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Institution Category :   N
N.E.W. Advisory Services LLC June 30,2020 2020-07-08
N.G. Partners II, L.L.C. September 30,2015 2015-11-13
Nachman Norwood & Parrott, Inc March 31,2020 2020-04-16
Nadler Financial Group, Inc. June 30,2020 2020-07-09
Nair Vinay June 30,2015 2015-08-12
NAKOMA CAPITAL MANAGEMENT, LLC September 30,2011 2011-11-10
Nalanda India Equity Fund Ltd December 31,2019 2020-02-06
Nalanda India Fund LTD December 31,2019 2020-05-15
Nalls Sherbakoff Group, LLC December 31,2018 2019-02-13
NAN FUNG TRINITY (HK) Ltd December 31,2019 2020-02-12
Nan Shan Life Insurance Co., Ltd. March 31,2020 2020-05-11
Nantahala Capital Management, LLC March 31,2020 2020-05-14
Napier Park Global Capital LLC March 31,2020 2020-05-14
NAPLES GLOBAL ADVISORS, LLC March 31,2020 2020-04-27
Narus Financial Partners, LLC September 30,2017 2017-11-14
Narwhal Capital Management March 31,2020 2020-04-29
NATCAN INVESTMENT MANAGEMENT INC March 31,2012 2012-04-23
National Asset Management, Inc. March 31,2020 2020-05-06
NATIONAL BANK OF INDIANAPOLIS CORP June 30,2012 2012-07-17
NATIONAL CITY CORP September 30,2008 2008-11-12
NATIONAL INDEPENDENT TRUST CO September 30,2015 2015-11-13
NATIONAL INVESTMENT SERVICES INC /WI September 30,2019 2020-02-10
National Investment Services of America, LLC March 31,2020 2020-04-09
National Mutual Insurance Federation of Agricultural Cooperatives March 31,2020 2020-04-23
NATIONAL PENN INVESTORS TRUST CO /PA December 31,2015 2016-01-29
National Pension Service March 31,2020 2020-05-26
National Planning Corp December 31,2017 2018-04-16
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION December 31,2015 2016-02-16
NATIONS FINANCIAL GROUP INC, /IA/ /ADV March 31,2020 2020-05-08
Nationwide Asset Management LLC March 31,2020 2020-05-11
Nationwide Fund Advisors March 31,2020 2020-04-24
NATIXIS December 31,2019 2020-02-14
Natixis Asset Management December 31,2019 2020-02-14
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. March 31,2020 2020-04-27
Natixis Global Asset Management, L.P. 2009-02-13
NATURAL INVESTMENTS, LLC March 31,2020 2020-04-08
NAVELLIER & ASSOCIATES INC March 31,2020 2020-05-13
NAYA CAPITAL MANAGEMENT UK LTD March 31,2020 2020-05-15
Naya Management LLP September 30,2015 2016-11-14
NBGE Manager, LLC June 30,2013 2014-11-10
NBT BANK N A /NY March 31,2020 2020-04-23
NBVM GP, LLC September 30,2014 2014-11-10
NCM Capital Advisers, Inc. June 30,2016 2016-08-05
NCM CAPITAL MANAGEMENT GROUP INC June 30,2016 2016-08-05
NEA Management Company, LLC March 31,2020 2020-05-06
Nebula Capital Management, LP September 30,2016 2017-01-10
NED DAVIS RESEARCH June 30,2011 2011-07-27
NEEDELMAN ASSET MANAGEMENT INC June 30,2018 2018-11-15
NEEDHAM INVESTMENT MANAGEMENT LLC December 31,2019 2020-02-14
Nelson Roberts Investment Advisors, LLC March 31,2020 2020-05-12
