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Institution Category :   L
L & S Advisors Inc December 31,2019 2020-02-13
L2 Asset Management, LLC December 31,2019 2020-02-13
LA COUHARDE INVESTMENTS LLC December 31,2010 2011-02-14
LA FINANCIERE DE L'ECHIQUIER December 31,2019 2020-02-07
LABRANCHE & CO INC June 30,2011 2011-08-16
Ladenburg Thalmann Asset Management September 30,2011 2011-11-14
LADENBURG THALMANN FINANCIAL SERVICES INC September 30,2019 2019-11-14
Lafayette Investments, Inc. December 31,2019 2020-02-05
Laffer Investments December 31,2019 2020-02-20
Lafitte Capital Management LP December 31,2019 2020-02-14
LaFleur & Godfrey, Inc. December 31,2019 2020-02-04
Lagoda Investment Management, L.P. September 30,2019 2019-11-14
LaGrange Capital Administration, L.L.C. September 30,2012 2012-11-14
Laidlaw Group, LLC June 30,2015 2015-07-30
Laidlaw Wealth Management LLC December 31,2019 2020-02-14
LAIRD NORTON TYEE TRUST CO December 31,2012 2013-02-12
Lake Baldwin Management, LLC September 30,2008 2009-11-03
Lake Point Wealth Management December 31,2019 2020-02-13
LAKE STREET ADVISORS GROUP, LLC December 31,2019 2020-02-12
LAKE STREET FINANCIAL LLC December 31,2019 2020-01-10
Lakeshore Capital, LLC September 30,2015 2015-11-12
Lakeside Wealth Management Group, LLC March 31,2017 2017-04-26
Lakeview Capital Partners, LLC December 31,2019 2020-02-05
Lakeway Capital Management LLC September 30,2008 2008-11-14
LAKEWOOD CAPITAL MANAGEMENT, LP December 31,2019 2020-02-14
Lamond Capital Partners LLC December 31,2015 2016-07-19
LAMPE, CONWAY & CO. LLC September 30,2009 2009-11-13
Lancaster Investment Management LLP December 31,2019 2020-02-13
Land & Buildings Investment Management, LLC December 31,2019 2020-02-14
LANDAAS & CO /WI /ADV December 31,2019 2020-02-13
Landmark Bank December 31,2019 2020-02-12
Landmark Financial Advisors, LLC December 31,2019 2020-02-12
Landsberg, Bennett, & Dubbaneh LLC December 31,2019 2020-01-23
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. December 31,2019 2020-02-11
LANE DOUGLAS C & ASSOCIATES INC December 31,2015 2016-01-25
Lane Five Capital Management, LP June 30,2014 2014-08-14
LANEXA MANAGEMENT, LLC September 30,2015 2015-11-16
LANNEBO FONDER AB December 31,2019 2020-02-18
LANSDOWNE PARTNERS (UK) LLP December 31,2019 2020-02-14
LANSDOWNE PARTNERS AUSTRIA GMBH December 31,2015 2016-02-12
LANSDOWNE PARTNERS LIMITED PARTNERSHIP March 31,2014 2014-05-14
Lansing Management LP December 31,2019 2020-02-14
Lantz Financial LLC December 31,2019 2020-01-17
Lapides Asset Management, LLC December 31,2019 2020-01-29
LARA, MAY & ASSOCIATES, LLC March 31,2018 2018-05-24
Larson Financial Group LLC December 31,2019 2020-01-10
LARSON MICHAEL March 31,2009 2009-05-15
LASALLE INVESTMENT MANAGEMENT SECURITIES LP December 31,2019 2020-02-06
LaSalle Street Capital Management, LLC September 30,2019 2019-10-28
LASRY MARC December 31,2019 2020-02-14
Latash Investments, LLC December 31,2019 2020-02-13
LATEEF INVESTMENT MANAGEMENT/CA December 31,2019 2020-02-14
