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Institution Category :   L
L & S Advisors Inc March 31,2020 2020-05-13
L2 Asset Management, LLC December 31,2019 2020-02-13
LA COUHARDE INVESTMENTS LLC December 31,2010 2011-02-14
LA FINANCIERE DE L'ECHIQUIER March 31,2020 2020-05-07
LABRANCHE & CO INC June 30,2011 2011-08-16
Ladenburg Thalmann Asset Management September 30,2011 2011-11-14
LADENBURG THALMANN FINANCIAL SERVICES INC September 30,2019 2019-11-14
Lafayette Investments, Inc. March 31,2020 2020-05-07
Laffer Investments March 31,2020 2020-04-28
Lafitte Capital Management LP March 31,2020 2020-05-15
LaFleur & Godfrey, Inc. March 31,2020 2020-05-04
Lagoda Investment Management, L.P. March 31,2020 2020-05-15
LaGrange Capital Administration, L.L.C. September 30,2012 2012-11-14
Laidlaw Group, LLC June 30,2015 2015-07-30
Laidlaw Wealth Management LLC December 31,2019 2020-02-14
LAIRD NORTON TYEE TRUST CO December 31,2012 2013-02-12
Lake Baldwin Management, LLC September 30,2008 2009-11-03
Lake Point Wealth Management March 31,2020 2020-05-18
LAKE STREET ADVISORS GROUP, LLC March 31,2020 2020-05-14
LAKE STREET FINANCIAL LLC March 31,2020 2020-04-07
Lakeshore Capital, LLC September 30,2015 2015-11-12
Lakeside Wealth Management Group, LLC March 31,2017 2017-04-26
Lakeview Capital Partners, LLC March 31,2020 2020-05-04
Lakeway Capital Management LLC September 30,2008 2008-11-14
LAKEWOOD CAPITAL MANAGEMENT, LP March 31,2020 2020-05-15
Lamond Capital Partners LLC December 31,2015 2016-07-19
LAMPE, CONWAY & CO. LLC September 30,2009 2009-11-13
Lancaster Investment Management LLP March 31,2020 2020-05-14
Land & Buildings Investment Management, LLC March 31,2020 2020-05-15
LANDAAS & CO /WI /ADV March 31,2020 2020-05-05
Landmark Bank December 31,2019 2020-02-12
Landmark Financial Advisors, LLC March 31,2020 2020-04-22
Landsberg, Bennett, & Dubbaneh LLC March 31,2020 2020-04-21
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. March 31,2020 2020-05-13
LANE DOUGLAS C & ASSOCIATES INC December 31,2015 2016-01-25
Lane Five Capital Management, LP June 30,2014 2014-08-14
LANEXA MANAGEMENT, LLC September 30,2015 2015-11-16
LANNEBO FONDER AB March 31,2020 2020-05-11
LANSDOWNE PARTNERS (UK) LLP March 31,2020 2020-05-14
LANSDOWNE PARTNERS AUSTRIA GMBH December 31,2015 2016-02-12
LANSDOWNE PARTNERS LIMITED PARTNERSHIP March 31,2014 2014-05-14
Lansing Management LP March 31,2020 2020-05-15
Lantz Financial LLC March 31,2020 2020-04-10
Lapides Asset Management, LLC March 31,2020 2020-05-07
LARA, MAY & ASSOCIATES, LLC March 31,2018 2018-05-24
Larson Financial Group LLC June 30,2020 2020-07-10
LARSON MICHAEL March 31,2009 2009-05-15
LASALLE INVESTMENT MANAGEMENT SECURITIES LP March 31,2020 2020-05-14
LaSalle Street Capital Management, LLC September 30,2019 2019-10-28
LASRY MARC March 31,2020 2020-05-15
Latash Investments, LLC March 31,2020 2020-05-12
LATEEF INVESTMENT MANAGEMENT/CA March 31,2020 2020-05-13
LATHROP INVESTMENT MANAGEMENT CORP March 31,2020 2020-04-14
