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Institution Category :   K
K CAPITAL PARTNERS LLC September 30,2008 2008-11-13
K.A. MacGuire & Company, LLC December 31,2018 2019-02-11
K.J. Harrison & Partners Inc September 30,2019 2019-10-25
K2 PRINCIPAL FUND, L.P. September 30,2019 2019-11-14
Kabarec Financial Advisors, Ltd. June 30,2018 2018-08-09
Kacela Capital, LLC March 31,2012 2012-08-10
KADENSA CAPITAL Ltd September 30,2018 2018-11-14
KAHN BROTHERS & CO INC /DE/ September 30,2019 2019-11-04
KAINTUCK CAPITAL MANAGEMENT LP March 31,2010 2010-04-27
Kaizen Advisory, LLC December 31,2018 2019-02-15
KALEIDOSCOPE CAPITAL LP September 30,2018 2018-11-13
KALMAR INVESTMENTS INC /DE/ March 31,2017 2017-04-26
Kalos Management, Inc. September 30,2019 2019-11-14
Kames Capital Management Ltd December 31,2014 2015-02-03
Kames Capital plc September 30,2019 2019-10-21
Kamunting Street Capital Management, L.P. September 30,2019 2019-11-14
KANALY TRUST CO December 31,2016 2017-01-23
KANAWHA CAPITAL MANAGEMENT LLC September 30,2019 2019-11-01
KANHA CAPITAL, LP December 31,2016 2017-05-15
Karamaan Group, LLC September 30,2015 2015-11-13
Karp Capital Management Corp September 30,2019 2019-11-04
KARPAS STRATEGIES LLC September 30,2019 2019-10-22
Karpus Management, Inc. September 30,2019 2019-10-16
KARSCH CAPITAL MANAGEMENT LP September 30,2013 2013-11-14
Karst Peak Capital Ltd September 30,2019 2019-11-12
Kassirer Asset Management Corp June 30,2019 2019-10-01
Kavar Capital Partners, LLC September 30,2019 2019-11-12
Kavi Asset Management, LP June 30,2019 2019-11-07
KAVI GLOBAL OPPORTUNITY MASTER FUND LP December 31,2015 2016-02-10
Kayak Investment Partners LLC September 30,2019 2019-11-14
KAYNE ANDERSON CAPITAL ADVISORS LP September 30,2019 2019-11-04
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC September 30,2019 2019-11-13
KAYS FINANCIAL ADVISORY CORP /ADV September 30,2019 2019-11-14
Kazazian Asset Management, LLC September 30,2019 2019-11-14
KBC Group NV September 30,2019 2019-11-07
KBC Participations Renta C 2019-11-07
KBSH CAPITAL MANAGMENT INC December 31,2008 2009-02-10
KBW ASSET MANAGEMENT INC September 30,2008 2008-11-14
KBW, Inc. December 31,2012 2013-02-14
KC Investment Advisors, LLC March 31,2019 2019-11-14
KCG Holdings, Inc. June 30,2017 2017-08-11
KCL Capital, L.P. September 30,2019 2019-11-14
KCM INVESTMENT ADVISORS LLC September 30,2019 2019-11-14
KCS Wealth Advisory September 30,2019 2019-10-28
KDA Capital LLP 2009-11-16
KDI CAPITAL PARTNERS LLC September 30,2019 2019-11-12
KEANE CAPITAL MANGEMENT INC December 31,2015 2016-02-12
Keane Capital Partners, LLC September 30,2016 2016-11-14
KEATING INVESTMENT COUNSELORS INC September 30,2019 2019-10-28
KEEFE, BRUYETTE & WOODS, INC. March 31,2010 2010-05-17
Keel Point Advisors, LLC December 31,2014 2015-02-06
Keeler THomas Management LLC September 30,2019 2019-11-04
KEELEY ASSET MANAGEMENT CORP John Keeley December 31,2016 2017-02-14
Keeley-Teton Advisors, LLC September 30,2019 2019-11-14
Keenan Capital, LLC September 30,2019 2019-11-14
KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ September 30,2019 2019-11-12
Kellner Capital, LLC September 30,2019 2019-11-14
KELLNER DILEO & CO December 31,2010 2011-02-14
KELLOGG GROUP, LLC December 31,2010 2011-02-10
KELLOGG W K FOUNDATION TRUST September 30,2019 2019-11-14
KELLY LAWRENCE W & ASSOCIATES INC/CA September 30,2019 2019-11-14
Kelman-Lazarov, Inc. September 30,2019 2019-10-15
Kelso & Company, L.P. December 31,2018 2019-07-15
Kemnay Advisory Services Inc. September 30,2019 2019-11-14