LATHROP INVESTMENT MANAGEMENT CORP December 31,2019 2020-01-24
Latigo Partners, L.P. September 30,2008 2008-11-14
Latimer Light Capital, L.P. September 30,2018 2018-11-14
Lattice Strategies LLC March 31,2019 2019-05-07
LAU ASSOCIATES LLC December 31,2019 2020-02-05
Laurel Grove Capital, LLC September 30,2018 2018-10-12
Laurel Wealth Advisors LLC December 31,2019 2020-01-31
Laurel Wealth Advisors, Inc. December 31,2019 2020-02-13
Laurion Capital Management LP December 31,2019 2020-02-13
Lavaca Capital LLC December 31,2019 2020-02-04
LAWRENCE EDWARD P September 30,2011 2011-11-03
LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE December 31,2019 2020-01-16
LAZARD ASSET MANAGEMENT LLC December 31,2019 2020-02-13
Lazard Freres Gestion S.A.S. September 30,2008 2008-11-18
LBA Wealth Management, LLC March 31,2017 2017-05-09
LBJ Family Wealth Advisors, Ltd. March 31,2020 2020-04-02
LBMC INVESTMENT ADVISORS, LLC December 31,2019 2020-01-22
LBN Advisers Ltd September 30,2015 2015-10-28
LCNB CORP December 31,2019 2020-02-10
LDR Capital Management LLC December 31,2019 2020-02-05
Lead Edge Capital Management, LLC December 31,2019 2020-02-14
Leap Investments LP December 31,2019 2020-02-14
LEAVELL INVESTMENT MANAGEMENT, INC. December 31,2019 2020-01-22
Lebenthal Asset Management, LLC March 31,2017 2017-05-15
Lebenthal Holdings,LLC June 30,2016 2016-08-19
Lebenthal Wealth Advisors, LLC June 30,2016 2016-08-11
LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA December 31,2019 2020-02-07
Ledyard National Bank December 31,2019 2020-01-31
Lee Capital Asset Management LLC December 31,2019 2020-02-14
Lee Capital Holdings LLC December 31,2019 2020-02-14
Lee Capital Management LP March 31,2018 2018-05-11
LEE DANNER & BASS INC December 31,2019 2020-02-13
Lee Equity Partners, LLC December 31,2018 2019-02-12
Lee Financial CORP December 31,2019 2020-02-14
Lee Financial Group Hawaii, Inc. December 31,2019 2020-01-29
Lee Munder Capital Group, LLC September 30,2015 2015-11-03
LEE MUNDER INVESTMENTS LTD December 31,2008 2009-08-12
LEE THOMAS H PARTNERS LP December 31,2019 2020-02-04
LEEB CAPITAL MANAGEMENT INC. September 30,2012 2012-10-24
Legacy Advisors, LLC December 31,2019 2020-01-21
Legacy Bridge, LLC December 31,2019 2020-02-04
Legacy Capital Management, Inc September 30,2012 2012-11-08
Legacy Capital Partners, Inc. December 31,2019 2020-01-14
Legacy Financial Advisors, Inc. December 31,2019 2020-01-27
Legacy Financial Strategies, LLC December 31,2019 2020-01-27
Legacy Private Trust Co. December 31,2019 2020-01-14
Legacy Wealth Management, Inc December 31,2019 2020-01-30
Legacy Wealth Partners, Inc. December 31,2019 2020-02-07
Legacy Wealth Planning, LLC December 31,2019 2020-02-12
LEGAL & GENERAL GROUP PLC December 31,2019 2020-02-13
Legato Capital Management LLC March 31,2019 2020-01-30
Legend Financial Advisors, Inc. December 31,2019 2020-02-20
Legg Mason Asset Management (Japan) Co., Ltd. December 31,2019 2020-02-14
LEGG MASON CAPITAL MANAGEMENT INC Bill Miller December 31,2018 2019-02-14
