bridge Venture Management IV, L.P. December 31,2008 2009-02-05
North Bridge Venture Management V, L.P. September 30,2010 2010-11-12
North Forty Management, LLC September 30,2017 2017-10-25
North Fourth Asset Management, LP December 31,2020 2021-02-16
North Growth Management Ltd. December 31,2020 2021-02-09
North Island ManageCo, LLC September 30,2020 2020-11-16
North Peak Capital Management, LLC December 31,2020 2021-02-16
NORTH POINT PORTFOLIO MANAGERS CORP/OH December 31,2020 2021-01-28
NORTH POINTE CAPITAL LLC December 31,2009 2010-02-16
NORTH RUN CAPITAL, L P December 31,2020 2021-02-16
NORTH SOUND CAPITAL LLC June 30,2008 2009-11-24
NORTH STAR ASSET MANAGEMENT INC December 31,2020 2021-02-16
North Star Investment Management Corp. December 31,2020 2021-01-12
NORTH TIDE CAPITAL, LLC September 30,2017 2017-11-14
NORTHAVEN MANAGEMENT INC/FA September 30,2011 2011-10-18
Northcape Capital Pty Ltd December 31,2020 2021-02-04
NorthCoast Asset Management LLC December 31,2020 2021-02-05
Northeast Financial Consultants Inc December 31,2020 2021-02-12
NORTHEAST INVESTMENT MANAGEMENT December 31,2020 2021-02-10
NORTHEAST INVESTORS GROWTH FUND INC September 30,2009 2009-11-13
NORTHEAST INVESTORS TRUST September 30,2012 2012-08-14
NORTHERN CAPITAL MANAGEMENT LLCWI December 31,2018 2019-02-01
Northern Capital Management, Inc. December 31,2020 2021-02-10
NORTHERN CROSS INVESTMENTS LTD September 30,2010 2010-10-26
Northern Cross, LLC September 30,2018 2018-11-09
NORTHERN OAK CAPITAL MANAGEMENT INC December 31,2020 2021-02-16
NORTHERN TRUST CO OF CONNECTICUT December 31,2013 2014-02-12
NORTHERN TRUST CORP December 31,2020 2021-02-11
NORTHPOINTE CAPITAL LLC September 30,2019 2019-10-16
NORTHROAD CAPITAL MANAGEMENT LLC September 30,2016 2016-11-14
NorthRock Partners, LLC December 31,2020 2021-02-08
Northside Capital Management, LLC December 31,2020 2021-01-22
Northstar Advisory Group, LLC December 31,2020 2021-01-19
NORTHSTAR ASSET MANAGEMENT LLC December 31,2020 2021-01-21
NORTHSTAR CAPITAL MANAGEMENT INC June 30,2011 2011-11-23
NORTHSTAR CAPITAL MANAGEMENT LLC September 30,2019 2019-11-07
Northstar Group, Inc. December 31,2020 2021-02-08
NORTHSTAR INVESTMENT ADVISORS LLC December 31,2020 2021-02-16
NORTHSTAR WEALTH PARTNERS LLC September 30,2020 2020-11-13
Northwest Bancshares, Inc. December 31,2020 2021-02-04
Northwest Capital Management Inc December 31,2020 2021-02-08
NORTHWEST INVESTMENT COUNSELORS, LLC December 31,2020 2021-01-26
Northwest Quadrant Wealth Management, LLC December 31,2020 2021-01-22
NORTHWEST WEALTH MANAGEMENT, LLC December 31,2020 2021-01-28
NORTHWESTERN INVESTMENT MANAGEMENT CO LLC September 30,2012 2012-11-14
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC December 31,2020 2021-02-12
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC December 31,2015 2016-11-14
NORTHWESTERN MUTUAL LIFE INSURANCE CO December 31,2014 2015-02-13
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO December 31,2020 2021-02-12
NORTHWESTERN UNIVERSITY December 31,2020 2021-01-29
Northwood Investors LLC December 31,2020 2021-02-16
NORTHWOOD LIQUID MANAGEMENT LP December 31,2020 2021-02-16
Northwoods Investments LLC 2021-02-16
Norway Savings Bank December 31,2020 2021-01-13
Norwest Venture Partners IX, LP September 30,2015 2015-11-13
NORWEST VENTURE PARTNERS VIII LP September 30,2015 2015-11-13
NORWEST VENTURE PARTNERS X L P September 30,2019 2019-10-15
Norwest Venture Partners XI, LP September 30,2020 2020-10-23
Norwest Venture Partners XII, LP September 30,2020 2020-10-23
Norwest Venture Partners XIII, LP December 31,2020 2021-02-16
Norwest Venture Partners XIV, LP December 31,2020 2021-02-16
Notis-McConarty Edward December 31,2020 2021-02-16
NOTTINGHAM ADVISORS, INC. December 31,2020 2021-02-04
Nottinghill Investment Advisers, Ltd. September 30,2011 2011-11-14
Novak Financial Planning, LLC December 31,2020 2021-02-01
NovaPoint Capital, LLC December 31,2020 2021-02-18
NovaQuest Capital Management, L.L.C. September 30,2020 2020-11-13
NOVARE CAPITAL MANAGEMENT LLC December 31,2020 2021-02-01
Noven Financial Group, Inc. March 31,2020 2020-05-01
Novo A/S December 31,2020 2021-02-16
NQ HCIF GP, Ltd. September 30,2016 2016-10-27
NS Advisors, LLC September 30,2016 2016-11-14
NS Partners Ltd December 31,2020 2021-02-09
NSB Advisors LLC March 31,2015 2016-02-16
NTV ASSET MANAGEMENT LLC December 31,2020 2021-02-05
NUCLEO CAPITAL LTDA. December 31,2020 2021-02-08
Numen Capital LLP September 30,2020 2020-11-16
Numeric Investors LLC June 30,2017 2017-08-14
Numina Capital Management, LLC March 31,2018 2018-05-15
Nut Tree Capital Management, LP September 30,2020 2020-11-13
Nuveen Asset Management Inc. March 31,2019 2019-11-14
Nuveen Asset Management, LLC December 31,2020 2021-02-16
Nuveen HydePark Group, LLC September 30,2011 2011-11-28
Nuveen Investment Solutions, Inc. December 31,2011 2012-03-22
NuVerse Advisors LLC September 30,2008 2008-11-12
NuWave Investment Management, LLC December 31,2020 2021-01-11
NVWM, LLC December 31,2020 2021-02-09
NWAM LLC December 31,2020 2021-01-22
NWI MANAGEMENT LP December 31,2020 2021-02-12
NWK Group, Inc. December 31,2020 2021-02-10
NWQ INVESTMENT MANAGEMENT CO LLC September 30,2020 2020-11-16
NYL Investors LLC December 31,2020 2021-02-09
NYL TRUST CO March 31,2017 2017-05-12

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