Nelson, Van Denburg & Campbell Wealth Management Group, LLC March 31,2020 2020-07-02
Neo Ivy Capital Management March 31,2020 2020-05-15
Neon Liberty Capital Management LLC June 30,2016 2016-08-15
Nepsis Capital Management, Inc. March 31,2020 2020-04-17
Netols Asset Management, Inc. March 31,2017 2017-05-10
NETWORK FINANCIAL PRINTING INC March 31,2012 2012-05-15
Neuberger Berman Group LLC March 31,2020 2020-05-14
NEUBERGER BERMAN LLC March 31,2009 2009-05-13
Neuburgh Advisers LLC September 30,2019 2019-11-14
Neumann Advisory Hong Kong Ltd June 30,2020 2020-07-08
Neumann Capital Management, LLC March 31,2020 2020-05-13
NEUMEIER POMA INVESTMENT COUNSEL LLC March 31,2020 2020-05-13
NEVILLE RODIE & SHAW INC March 31,2020 2020-04-01
Nevsky Capital LLP December 31,2015 2016-04-21
NEW AMSTERDAM PARTNERS LLC/NY March 31,2019 2019-05-02
New Capital Management LP March 31,2020 2020-07-08
New Century Advisors, LLC December 31,2016 2017-02-01
NEW CENTURY INVESTMENT MANAGEMENT, INC December 31,2016 2017-01-25
NEW ENGLAND GUILD WEALTH ADVISORS, INC. June 30,2020 2020-07-08
New England Investment & Retirement Group, Inc. March 31,2020 2020-05-05
New England Private Wealth Advisors LLC March 31,2020 2020-05-08
New England Professional Planning Group Inc. March 31,2020 2020-05-12
New England Research & Management, Inc. March 31,2020 2020-06-15
NEW ENGLAND SECURITIES CORP /MA/ December 31,2014 2015-01-26
NEW GENERATION ADVISORS LLC December 31,2019 2020-02-14
New Harbor Financial Group, LLC September 30,2016 2016-10-13
New Jersey Better Educational Savings Trust March 31,2020 2020-06-19
New Leaf Venture Partners, L.L.C. March 31,2020 2020-05-14
NEW MEXICO EDUCATIONAL RETIREMENT BOARD March 31,2020 2020-06-11
New Mountain Vantage Advisers, L.L.C. March 31,2020 2020-05-15
New Potomac Partners, LLC March 31,2020 2020-04-23
NEW SILK ROAD INVESTMENT PTE LTD March 31,2020 2020-05-11
NEW SOUTH CAPITAL MANAGEMENT INC March 31,2020 2020-05-12
New Star Asset Management Group Ltd March 31,2009 2009-05-12
New Vernon Capital Holdings II LLC December 31,2019 2020-02-12
NEW VERNON INVESTMENT MANAGEMENT LLC December 31,2019 2020-02-12
New World Advisors LLC March 31,2020 2020-05-14
NEW YORK COMMUNITY BANK September 30,2015 2019-05-13
NEW YORK LIFE INSURANCE CO December 31,2017 2018-02-12
NEW YORK LIFE INVESTMENT MANAGEMENT LLC March 31,2020 2020-05-12
NEW YORK STATE COMMON RETIREMENT FUND March 31,2020 2020-05-06
NEW YORK STATE TEACHERS RETIREMENT SYSTEM March 31,2020 2020-04-29
NewAlliance Bank December 31,2010 2011-03-04
Newbrook Capital Advisors LP March 31,2020 2020-05-15
NEWCASTLE PARTNERS L P December 31,2011 2012-02-14
NewDay Solutions, LLC March 31,2020 2020-05-14
NewFocus Financial Group, LLC March 31,2020 2020-04-29
Newfound Research LLC March 31,2020 2020-04-27
Newfoundland Capital Management March 31,2020 2020-05-15
NEWGATE CAPITAL MANAGEMENT LLC June 30,2016 2016-08-02
NEWLAND CAPITAL MANAGEMENT, LLC September 30,2015 2016-02-16