Latigo Partners, L.P. September 30,2008 2008-11-14
Latimer Light Capital, L.P. September 30,2018 2018-11-14
Lattice Strategies LLC March 31,2019 2019-05-07
LAU ASSOCIATES LLC December 31,2019 2020-02-05
Laurel Grove Capital, LLC September 30,2018 2018-10-12
Laurel Wealth Advisors LLC March 31,2020 2020-04-30
Laurel Wealth Advisors, Inc. March 31,2020 2020-05-15
Laurion Capital Management LP March 31,2020 2020-05-14
Lavaca Capital LLC March 31,2020 2020-05-12
LAWRENCE EDWARD P September 30,2011 2011-11-03
LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE March 31,2020 2020-04-21
LAZARD ASSET MANAGEMENT LLC March 31,2020 2020-05-14
Lazard Freres Gestion S.A.S. September 30,2008 2008-11-18
LBA Wealth Management, LLC March 31,2017 2017-05-09
LBJ Family Wealth Advisors, Ltd. June 30,2020 2020-07-01
LBMC INVESTMENT ADVISORS, LLC March 31,2020 2020-04-21
LBN Advisers Ltd September 30,2015 2015-10-28
LCNB CORP March 31,2020 2020-05-11
LDR Capital Management LLC March 31,2020 2020-04-28
Lead Edge Capital Management, LLC December 31,2019 2020-02-14
Leap Investments LP December 31,2019 2020-02-14
LEAVELL INVESTMENT MANAGEMENT, INC. March 31,2020 2020-04-16
Lebenthal Asset Management, LLC March 31,2017 2017-05-15
Lebenthal Holdings,LLC June 30,2016 2016-08-19
Lebenthal Wealth Advisors, LLC June 30,2016 2016-08-11
LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA March 31,2020 2020-04-20
Ledyard National Bank March 31,2020 2020-04-24
Lee Capital Asset Management LLC December 31,2019 2020-02-14
Lee Capital Holdings LLC March 31,2020 2020-05-14
Lee Capital Management LP March 31,2018 2018-05-11
LEE DANNER & BASS INC March 31,2020 2020-05-04
Lee Equity Partners, LLC December 31,2018 2019-02-12
Lee Financial CORP March 31,2020 2020-05-06
Lee Financial Group Hawaii, Inc. March 31,2020 2020-05-04
Lee Munder Capital Group, LLC September 30,2015 2015-11-03
LEE MUNDER INVESTMENTS LTD December 31,2008 2009-08-12
LEE THOMAS H PARTNERS LP March 31,2020 2020-04-16
LEEB CAPITAL MANAGEMENT INC. September 30,2012 2012-10-24
Legacy Advisors, LLC June 30,2020 2020-07-09
Legacy Bridge, LLC March 31,2020 2020-04-09
Legacy Capital Management, Inc September 30,2012 2012-11-08
Legacy Capital Partners, Inc. June 30,2020 2020-07-07
Legacy Financial Advisors, Inc. March 31,2020 2020-05-12
Legacy Financial Strategies, LLC March 31,2020 2020-05-04
Legacy Private Trust Co. June 30,2020 2020-07-09
Legacy Wealth Management, Inc March 31,2020 2020-04-09
Legacy Wealth Partners, Inc. December 31,2019 2020-02-07
Legacy Wealth Planning, LLC March 31,2020 2020-05-15
LEGAL & GENERAL GROUP PLC March 31,2020 2020-05-14
Legato Capital Management LLC March 31,2020 2020-04-16
Legend Financial Advisors, Inc. December 31,2019 2020-02-20
Legg Mason Asset Management (Japan) Co., Ltd. December 31,2019 2020-02-14
LEGG MASON CAPITAL MANAGEMENT INC Bill Miller December 31,2018 2019-02-14
LEGG MASON GLOBAL ASSET ALLOCATION, LLC September 30,2014 2014-11-14