LEGG MASON GLOBAL ASSET ALLOCATION, LLC September 30,2014 2014-11-14
LEGG MASON INC December 31,2019 2020-02-14
Legg Mason International Equities September 30,2013 2013-11-14
Legg Mason Investment Counsel, LLC September 30,2014 2014-11-14
Legg Mason Partners Fund Advisor, LLC June 30,2012 2012-08-14
LEGG MASON TRUST COMPANY, NATIONAL ASSOCIATION September 30,2014 2014-11-14
Legion Partners Asset Management, LLC December 31,2019 2020-02-13
Lehman & Derafelo Financial Resources LLC December 31,2019 2020-02-12
LEHMAN BROTHERS HOLDINGS INC June 30,2011 2012-11-06
Lehman Brothers Holdings Inc. September 30,2015 2018-02-14
Lehman Financial Resources, Inc. September 30,2018 2018-11-14
LEHRER MANAGEMENT CO INC December 31,2012 2013-01-14
Leicht Financial Planning & Wealth Management, Inc. December 31,2019 2020-01-16
Leisure Capital Management December 31,2019 2020-01-27
Leith Wheeler Investment Counsel Ltd. December 31,2019 2020-01-15
LeJeune Puetz Investment Counsel LLC December 31,2019 2020-01-28
Lenox Wealth Advisors, Inc. March 31,2020 2020-04-03
Lenox Wealth Management, Inc. December 31,2019 2020-01-29
Leonard Capital Management INC June 30,2016 2016-11-14
LEONARD GREEN PARTNERS LP December 31,2019 2020-02-14
Leonard Rickey Investment Advisors P.L.L.C. December 31,2019 2020-01-07
Leonetti & Associates, LLC December 31,2018 2019-02-15
Lesa Sroufe & Co December 31,2019 2020-02-13
Lester Murray Antman dba SimplyRich December 31,2019 2020-01-27
LETKO, BROSSEAU & ASSOCIATES INC December 31,2019 2020-02-07
LEUCADIA NATIONAL CORP Ian Cumming December 31,2019 2020-02-13
LEUTHOLD WEEDEN CAPITAL MANAGEMENT LLC December 31,2019 2020-02-14
LeVasseur Capital Partners LLC September 30,2016 2016-11-14
LeVasseur Gilbert E Jr 2016-08-15
LEVEL FOUR ADVISORY SERVICES, LLC December 31,2019 2020-02-13
LEVEL GLOBAL INVESTORS LP December 31,2010 2011-02-14
Level Global Investors, L.P. December 31,2010 2011-02-14
LEVIN CAPITAL STRATEGIES, L.P. December 31,2019 2020-02-07
Levin Easterly Partners LLC December 31,2019 2020-02-11
LEVITT CAPITAL MANAGEMENT LLC June 30,2014 2014-07-21
LEVY HARKINS & CO INC/ March 31,2018 2018-04-26
LexAurum Advisors, LLC December 31,2019 2020-01-27
LEXINGTON ADVISORS INC /ADV December 31,2018 2019-02-14
Lexington Partners L.P. December 31,2019 2020-02-13
Lexington Partners VI Holdings Sub LLC September 30,2015 2016-02-16
Lexington Partners VI Holdings, LLC December 31,2014 2015-05-15
LFA - Lugano Financial Advisors SA December 31,2019 2020-01-10
LFL Advisers, LLC December 31,2019 2020-02-13
LG Capital Management, LP December 31,2015 2016-05-16
LGL PARTNERS, LLC December 31,2019 2020-02-14
LGT CAPITAL PARTNERS LTD. December 31,2019 2020-01-10
LH Capital Markets, LLC December 31,2019 2020-02-14
Li Winifred I December 31,2014 2015-02-19
Liberty Capital Management, Inc. December 31,2019 2020-01-21
Liberty Mutual Group Asset Management Inc. December 31,2019 2020-01-30
LIBERTY MUTUAL GROUP INC June 30,2011 2011-08-12
LIBERTY MUTUAL INSURANCE CO June 30,2010 2010-08-11
LIBERTY RIDGE CAPITAL, INC. March 31,2009 2009-04-21