Newlight Partners LP March 31,2020 2020-05-12
Newman Dignan & Sheerar, Inc. March 31,2020 2020-04-17
Newport Asia LLC June 30,2020 2020-07-10
Newport Trust Co March 31,2020 2020-05-14
Newport Wealth Strategies, Inc. March 31,2020 2020-04-16
NEWQUEST CAPITAL MANAGEMENT (CAYMAN) Ltd September 30,2015 2015-11-06
Newtyn Management, LLC March 31,2020 2020-05-15
Next Capital Management LLC March 31,2020 2020-04-22
NEXT CENTURY GROWTH INVESTORS LLC December 31,2019 2020-02-14
NEXT Financial Group, Inc March 31,2020 2020-04-27
NEXT Financial Holdings March 31,2019 2019-05-13
NextCapital Advisers, Inc. March 31,2020 2020-05-06
NEXTHERA CAPITAL LP June 30,2019 2019-08-14
Nexus Asset Management LLC September 30,2014 2015-02-03
Nexus Investment Management Inc. June 30,2020 2020-07-08
NexWave Capital Partners LLC March 31,2020 2020-05-14
NF Trinity Capital (Hong Kong) Ltd March 31,2019 2019-05-09
NFC Investments, LLC March 31,2020 2020-05-11
NGP MR Management, LLC December 31,2018 2019-02-12
NICHOLAS ADVISORS INC/NY December 31,2009 2010-02-09
NICHOLAS CO INC /WI March 31,2020 2020-05-13
NICHOLAS FUND INC March 31,2009 2009-05-12
Nicholas Hoffman & Company, LLC. March 31,2020 2020-05-11
NICHOLS & PRATT ADVISERS LLP /MA March 31,2020 2020-04-24
Nichols Asset Management LLC December 31,2016 2017-02-09
NICOLA WEALTH MANAGEMENT LTD. March 31,2020 2020-05-11
NICOLET ADVISORY SERVICES, LLC March 31,2020 2020-04-21
NICOLET BANKSHARES INC March 31,2020 2020-04-22
Nicollet Investment Management, Inc. March 31,2020 2020-05-04
NICUSA CAPITAL PARTNERS, L.P. December 31,2008 2009-02-13
NIEDERHOFFER R G CAPITAL MANAGEMENT INC September 30,2019 2020-04-08
NIEMANN CAPITAL MANAGEMENT INC March 31,2020 2020-04-29
NIERENBERG INVESTMENT MANAGEMENT CO September 30,2015 2015-11-16
Night Square Capital Partners, LP December 31,2016 2017-05-09
Nikko Asset Management Americas, Inc. March 31,2020 2020-04-30
Nikulski Financial, Inc. March 31,2020 2020-04-29
Nine Chapters Capital Management LLC September 30,2017 2017-10-31
NINE MASTS CAPITAL Ltd March 31,2020 2020-04-29
Nine Ten Capital Management LLC March 31,2020 2020-05-15
Nine Ten Partners LP December 31,2014 2015-02-17
Ninepoint Partners LP March 31,2020 2020-04-28
NIPPON LIFE INSURANCE CO March 31,2020 2020-05-12
NISA INVESTMENT ADVISORS L L C March 31,2020 2020-04-17
Nishkama Capital, LLC December 31,2019 2020-02-14
NISSAY ASSET MANAGEMENT CORP /JAPAN/ /ADV March 31,2020 2020-05-05
Nitorum Capital, L.P. December 31,2019 2020-02-14
NJ State Employees Deferred Compensation Plan March 31,2020 2020-06-19
NKCFO LLC March 31,2020 2020-05-05
NLI INTERNATIONAL INC December 31,2019 2020-01-24
NMF Asset Management, LLC June 30,2010 2010-07-28
NN Investment Partners Holdings N.V. March 31,2020 2020-05-06
NNS Holding 2020-05-15
No Street GP LP March 31,2020 2020-05-15
Noble Partners, L. P. December 31,2011 2012-02-14