LEGG MASON INC December 31,2019 2020-02-14
Legg Mason International Equities September 30,2013 2013-11-14
Legg Mason Investment Counsel, LLC September 30,2014 2014-11-14
Legg Mason Partners Fund Advisor, LLC June 30,2012 2012-08-14
LEGG MASON TRUST COMPANY, NATIONAL ASSOCIATION September 30,2014 2014-11-14
Legion Partners Asset Management, LLC December 31,2019 2020-02-13
Lehman & Derafelo Financial Resources LLC March 31,2020 2020-05-13
LEHMAN BROTHERS HOLDINGS INC June 30,2011 2012-11-06
Lehman Brothers Holdings Inc. September 30,2015 2018-02-14
Lehman Financial Resources, Inc. September 30,2018 2018-11-14
LEHRER MANAGEMENT CO INC December 31,2012 2013-01-14
Leicht Financial Planning & Wealth Management, Inc. June 30,2020 2020-07-10
Leisure Capital Management March 31,2020 2020-05-07
Leith Wheeler Investment Counsel Ltd. March 31,2020 2020-04-14
LeJeune Puetz Investment Counsel LLC March 31,2020 2020-04-29
Lenox Wealth Advisors, Inc. March 31,2020 2020-04-03
Lenox Wealth Management, Inc. March 31,2020 2020-04-20
Leonard Capital Management INC June 30,2016 2016-11-14
LEONARD GREEN PARTNERS LP December 31,2019 2020-02-14
Leonard Rickey Investment Advisors P.L.L.C. March 31,2020 2020-04-28
Leonetti & Associates, LLC December 31,2018 2019-02-15
Lesa Sroufe & Co March 31,2020 2020-05-07
Lester Murray Antman dba SimplyRich March 31,2020 2020-05-06
LETKO, BROSSEAU & ASSOCIATES INC March 31,2020 2020-05-14
LEUCADIA NATIONAL CORP Ian Cumming March 31,2020 2020-05-14
LEUTHOLD WEEDEN CAPITAL MANAGEMENT LLC March 31,2020 2020-05-14
LeVasseur Capital Partners LLC September 30,2016 2016-11-14
LeVasseur Gilbert E Jr 2016-08-15
LEVEL FOUR ADVISORY SERVICES, LLC March 31,2020 2020-05-13
LEVEL GLOBAL INVESTORS LP December 31,2010 2011-02-14
Level Global Investors, L.P. December 31,2010 2011-02-14
LEVIN CAPITAL STRATEGIES, L.P. March 31,2020 2020-05-13
Levin Easterly Partners LLC March 31,2020 2020-05-13
LEVITT CAPITAL MANAGEMENT LLC June 30,2014 2014-07-21
LEVY HARKINS & CO INC/ March 31,2018 2018-04-26
LexAurum Advisors, LLC March 31,2020 2020-04-22
LEXINGTON ADVISORS INC /ADV December 31,2018 2019-02-14
Lexington Partners L.P. December 31,2019 2020-02-13
Lexington Partners VI Holdings Sub LLC September 30,2015 2016-02-16
Lexington Partners VI Holdings, LLC December 31,2014 2015-05-15
LFA - Lugano Financial Advisors SA June 30,2020 2020-07-10
LFL Advisers, LLC March 31,2020 2020-05-14
LG Capital Management, LP December 31,2015 2016-05-16
LGL PARTNERS, LLC March 31,2020 2020-05-13
LGT CAPITAL PARTNERS LTD. June 30,2020 2020-07-09
LH Capital Markets, LLC December 31,2019 2020-02-14
Li Winifred I December 31,2014 2015-02-19
Liberty Capital Management, Inc. March 31,2020 2020-04-13
Liberty Mutual Group Asset Management Inc. March 31,2020 2020-05-06
LIBERTY MUTUAL GROUP INC June 30,2011 2011-08-12
LIBERTY MUTUAL INSURANCE CO June 30,2010 2010-08-11
LIBERTY ONE INVESTMENT MANAGEMENT, LLC March 31,2020 2020-04-22
LIBERTY RIDGE CAPITAL, INC. March 31,2009 2009-04-21
