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Institution Category :   C
C V STARR & CO INC December 31,2019 2020-01-15
C-J Advisory, Inc December 31,2019 2020-02-10
C.V. Starr & Co., Inc. Trust December 31,2019 2020-01-15
C2 Asset Management, L.L.C. September 30,2008 2008-11-18
CABANA LLC December 31,2019 2020-02-13
Cable Hill Partners, LLC December 31,2019 2020-02-04
CABOT MONEY MANAGEMENT INC December 31,2019 2020-02-12
Cabot-Wellington, LLC December 31,2019 2020-01-16
CACTI ASSET MANAGEMENT LLC December 31,2019 2020-01-02
CADENCE CAPITAL MANAGEMENT LLC December 31,2019 2020-02-03
CADIAN CAPITAL MANAGEMENT, LLC December 31,2019 2020-02-13
CADINHA & CO LLC December 31,2019 2020-01-23
CADMUS CAPITAL MANAGEMENT LLC 2008-11-12
Caerus Global Investors LLC September 30,2015 2015-11-16
CAERUS INVESTORS, LLC March 31,2019 2019-08-14
CAHABA WEALTH MANAGEMENT, INC. December 31,2019 2020-02-10
Cai Capital Management, Inc. September 30,2013 2014-11-14
Cain Brothers Asset Management, LLC June 30,2015 2015-08-14
CAIP PARTNERS, LLC September 30,2010 2010-11-12
Cairn Investment Group, Inc. December 31,2019 2020-01-30
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC September 30,2019 2019-11-14
CAK CAPITAL MANAGEMENT INC March 31,2011 2011-04-13
Calamos Advisors LLC December 31,2019 2020-01-15
CALAMOS PARTNERS LLC September 30,2009 2009-11-12
Calamos Wealth Management LLC December 31,2019 2020-01-15
Caldera Capital, LLC December 31,2019 2020-02-13
CALDWELL & ORKIN INC September 30,2017 2017-11-07
Caledonia (Private) Investments Pty Ltd December 31,2019 2020-02-14
CALEDONIA INVESTMENTS PLC December 31,2019 2020-01-23
California Capital Advisors, Inc. December 31,2019 2020-01-10
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM December 31,2019 2020-01-27
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM December 31,2019 2020-02-14
Calixto Global Investors, LP December 31,2019 2020-02-14
Callahan, Leighton & Co., LLC December 31,2019 2020-01-21
Callan Capital, LLC December 31,2019 2020-02-14
Callodine Capital Management, LP December 31,2019 2020-02-13
CALTON & ASSOCIATES, INC. December 31,2019 2020-02-03
Calvert Investment Management Inc. December 31,2016 2017-10-26
Calypso Capital Management, LP December 31,2014 2015-02-06
CAM Group Holding A/S December 31,2019 2020-02-05
Camarda Financial Advisors, LLC December 31,2019 2020-01-31
Camber Capital Management LLC December 31,2019 2020-02-14
CAMBIAR INVESTORS LLC December 31,2019 2020-02-06
Cambria Investment Management, L.P. December 31,2019 2020-02-12
Cambrian Capital Limited Partnership December 31,2019 2020-02-14
Cambrian Capital, LLC June 30,2010 2010-08-16
Cambridge Advisors Inc. December 31,2019 2020-01-28
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV December 31,2019 2020-02-10
CAMBRIDGE ASSOCIATES LTD LLC/ENGLAND/ /ADV September 30,2015 2015-11-12
Cambridge Financial Group, Inc. March 31,2019 2020-02-12
Cambridge Investment Research Advisors, Inc. March 31,2019 2020-02-04
CAMBRIDGE INVESTMENTS LTD/ March 31,2011 2011-05-12
CAMBRIDGE TRUST CO December 31,2019 2020-02-04
CAMDEN ASSET MANAGEMENT L P /CA December 31,2019 2020-02-13
Camden Capital, LLC December 31,2019 2020-02-10
CAMDEN NATIONAL BANK December 31,2019 2020-02-11
CAMDEN PARTNERS HOLDINGS LLC June 30,2012 2012-08-14
CAMELOT MANAGEMENT CORP December 31,2011 2012-02-02
Camelot Portfolios, LLC December 31,2019 2020-01-16
CAMG Solamere Management, LLC December 31,2019 2020-02-14
Campbell & CO Investment Adviser LLC December 31,2019 2020-01-23
CAMPBELL CAPITAL MANAGEMENT INC December 31,2019 2020-01-09
CAMPBELL NEWMAN ASSET MANAGEMENT INC December 31,2019 2020-01-22
Campbell Wealth Management December 31,2019 2020-01-14
Canaan Partners IX LLC December 31,2019 2020-01-27
Canaan Partners VII LLC September 30,2017 2017-10-17
Canaan Partners VIII LLC December 31,2019 2020-01-27
Canaan Partners X LLC December 31,2019 2020-01-27