NOESIS CAPITAL MANGEMENT CORP March 31,2020 2020-05-06
Noked Capital LTD March 31,2020 2020-05-26
Noked Israel Ltd March 31,2020 2020-05-26
Nokomis Capital, L.L.C. March 31,2020 2020-05-15
Nokota Management, LP March 31,2020 2020-05-15
NOLLENBERGER CAPITAL PARTNERS INC March 31,2011 2011-05-04
NOMURA ASSET MANAGEMENT CO LTD March 31,2020 2020-05-14
NOMURA ASSET MANAGEMENT SINGAPORE Ltd September 30,2012 2012-11-09
Nomura Asset Management U.K. Ltd September 30,2012 2012-11-09
NOMURA HOLDINGS INC March 31,2020 2020-05-14
Noonday Asset Management, L.P. September 30,2010 2010-11-15
NORDEA INVESTMENT MANAGEMENT AB March 31,2020 2020-05-15
Norges Bank June 30,2011 2020-05-08
Norinchukin Bank, The December 31,2019 2020-02-12
Norman Fields, Gottscho Capital Management, LLC June 30,2020 2020-07-14
NOROIAN STEVEN A & ASSOCIATES INC/CA March 31,2014 2014-05-13
NORRIS PERNE & FRENCH LLP/MI March 31,2020 2020-04-15
NORTH AMERICAN MANAGEMENT CORP March 31,2020 2020-05-01
North Bridge Venture Management IV, L.P. December 31,2008 2009-02-05
North Bridge Venture Management V, L.P. September 30,2010 2010-11-12
North Forty Management, LLC September 30,2017 2017-10-25
North Fourth Asset Management, LP March 31,2020 2020-05-14
North Growth Management Ltd. March 31,2020 2020-05-08
North Island ManageCo, LLC March 31,2020 2020-05-13
North Peak Capital Management, LLC March 31,2020 2020-05-14
NORTH POINT PORTFOLIO MANAGERS CORP/OH March 31,2020 2020-04-28
NORTH POINTE CAPITAL LLC December 31,2009 2010-02-16
NORTH RUN CAPITAL, L P March 31,2020 2020-05-15
NORTH SOUND CAPITAL LLC June 30,2008 2009-11-24
NORTH STAR ASSET MANAGEMENT INC March 31,2020 2020-04-24
North Star Investment Management Corp. March 31,2020 2020-04-23
NORTH TIDE CAPITAL, LLC September 30,2017 2017-11-14
NORTHAVEN MANAGEMENT INC/FA September 30,2011 2011-10-18
Northcape Capital Pty Ltd March 31,2020 2020-05-13
NorthCoast Asset Management LLC March 31,2020 2020-05-13
Northeast Financial Consultants Inc March 31,2020 2020-05-13
NORTHEAST INVESTMENT MANAGEMENT March 31,2020 2020-05-13
NORTHEAST INVESTORS GROWTH FUND INC September 30,2009 2009-11-13
NORTHEAST INVESTORS TRUST September 30,2012 2012-08-14
NORTHERN CAPITAL MANAGEMENT LLCWI December 31,2018 2019-02-01
NORTHERN CROSS INVESTMENTS LTD September 30,2010 2010-10-26
Northern Cross, LLC September 30,2018 2018-11-09
NORTHERN OAK CAPITAL MANAGEMENT INC March 31,2020 2020-05-15
NORTHERN TRUST CO OF CONNECTICUT December 31,2013 2014-02-12
NORTHERN TRUST CORP December 31,2019 2020-02-14
NORTHPOINTE CAPITAL LLC September 30,2019 2019-10-16
NORTHROAD CAPITAL MANAGEMENT LLC September 30,2016 2016-11-14
NorthRock Partners, LLC December 31,2019 2020-02-11
Northside Capital Management, LLC March 31,2020 2020-04-14
NORTHSTAR ASSET MANAGEMENT LLC March 31,2020 2020-04-20
NORTHSTAR CAPITAL MANAGEMENT INC June 30,2011 2011-11-23
NORTHSTAR CAPITAL MANAGEMENT LLC September 30,2019 2019-11-07