Liberty Street Advisors, Inc. December 31,2015 2016-02-08
LIBERTY WEALTH MANAGEMENT LLC December 31,2019 2020-02-05
LIBRA ADVISORS LLC September 30,2014 2014-11-14
LICHTENSTEIN WARREN G September 30,2011 2011-11-14
Lido Advisors, LLC December 31,2019 2020-02-06
Liebau Asset Management Company, LLC September 30,2011 2011-10-11
LifePlan Financial Group, Inc December 31,2019 2020-01-09
LifeSteps Financial, Inc. December 31,2019 2020-01-30
LIGHT STREET CAPITAL MANAGEMENT, LLC December 31,2019 2020-02-14
LIGHTBOX CAPITAL MANAGEMENT, LLC December 31,2011 2012-05-15
Lighthouse Financial Advisors, Inc. December 31,2019 2020-02-06
Lightyear Capital LLC March 31,2017 2017-05-12
LILLEY & CO June 30,2014 2014-07-14
LILLY ENDOWMENT INC December 31,2019 2020-01-13
Lime Rock Management LP March 31,2018 2018-05-15
Limestone Value Partners, LLC September 30,2016 2016-11-10
LINCLUDEN MANAGEMENT LTD June 30,2019 2020-02-13
LINCOLN CAPITAL CORP December 31,2019 2020-01-16
Lincoln Capital LLC December 31,2019 2020-01-21
LINCOLN NATIONAL CORP December 31,2019 2020-02-07
Lindbrook Capital, LLC December 31,2019 2020-01-24
LINDEN ADVISORS LP December 31,2019 2020-02-14
Linden Capital L.P. December 31,2010 2011-02-15
Lindsell Train Ltd December 31,2019 2020-01-29
LINDVALL CAPITAL MANAGEMENT LLC September 30,2009 2010-02-09
Lineweaver Wealth Advisors, LLC December 31,2019 2020-01-16
Lingohr & Partner Asset Management GmbH December 31,2019 2020-02-10
Lingohr & Partner North America. Inc. December 31,2011 2012-02-09
LINGOLD ASSOCIATES LLC December 31,2008 2009-02-06
Link Fund Solutions Ltd December 31,2019 2020-01-28
Linscomb & Williams, Inc. December 31,2019 2020-02-13
Lion Point Capital, LP December 31,2019 2020-02-14
Lion Street Advisors, LLC December 31,2019 2020-02-13
LionEye Capital Management LLC December 31,2015 2016-05-16
LionEye Capital Management, LLC December 31,2012 2013-02-13
Lionsbridge Wealth Management LLC December 31,2019 2020-02-18
Lionstone Capital Management LLC December 31,2019 2020-02-12
Lionstone GP, LLC December 31,2012 2013-02-14
Lipe & Dalton December 31,2019 2020-01-21
Liquid Strategies, LLC December 31,2019 2020-01-28
LISA LAVIGNE June 30,2012 2012-07-19
LITCHFIELD CAPITAL MANAGEMENT, LLC September 30,2010 2010-11-15
Litespeed Management LLC December 31,2019 2020-02-14
Litman Gregory Asset Management LLC December 31,2019 2020-01-30
LITMAN GREGORY FUND ADVISORS LLC March 31,2009 2009-05-13
LITMUS CAPITAL MANAGEMENT, LLC September 30,2009 2009-11-16
LITTLE HOUSE CAPITAL LLC December 31,2019 2020-02-12
Live Oak Private Wealth LLC December 31,2019 2020-02-13
Live Your Vision, LLC March 31,2019 2019-04-25
Livforsakringsaktiebolaget Skandia (publ) December 31,2019 2020-01-28
Livingston Group Asset Management CO (operating as Southport Capital Management) December 31,2019 2020-01-16
LJ TRUST Co LLC March 31,2017 2020-01-22
LLBH Private Wealth Management, LLC December 31,2019 2020-02-12
Llenroc Capital LLC March 31,2019 2019-04-05
Lloyd Advisory Services, LLC. December 31,2019 2020-02-12