CANADA PENSION PLAN INVESTMENT BOARD December 31,2019 2020-02-14
CANADIAN IMPERIAL HOLDINGS INC September 30,2011 2011-11-10
Canal Capital Management, LLC December 31,2019 2020-01-21
Canal Insurance CO September 30,2019 2020-02-04
CANANDAIGUA NATIONAL BANK & TRUST CO December 31,2019 2020-01-17
CANANDAIGUA NATIONAL CORP June 30,2011 2011-08-12
Candlestick Capital Management LP December 31,2019 2020-02-14
Candlewood Investment Group, LP September 30,2018 2018-11-14
Candriam Luxembourg S.C.A. December 31,2019 2020-01-21
CANNELL CAPITAL LLC December 31,2019 2020-02-13
CANNELL J CARLO June 30,2012 2012-08-13
CANNELL PETER B & CO INC December 31,2019 2020-02-10
Cantab Capital Partners LLP September 30,2017 2017-11-14
CANTILLON CAPITAL MANAGEMENT LLC December 31,2019 2020-02-07
Cantillon Capital Management LLP September 30,2011 2013-04-15
Canton Hathaway, LLC December 31,2019 2020-01-10
CANTOR FITZGERALD INVESTMENT ADVISER L.P. December 31,2019 2020-01-13
Canvas Capital Management, L.P. 2008-11-14
CANYADA CAPITAL MANAGEMENT INC September 30,2008 2008-11-13
CANYON CAPITAL ADVISORS LLC December 31,2019 2020-02-14
Capco Asset Management, LLC December 31,2019 2020-02-13
Cape Ann Asset Management Ltd December 31,2019 2020-02-11
CAPE ANN SAVINGS BANK September 30,2019 2019-11-14
CAPE COD FIVE CENTS SAVINGS BANK December 31,2019 2020-02-12
Capital Advantage, Inc. December 31,2019 2020-02-13
CAPITAL ADVISORS INC/OK March 31,2019 2020-02-04
Capital Advisors, Ltd. LLC December 31,2019 2020-02-03
Capital Analysts, Inc. December 31,2019 2020-02-12
Capital Asset Advisory Services LLC December 31,2019 2020-02-12
Capital Bank & Trust Co December 31,2019 2020-02-18
CAPITAL CITY TRUST CO/FL December 31,2019 2020-01-15
CAPITAL COUNSEL LLC/NY December 31,2019 2020-02-14
Capital Directions Investment Advisors, LLC December 31,2019 2020-02-05
Capital Financial Planning, LLC December 31,2019 2020-01-31
CAPITAL FUND MANAGEMENT S.A. December 31,2019 2020-02-13
CAPITAL GROWTH MANAGEMENT LP Ken Heebner December 31,2019 2020-02-13
Capital Guardian Asset Management, LLC December 31,2016 2017-02-10
CAPITAL GUARDIAN TRUST CO June 30,2019 2019-08-14
Capital Impact Advisors, LLC December 31,2019 2020-02-13
Capital Innovations LLC December 31,2019 2020-02-13
CAPITAL INSIGHT PARTNERS, LLC December 31,2019 2020-01-27
CAPITAL INTERNATIONAL INC /CA/ December 31,2019 2020-02-18
CAPITAL INTERNATIONAL LTD /CA/ December 31,2019 2020-02-18
CAPITAL INTERNATIONAL S A December 31,2019 2020-02-18
Capital Investment Advisors, LLC December 31,2019 2020-01-21
Capital Investment Advisory Services, LLC December 31,2019 2020-02-04
Capital Investment Counsel, Inc December 31,2019 2020-01-29
CAPITAL INVESTMENT SERVICES OF AMERICA INC December 31,2019 2020-01-03
CAPITAL MANAGEMENT ASSOCIATES /NY/ December 31,2019 2020-02-12
CAPITAL MANAGEMENT ASSOCIATES INC September 30,2011 2011-11-07
CAPITAL MANAGEMENT CORP /VA December 31,2019 2020-02-03
Capital Markets Trading UK LLP December 31,2019 2020-02-14
CAPITAL ONE FINANCIAL CORP March 31,2010 2010-05-11
CAPITAL ONE, NATIONAL ASSOCIATION December 31,2019 2020-02-11
Capital Planning Advisors, LLC December 31,2019 2020-02-03
Capital Research & Management Co - Division 3 December 31,2019 2020-02-18
Capital Research Global Investors December 31,2019 2020-02-18
Capital Returns Management, LLC December 31,2019 2020-02-14
Capital Square, LLC December 31,2019 2020-02-07
Capital Tactics Advisors, LLC March 31,2013 2013-05-15
Capital Wealth Alliance, LLC December 31,2019 2020-02-13
CAPITAL WEALTH MANAGEMENT, LLC December 31,2019 2020-02-04
Capital Wealth Planning, LLC September 30,2019 2019-11-12
Capital World Investors December 31,2019 2020-02-18
Capital Z Management, LLC December 31,2011 2012-02-13
Capital Z Partners Management, LLC September 30,2017 2017-11-14
CAPRIN ASSET MANAGEMENT LLC /ADV December 31,2019 2020-01-16
CAPROCK Group, Inc. December 31,2019 2020-02-04
CAPSTONE ASSET MANAGEMENT CO June 30,2017 2017-07-10