Liberty Street Advisors, Inc. December 31,2015 2016-02-08
LIBERTY WEALTH MANAGEMENT LLC March 31,2020 2020-04-27
LIBRA ADVISORS LLC September 30,2014 2014-11-14
LICHTENSTEIN WARREN G September 30,2011 2011-11-14
Lido Advisors, LLC March 31,2020 2020-05-12
Liebau Asset Management Company, LLC September 30,2011 2011-10-11
LifePlan Financial Group, Inc March 31,2020 2020-04-06
LifeSteps Financial, Inc. March 31,2020 2020-05-21
LIGHT STREET CAPITAL MANAGEMENT, LLC March 31,2020 2020-05-15
LIGHTBOX CAPITAL MANAGEMENT, LLC December 31,2011 2012-05-15
Lighthouse Financial Advisors, Inc. March 31,2020 2020-05-08
Lightyear Capital LLC March 31,2017 2017-05-12
LILLEY & CO June 30,2014 2014-07-14
LILLY ENDOWMENT INC March 31,2020 2020-04-10
Lime Rock Management LP March 31,2018 2018-05-15
Limestone Value Partners, LLC September 30,2016 2016-11-10
LINCLUDEN MANAGEMENT LTD March 31,2020 2020-05-14
LINCOLN CAPITAL CORP March 31,2020 2020-04-16
Lincoln Capital LLC March 31,2020 2020-04-16
LINCOLN NATIONAL CORP March 31,2020 2020-04-24
Lindbrook Capital, LLC March 31,2020 2020-04-22
LINDEN ADVISORS LP March 31,2020 2020-05-15
Linden Capital L.P. December 31,2010 2011-02-15
Lindsell Train Ltd March 31,2020 2020-05-14
LINDVALL CAPITAL MANAGEMENT LLC September 30,2009 2010-02-09
Lineweaver Wealth Advisors, LLC March 31,2020 2020-05-05
Lingohr & Partner Asset Management GmbH March 31,2020 2020-05-07
Lingohr & Partner North America. Inc. December 31,2011 2012-02-09
LINGOLD ASSOCIATES LLC December 31,2008 2009-02-06
Link Fund Solutions Ltd March 31,2020 2020-07-07
Linscomb & Williams, Inc. March 31,2020 2020-05-11
Lion Point Capital, LP December 31,2019 2020-02-14
Lion Street Advisors, LLC March 31,2020 2020-05-06
LionEye Capital Management LLC December 31,2015 2016-05-16
LionEye Capital Management, LLC December 31,2012 2013-02-13
Lionsbridge Wealth Management LLC March 31,2020 2020-04-29
Lionstone Capital Management LLC December 31,2019 2020-02-12
Lionstone GP, LLC December 31,2012 2013-02-14
Lipe & Dalton March 31,2020 2020-05-01
Liquid Strategies, LLC March 31,2020 2020-04-30
LISA LAVIGNE June 30,2012 2012-07-19
LITCHFIELD CAPITAL MANAGEMENT, LLC September 30,2010 2010-11-15
Litespeed Management LLC December 31,2019 2020-02-14
Litman Gregory Asset Management LLC March 31,2020 2020-04-28
LITMAN GREGORY FUND ADVISORS LLC March 31,2009 2009-05-13
LITMUS CAPITAL MANAGEMENT, LLC September 30,2009 2009-11-16
LITTLE HOUSE CAPITAL LLC March 31,2020 2020-05-14
Live Oak Private Wealth LLC March 31,2020 2020-05-11
Live Your Vision, LLC March 31,2019 2019-04-25
Livforsakringsaktiebolaget Skandia (publ) June 30,2020 2020-07-08
Livingston Group Asset Management CO (operating as Southport Capital Management) March 31,2020 2020-04-13
LJ TRUST Co LLC March 31,2017 2020-05-08
LLBH Private Wealth Management, LLC March 31,2020 2020-05-14
Llenroc Capital LLC March 31,2019 2019-04-05
Lloyd Advisory Services, LLC. March 31,2020 2020-06-03