KEMPEN CAPITAL MANAGEMENT N.V. September 30,2019 2019-11-14
KEMPNER CAPITAL MANAGEMENT INC. September 30,2019 2019-10-04
KEN ROBERTS INVESTMENT MANAGEMENT INC September 30,2019 2019-10-31
Ken Stern & Associates, Inc. September 30,2018 2018-11-13
Kendall Capital Management September 30,2019 2019-11-12
Kendall Square Capital, LLC June 30,2014 2014-11-14
Kenmare Capital Partners, L.L.C. September 30,2019 2019-11-14
KENNEDY CAPITAL MANAGEMENT INC September 30,2019 2019-11-14
KENSICO CAPITAL MANAGEMENT CORP September 30,2019 2019-11-14
KENSINGTON INVESTMENT GROUP INC December 31,2008 2009-07-13
Kentucky Retirement Systems September 30,2019 2019-11-05
Kentucky Retirement Systems Insurance Trust Fund September 30,2019 2019-11-05
Kepos Capital LP September 30,2019 2019-11-13
KERN Cobalt Co-Invest Partners AP LP December 31,2015 2016-01-19
Kernodle & Katon Asset Management Group, LLC March 31,2017 2017-05-12
Kerrisdale Advisers, LLC September 30,2019 2019-11-14
Kessler Investment Group, LLC March 31,2019 2019-10-21
KESTREL INVESTMENT MANAGEMENT CORP September 30,2019 2019-11-13
KETTLE HILL CAPITAL MANAGEMENT, LLC September 30,2019 2019-11-14
Keudell/Morrison Wealth Management September 30,2019 2019-11-13
Key Colony Management, LLC September 30,2016 2016-11-14
KEY GROUP HOLDINGS (CAYMAN), LTD. September 30,2019 2019-11-14
Key Square Capital Management LLC September 30,2019 2019-11-13
KEYBANK NATIONAL ASSOCIATION/OH September 30,2019 2019-11-04
KeyPoint Capital Management, LLC December 31,2015 2016-02-12
Keystone Financial Group September 30,2019 2019-11-07
Keystone Financial Planning, Inc. September 30,2019 2019-10-08
KEYSTONE GROUP, L.P. September 30,2010 2019-11-07
KEYWISE CAPITAL MANAGEMENT Ltd September 30,2019 2019-10-24
KG Funds Management LLC December 31,2017 2018-02-14
KG FUNDS MANAGEMENT, LLC September 30,2019 2019-11-14
KG&L Capital Management,LLC September 30,2019 2019-10-11
KHP Capital, LLC September 30,2018 2018-11-08
Khronos LLC September 30,2009 2009-10-28
Kidder Stephen W September 30,2019 2019-11-07
Kidron Capital LLC March 31,2015 2016-02-16
Kildonan Castle Asset Management L.P. June 30,2014 2015-11-03
KILEY JUERGENS WEALTH MANAGEMENT, LLC September 30,2019 2019-10-15
KILKENNY CAPITAL MANAGEMENT LLC September 30,2008 2008-11-14
KILLEN GROUP INC March 31,2016 2016-04-27
Kiltearn Partners LLP September 30,2019 2019-11-13
Kimelman & Baird, LLC June 30,2019 2019-07-02
Kimmeridge Energy Management Company, LLC March 31,2019 2019-10-10
KINETICS ASSET MANAGEMENT INC March 31,2011 2011-05-12
KING INVESTMENT ADVISORS INC/TX December 31,2015 2016-01-29
KING LUTHER CAPITAL MANAGEMENT CORP September 30,2019 2019-11-12
KING R ELIOT & ASSOCIATES INC/CA September 30,2009 2009-11-04
KING STREET CAPITAL MGMT LLC September 30,2019 2019-11-13
King Wealth Management Group, LLC September 30,2019 2019-11-13
Kingdom Ridge Capital, LLC September 30,2017 2018-02-14
KINGDON CAPITAL MANAGEMENT LLC September 30,2019 2019-11-14
Kingfisher Capital LLC September 30,2019 2019-11-12
KINGS POINT CAPITAL MANAGEMENT September 30,2019 2019-11-13
KINGSTOWN CAPITAL MANAGEMENT L.P. September 30,2019 2019-11-14
Kinneret Advisory, LLC September 30,2019 2019-11-13
Kinsight, LLC June 30,2017 2017-07-24
KIRKWOOD CAPITAL LP December 31,2008 2009-02-17
KIRR MARBACH & CO LLC /IN/ September 30,2019 2019-10-15
Kiski Partners, LLC December 31,2015 2016-02-18
Kissinger Financial Services LLC June 30,2017 2017-07-11
Kistler-Tiffany Companies, LLC September 30,2019 2019-10-18
Kite Lake Capital Management (UK) LLP September 30,2019 2019-11-14
KITT BARRY M September 30,2011 2011-11-14