Lloyd George Management (BVI) LTD March 31,2011 2011-05-13
Lloyds Banking Group plc December 31,2018 2019-02-11
LLOYDS TSB BANK PLC September 30,2009 2010-02-10
LLR Management, L.P. December 31,2017 2018-02-14
LLR Walnut, L.P. December 31,2019 2020-02-07
LMBI, L.P. June 30,2011 2016-08-10
LMM LLC /MD/ December 31,2019 2020-02-14
LMR Master Fund Ltd December 31,2013 2014-02-14
LMR Partners LLP September 30,2019 2020-02-14
LNZ Capital LP December 31,2019 2020-02-14
Loch Capital Management LLC December 31,2010 2011-03-02
Locke Capital Management, Inc. September 30,2008 2008-11-12
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO December 31,2019 2020-02-10
Lockwood Capital Management, Inc. March 31,2010 2010-05-13
LOCUST WOOD CAPITAL ADVISERS, LLC December 31,2019 2020-01-28
Lodbrok Capital LLP December 31,2019 2020-02-14
LODESTAR INVESTMENT COUNSEL LLC/IL June 30,2019 2019-07-10
Lodge Hill Capital, LLC December 31,2019 2020-02-13
LOEB ARBITRAGE MANAGEMENT, LLC March 31,2012 2012-05-15
Loeb Offshore Management LP December 31,2014 2015-02-17
LOEB PARTNERS CORP March 31,2019 2019-08-14
Loeb Partners Management Inc December 31,2008 2009-02-13
LOEWS CORP December 31,2019 2020-02-12
LOGAN CAPITAL MANAGEMENT INC December 31,2019 2020-02-10
LOGe Solutions, LLC March 31,2018 2018-05-14
Logos Global Management LP December 31,2019 2020-02-14
Lomas Capital Management, LLC December 31,2019 2020-02-14
Lombard Odier & Cie (Bahamas) Ltd September 30,2015 2015-11-13
Lombard Odier & Cie (Canada), Limited Partnership September 30,2016 2016-11-14
Lombard Odier Asset Management (Europe) Ltd December 31,2019 2020-02-14
Lombard Odier Asset Management (Switzerland) SA December 31,2019 2020-02-14
Lombard Odier Asset Management (USA) Corp December 31,2019 2020-02-14
Lombard Odier Transatlantic, Limited Partnership September 30,2016 2016-11-14
LOMBARDIA CAPITAL PARTNERS LLC March 31,2017 2017-05-12
London & Capital Asset Management Ltd December 31,2019 2020-02-14
LONDON CO OF VIRGINIA December 31,2019 2020-02-14
LONE PINE CAPITAL LLC Steve Mandel December 31,2019 2020-02-14
Lone Star Global Acquisitions, Ltd. December 31,2019 2020-02-13
Lone Star Value Investors GP LLC March 31,2015 2015-05-15
Lone Star Value Management LLC June 30,2016 2016-08-15
Lonestar Capital Management LLC December 31,2019 2020-02-14
Long Oar Global Investors, LLC September 30,2015 2015-11-16
Long Pond Capital, LP December 31,2019 2020-02-13
Long Road Investment Counsel, LLC December 31,2019 2020-02-13
Long Wharf Investors, Inc. June 30,2014 2014-08-04
Longacre Fund Management, LLC June 30,2012 2012-11-14
Longbow Capital Partners, L.P. September 30,2016 2016-11-14
Longer Investments Inc. March 31,2019 2019-04-22
LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP December 31,2019 2020-02-14
Longhorn Capital Partners, L.P. December 31,2017 2018-02-14
LONGVIEW ASSET MANAGEMENT, LLC December 31,2019 2020-02-12
Longview Partners (Guernsey) LTD December 31,2019 2020-02-13
Longwood Capital Partners LLC December 31,2019 2020-02-14