Lloyd George Management (BVI) LTD March 31,2011 2011-05-13
Lloyds Banking Group plc December 31,2018 2019-02-11
LLOYDS TSB BANK PLC September 30,2009 2010-02-10
LLR Management, L.P. December 31,2017 2018-02-14
LLR Walnut, L.P. March 31,2020 2020-05-06
LMBI, L.P. June 30,2011 2016-08-10
LMM LLC /MD/ December 31,2019 2020-02-14
LMR Master Fund Ltd December 31,2013 2014-02-14
LMR Partners LLP December 31,2019 2020-02-14
LNZ Capital LP March 31,2020 2020-05-15
Loch Capital Management LLC December 31,2010 2011-03-02
Locke Capital Management, Inc. September 30,2008 2008-11-12
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO March 31,2020 2020-04-23
Lockwood Capital Management, Inc. March 31,2010 2010-05-13
LOCUST WOOD CAPITAL ADVISERS, LLC March 31,2020 2020-05-05
Lodbrok Capital LLP December 31,2019 2020-02-14
LODESTAR INVESTMENT COUNSEL LLC/IL June 30,2019 2019-07-10
Lodge Hill Capital, LLC March 31,2020 2020-05-14
LOEB ARBITRAGE MANAGEMENT, LLC March 31,2012 2012-05-15
Loeb Offshore Management LP December 31,2014 2015-02-17
LOEB PARTNERS CORP March 31,2019 2019-08-14
Loeb Partners Management Inc December 31,2008 2009-02-13
LOEWS CORP March 31,2020 2020-05-12
LOGAN CAPITAL MANAGEMENT INC March 31,2020 2020-05-14
LOGe Solutions, LLC March 31,2018 2018-05-14
Logos Global Management LP December 31,2019 2020-02-14
Lomas Capital Management, LLC December 31,2019 2020-02-14
Lombard Odier & Cie (Bahamas) Ltd September 30,2015 2015-11-13
Lombard Odier & Cie (Canada), Limited Partnership September 30,2016 2016-11-14
Lombard Odier Asset Management (Europe) Ltd March 31,2020 2020-05-15
Lombard Odier Asset Management (Switzerland) SA March 31,2020 2020-05-15
Lombard Odier Asset Management (USA) Corp March 31,2020 2020-05-15
Lombard Odier Transatlantic, Limited Partnership September 30,2016 2016-11-14
LOMBARDIA CAPITAL PARTNERS LLC March 31,2017 2017-05-12
London & Capital Asset Management Ltd December 31,2019 2020-02-14
LONDON CO OF VIRGINIA March 31,2020 2020-05-15
LONE PINE CAPITAL LLC Steve Mandel March 31,2020 2020-05-15
Lone Star Global Acquisitions, Ltd. December 31,2019 2020-02-13
Lone Star Value Investors GP LLC March 31,2015 2015-05-15
Lone Star Value Management LLC June 30,2016 2016-08-15
Lonestar Capital Management LLC December 31,2019 2020-02-14
Long Oar Global Investors, LLC September 30,2015 2015-11-16
Long Pond Capital, LP March 31,2020 2020-05-14
Long Road Investment Counsel, LLC March 31,2020 2020-05-05
Long Wharf Investors, Inc. June 30,2014 2014-08-04
Longacre Fund Management, LLC June 30,2012 2012-11-14
Longbow Capital Partners, L.P. September 30,2016 2016-11-14
Longer Investments Inc. March 31,2019 2019-04-22
LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP December 31,2019 2020-02-14
Longhorn Capital Partners, L.P. December 31,2017 2018-02-14
LONGVIEW ASSET MANAGEMENT, LLC March 31,2020 2020-05-11
Longview Partners (Guernsey) LTD March 31,2020 2020-05-14
Longwood Capital Partners LLC March 31,2020 2020-05-15