KITZINGER LAUTMANN CAPITAL MANAGEMENT INC September 30,2019 2019-11-01
KKR Asset Management LLC September 30,2013 2013-11-14
KLEINHEINZ CAPITAL PARTNERS INC December 31,2012 2013-02-14
Kleinwort Benson Investors Dublin Ltd June 30,2016 2016-08-03
KLINGENSTEIN FIELDS & CO LLC September 30,2019 2019-11-01
Klingman & Associates, LLC September 30,2019 2019-10-22
KLINSKY STEVEN B June 30,2015 2015-08-14
KLP Enterprises, LLC December 31,2018 2019-05-14
KLS Diversified Asset Management LP September 30,2019 2019-11-13
KLS Professional Advisors Group, LLC June 30,2019 2019-07-09
KMG FIDUCIARY PARTNERS, LLC September 30,2019 2019-10-15
KMS FINANCIAL SERVICES, INC September 30,2014 2014-11-14
KNIGHT CAPITAL GROUP, INC. June 30,2013 2013-08-08
Knighthead Capital Management, LLC June 30,2019 2019-08-14
Knights of Columbus Asset Advisors LLC September 30,2019 2019-11-14
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC September 30,2019 2019-11-14
Knoll Capital Management, LP September 30,2019 2019-11-14
Knott Asset Management, LLC March 31,2013 2013-04-12
KNOTT DAVID M September 30,2019 2019-11-12
Knuff & Co LLC September 30,2019 2019-11-05
KOCH INDUSTRIES INC September 30,2019 2019-11-13
KOCH QUANTITATIVE TRADING, LP 2008-11-13
Kohlberg Kravis Roberts & Co Henry Kravis/George Roberts September 30,2019 2019-11-14
Kohmann Bosshard Financial Services, LLC September 30,2019 2019-10-09
KOKINO LLC September 30,2019 2019-11-14
KOKUSAI Asset Management Co., Ltd. June 30,2015 2015-07-24
Kontiki Capital Management (HK) Ltd. September 30,2019 2019-11-14
KOONCE CALVIN SCOTT September 30,2019 2019-11-08
Kopernik Global Investors, LLC September 30,2019 2019-11-14
KOPP FUNDS INC December 31,2013 2014-01-21
KOPP INVESTMENT ADVISORS LLC September 30,2019 2019-11-14
Kora Management LP September 30,2019 2019-11-14
Kore Private Wealth LLC September 30,2019 2019-11-12
Korea Investment CORP September 30,2019 2019-11-12
KORNITZER CAPITAL MANAGEMENT INC /KS September 30,2019 2019-11-04
Kortright Capital Partners LP June 30,2016 2016-08-11
Koshinski Asset Management, Inc. September 30,2019 2019-10-30
Kovack Advisors, Inc. September 30,2019 2019-10-31
Kovitz Investment Group Partners, LLC September 30,2019 2019-11-14
Kovitz Investment Group, LLC December 31,2015 2016-02-16
KPCB DGF Associates, LLC September 30,2019 2019-11-13
KPCB XII Associates, LLC September 30,2019 2019-11-13
KR CAPITAL ADVISORS INC December 31,2015 2016-02-05
KR CAPITAL PARTNERS I L P March 31,2016 2016-04-21
KRA CAPITAL MANAGEMENT INC December 31,2012 2013-01-16
Krane Funds Advisors LLC September 30,2019 2019-11-12
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD September 30,2019 2019-11-18
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD September 30,2019 2019-11-18
Krasney Financial LLC September 30,2019 2019-11-14
Krensavage Asset Management, LLC September 30,2019 2019-11-14
Kresge Foundation December 31,2018 2019-08-29
Krilogy Financial LLC June 30,2019 2019-11-13
Krueger & Catalano Capital Partners, LLC September 30,2019 2019-10-22
KRV Capital LP June 30,2017 2017-10-31
KS MANAGEMENT CORP December 31,2015 2015-11-16
KSA CAPITAL MANAGEMENT, LLC December 31,2017 2018-04-02
KSL Advisors, LLC September 30,2015 2016-08-15
Kuehl Shepherd Kozlowski & Associates,Inc. September 30,2019 2019-10-15
Kuntz Lesher Capital LLC September 30,2019 2019-10-31
KWMG, LLC September 30,2019 2019-10-22
Kylin Management LLC September 30,2019 2019-11-14
Kynikos Associates LP September 30,2019 2019-11-14

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