Longwood Fund GP, LLC December 31,2014 2015-01-22
LOOMIS SAYLES & CO L P December 31,2019 2020-02-14
LORAIN NATIONAL BANK/OH December 31,2012 2013-05-15
Lorber David A September 30,2019 2019-10-25
LORD ABBETT & CO LLC December 31,2019 2020-02-14
Lorem Ipsum Management, LLC June 30,2016 2016-10-11
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA December 31,2019 2020-01-22
LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC December 31,2019 2020-02-07
LOTSOFF CAPITAL MANAGEMENT LLC June 30,2011 2011-07-18
Loudon Investment Management, LLC December 31,2019 2020-02-18
Louisiana State Employees Retirement System December 31,2019 2020-01-17
Loukas Stephen September 30,2019 2019-10-25
Lourd Capital, LLC June 30,2019 2019-07-11
Loveless Wealth Management LLC December 31,2019 2020-01-23
LOWE BROCKENBROUGH & CO INC December 31,2019 2020-01-31
Lowe fs, LLC December 31,2019 2020-01-14
LOWELL WILLIAM A September 30,2010 2010-11-15
LPL Financial CORP December 31,2019 2020-02-14
LPWM LLC December 31,2019 2020-01-30
LS Investment Advisors, LLC December 31,2019 2020-01-31
LS Power Development, L.L.C. September 30,2010 2010-11-15
LS Power Partners II, L.P. June 30,2016 2017-11-14
LS Power Partners, L.P. June 30,2014 2015-11-16
LSP Investment Advisors, LLC December 31,2019 2020-02-14
LSV ASSET MANAGEMENT December 31,2019 2020-02-10
Lubar & Co., Inc December 31,2019 2020-01-29
LUCAS CAPITAL MANAGEMENT December 31,2019 2020-01-28
LUCERNE CAPITAL MANAGEMENT LLC December 31,2019 2020-02-04
Lucha Capital Management, LP September 30,2019 2019-11-14
Lucia Wealth Services, LLC December 31,2019 2020-01-22
Lucrum Capital, LLC September 30,2009 2009-11-16
Lumbard Investment Counseling, LLC December 31,2019 2020-02-21
Lumina Fund Management LLC December 31,2019 2020-02-14
Luminous Capital, LLC December 31,2010 2011-02-10
LUMINUS MANAGEMENT LLC December 31,2019 2020-02-14
Lunenburg Mark September 30,2008 2008-11-14
Lunia Capital LP December 31,2019 2020-02-14
LUSMAN CAPITAL MANAGEMENT, LLC September 30,2009 2009-11-16
Lutz Financial Services LLC December 31,2019 2020-02-03
Luxor Capital Group, LP December 31,2019 2020-02-14
LUZICH PARTNERS LLC December 31,2018 2019-02-14
LVM CAPITAL MANAGEMENT LTD/MI March 31,2019 2020-01-15
LVW Advisors, LLC December 31,2019 2020-02-10
LVZ Advisors, Inc. December 31,2019 2020-02-05
LWS Wealth Advisors, Inc. December 31,2019 2020-02-06
LYDIAN ASSET MANAGEMENT L P June 30,2011 2012-11-09
LYELL WEALTH MANAGEMENT, LP December 31,2019 2020-02-05
LYNCH & ASSOCIATES/IN December 31,2019 2020-01-10
Lynmar Capital Group, Inc December 31,2009 2010-02-11
Lynrock Lake LP December 31,2019 2020-02-14
Lyon Street Capital, LLC September 30,2019 2019-11-14
Lyons Wealth Management, LLC. December 31,2019 2020-02-12
LYRICAL ASSET MANAGEMENT LP December 31,2019 2020-02-11
Lyrical Partners, L.P. September 30,2009 2009-11-16
Lyxor Asset Management Inc. September 30,2019 2019-11-13
LYZ CAPITAL ADVISORS LLC September 30,2010 2010-11-15

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