Longwood Fund GP, LLC December 31,2014 2015-01-22
LOOMIS SAYLES & CO L P March 31,2020 2020-05-15
LORAIN NATIONAL BANK/OH December 31,2012 2013-05-15
Lorber David A September 30,2019 2019-10-25
LORD ABBETT & CO LLC March 31,2020 2020-05-14
Lorem Ipsum Management, LLC June 30,2016 2016-10-11
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA March 31,2020 2020-04-15
LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC March 31,2020 2020-05-04
LOTSOFF CAPITAL MANAGEMENT LLC June 30,2011 2011-07-18
Loudon Investment Management, LLC March 31,2020 2020-05-27
Louisiana State Employees Retirement System March 31,2020 2020-04-13
Loukas Stephen September 30,2019 2019-10-25
Lourd Capital, LLC June 30,2019 2019-07-11
Loveless Wealth Management LLC March 31,2020 2020-04-17
LOWE BROCKENBROUGH & CO INC March 31,2020 2020-05-21
Lowe fs, LLC June 30,2020 2020-07-08
Lowell Blake & Associates Inc. June 30,2020 2020-07-01
LOWELL WILLIAM A September 30,2010 2010-11-15
LPL Financial CORP March 31,2020 2020-05-14
LPWM LLC March 31,2020 2020-05-07
LS Investment Advisors, LLC March 31,2020 2020-04-20
LS Power Development, L.L.C. September 30,2010 2010-11-15
LS Power Partners II, L.P. June 30,2016 2017-11-14
LS Power Partners, L.P. June 30,2014 2015-11-16
LSP Investment Advisors, LLC March 31,2020 2020-05-15
LSV ASSET MANAGEMENT March 31,2020 2020-05-07
Lubar & Co., Inc March 31,2020 2020-04-21
LUCAS CAPITAL MANAGEMENT March 31,2020 2020-04-20
LUCERNE CAPITAL MANAGEMENT LLC December 31,2019 2020-02-04
Lucha Capital Management, LP September 30,2019 2019-11-14
Lucia Wealth Services, LLC March 31,2020 2020-05-08
Lucrum Capital, LLC September 30,2009 2009-11-16
Lumbard Investment Counseling, LLC March 31,2020 2020-05-13
Lumina Fund Management LLC December 31,2019 2020-02-14
Luminous Capital, LLC December 31,2010 2011-02-10
LUMINUS MANAGEMENT LLC December 31,2019 2020-02-14
Lunenburg Mark September 30,2008 2008-11-14
Lunia Capital LP March 31,2020 2020-05-14
LUSMAN CAPITAL MANAGEMENT, LLC September 30,2009 2009-11-16
Lutz Financial Services LLC March 31,2020 2020-04-27
Luxor Capital Group, LP March 31,2020 2020-05-15
LUZICH PARTNERS LLC December 31,2018 2019-02-14
LVM CAPITAL MANAGEMENT LTD/MI March 31,2020 2020-04-16
LVW Advisors, LLC March 31,2020 2020-04-23
LVZ Advisors, Inc. March 31,2020 2020-04-20
LWS Wealth Advisors, Inc. March 31,2020 2020-05-04
LYDIAN ASSET MANAGEMENT L P June 30,2011 2012-11-09
LYELL WEALTH MANAGEMENT, LP March 31,2020 2020-05-11
LYNCH & ASSOCIATES/IN March 31,2020 2020-04-28
Lynmar Capital Group, Inc December 31,2009 2010-02-11
Lynrock Lake LP March 31,2020 2020-05-15
Lyon Street Capital, LLC March 31,2020 2020-05-15
Lyons Wealth Management, LLC. December 31,2019 2020-02-12
LYRICAL ASSET MANAGEMENT LP March 31,2020 2020-05-15
Lyrical Partners, L.P. September 30,2009 2009-11-16
Lyxor Asset Management Inc. September 30,2019 2019-11-13
LYZ CAPITAL ADVISORS LLC September 30,2010 2010-11-15

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