Northstar Group, Inc. March 31,2020 2020-05-04
NORTHSTAR INVESTMENT ADVISORS LLC March 31,2020 2020-05-06
NORTHSTAR WEALTH PARTNERS LLC December 31,2019 2020-02-13
Northwest Bancshares, Inc. March 31,2020 2020-05-05
Northwest Capital Management Inc March 31,2020 2020-05-11
NORTHWEST INVESTMENT COUNSELORS, LLC June 30,2020 2020-07-14
Northwest Quadrant Wealth Management, LLC June 30,2020 2020-07-08
NORTHWEST WEALTH MANAGEMENT, LLC June 30,2020 2020-07-13
NORTHWESTERN INVESTMENT MANAGEMENT CO LLC September 30,2012 2012-11-14
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC March 31,2020 2020-05-08
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC December 31,2015 2016-11-14
NORTHWESTERN MUTUAL LIFE INSURANCE CO December 31,2014 2015-02-13
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO March 31,2020 2020-05-08
NORTHWESTERN UNIVERSITY March 31,2020 2020-04-30
NORTHWOOD LIQUID MANAGEMENT LP December 31,2019 2020-02-14
Norway Savings Bank June 30,2020 2020-07-07
Norwest Venture Partners IX, LP September 30,2015 2015-11-13
NORWEST VENTURE PARTNERS VIII LP September 30,2015 2015-11-13
NORWEST VENTURE PARTNERS X L P September 30,2019 2019-10-15
Norwest Venture Partners XI, LP June 30,2020 2020-07-14
Norwest Venture Partners XII, LP June 30,2020 2020-07-14
Norwest Venture Partners XIII, LP September 30,2019 2020-07-14
Notis-McConarty Edward March 31,2020 2020-05-07
NOTTINGHAM ADVISORS, INC. March 31,2020 2020-04-17
Nottinghill Investment Advisers, Ltd. September 30,2011 2011-11-14
NovaPoint Capital, LLC March 31,2020 2020-06-18
NovaQuest Capital Management, L.L.C. March 31,2020 2020-04-24
NOVARE CAPITAL MANAGEMENT LLC March 31,2020 2020-05-05
Noven Financial Group, Inc. March 31,2020 2020-05-01
Novo A/S March 31,2020 2020-05-15
NQ HCIF GP, Ltd. September 30,2016 2016-10-27
NS Advisors, LLC September 30,2016 2016-11-14
NS Partners Ltd March 31,2020 2020-05-13
NSB Advisors LLC March 31,2015 2016-02-16
NTV ASSET MANAGEMENT LLC March 31,2020 2020-05-06
NUCLEO CAPITAL LTDA. March 31,2020 2020-05-11
Numen Capital LLP March 31,2020 2020-05-15
Numeric Investors LLC June 30,2017 2017-08-14
Numina Capital Management, LLC March 31,2018 2018-05-15
Nut Tree Capital Management, LP March 31,2020 2020-05-14
Nuveen Asset Management Inc. March 31,2019 2019-11-14
Nuveen Asset Management, LLC March 31,2020 2020-05-14
Nuveen HydePark Group, LLC September 30,2011 2011-11-28
Nuveen Investment Solutions, Inc. December 31,2011 2012-03-22
NuVerse Advisors LLC September 30,2008 2008-11-12
NuWave Investment Management, LLC June 30,2020 2020-07-13
NVWM, LLC March 31,2020 2020-05-08
NWAM LLC March 31,2020 2020-04-16
NWI MANAGEMENT LP March 31,2020 2020-05-13
NWK Group, Inc. March 31,2020 2020-05-12
NWQ INVESTMENT MANAGEMENT CO LLC March 31,2020 2020-05-14
NYL Investors LLC March 31,2020 2020-05-12
NYL TRUST CO March 31,2017 2017-05-12

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