Capstone Financial Advisors, Inc. December 31,2019 2020-02-13
Capstone Investment Advisors, LLC December 31,2019 2020-02-14
Caption Management, LLC December 31,2019 2020-02-13
CAPTRUST FINANCIAL ADVISORS September 30,2019 2019-11-14
Capula Management Ltd December 31,2019 2020-02-14
CapWealth Advisors, LLC September 30,2019 2020-02-06
CARBONADO CAPITAL December 31,2018 2019-02-14
Cardan Capital Partners, LLC December 31,2019 2020-01-30
CARDEROCK CAPITAL MANAGEMENT INC December 31,2019 2020-02-03
Cardinal Capital Management December 31,2019 2020-01-17
CARDINAL CAPITAL MANAGEMENT LLC /CT December 31,2019 2020-02-13
Cardinal Capital Management, Inc. December 31,2019 2020-01-15
Cardinal Fund I, LP September 30,2008 2009-11-13
Cardinal Strategic Wealth Guidance December 31,2019 2020-02-05
CARILLON TOWER ADVISERS, INC. December 31,2019 2020-02-11
CARL DOMINO INC September 30,2017 2017-11-07
Carleon Capital Partners LLC December 31,2019 2020-02-14
CARLSON CAPITAL L P December 31,2019 2020-02-14
Carlson Capital Management December 31,2019 2020-01-27
Carlton Hofferkamp & Jenks Wealth Management, LLC June 30,2019 2020-01-28
Carlyle Group L.P. December 31,2019 2020-02-13
Carlyle-Blue Wave Partners Management, LP June 30,2008 2008-10-31
Carmichael Hill & Associates, Inc. December 31,2019 2020-01-30
Carmignac Gestion December 31,2019 2020-02-13
Carnegie Capital Asset Management, LLC December 31,2019 2020-02-13
Carnick & Company, LLC March 31,2016 2016-05-12
Carnick & Kubik Group, LLC December 31,2019 2020-01-24
Carolina Energy Hedging Ltd Co June 30,2011 2014-11-05
Carolina Wealth Advisors, LLC December 31,2019 2020-02-07
CARRET ASSET MANAGEMENT December 31,2019 2020-02-12
Carroll Financial Associates, Inc. December 31,2019 2020-01-08
Cartica Management, LLC December 31,2019 2020-02-13
CarVal Investors, LLC December 31,2019 2020-02-06
Carve CapitalAB December 31,2019 2020-02-11
CARY STREET PARTNER INVESTMENT ADVISORY LLC December 31,2019 2020-02-10
CAS Investment Partners, LLC December 31,2019 2020-02-14
Casablanca Capital LP December 31,2015 2016-02-11
Cascabel Management LP September 30,2015 2015-11-13
Cascade Investment Advisors, Inc. December 31,2019 2020-01-22
CASCADE INVESTMENT LLC March 31,2009 2009-05-15
Cascadia Advisory Services, LLC December 31,2019 2020-02-11
Casdin Capital, LLC September 30,2019 2019-11-12
CASPIAN CAPITAL LP December 31,2019 2020-02-14
CASTINE CAPITAL MANAGEMENT, LLC December 31,2019 2020-02-13
Castle Creek Arbitrage, LLC December 31,2019 2020-01-31
CASTLE CREEK CAPITAL PARTNERS IV, LP December 31,2019 2020-01-10
Castle Hook Partners LP December 31,2019 2020-02-14
Castle Point Capital Management, LLC September 30,2010 2010-11-12
Castle Ridge Investment Management LP September 30,2017 2017-11-14
Castle Rock Wealth Management, LLC December 31,2019 2020-02-13
CastleArk Alternatives, LLC December 31,2019 2020-02-14
CASTLEARK MANAGEMENT LLC December 31,2019 2020-02-14
CASTLEROCK ASSET MANAGEMENT INC September 30,2014 2014-11-14
Castleton Investment Management LLC December 31,2019 2020-02-14
Castleview Partners, LLC March 31,2018 2018-05-07
Cat Rock Capital Management LP December 31,2019 2020-02-14
Catalus Capital Management LLC September 30,2018 2019-02-11
Catalyst Capital Advisors LLC December 31,2019 2020-02-06
CATALYST INVESTMENT MANAGEMENT CO LLC March 31,2011 2011-05-13
Catamount Wealth Management March 31,2019 2019-05-03
CATAPULT CAPITAL MANAGEMENT LLC September 30,2015 2015-11-16
CATAWBA CAPITAL MANAGEMENT /VA June 30,2018 2018-07-11
CATLIN GROUP LTD March 31,2015 2016-01-29
Catterton Management Company, L.L.C. September 30,2017 2017-11-14
CAUSEWAY CAPITAL MANAGEMENT LLC December 31,2019 2020-02-14
Cavalane Holdings Pty Ltd June 30,2014 2015-11-16
Cavalier Investments December 31,2019 2020-02-06
CAVALRY ASSET MANAGEMENT LP December 31,2009 2010-02-12
Cavalry Management Group, LLC December 31,2019 2020-02-14
CAVU Capital Advisors, LLC June 30,2011 2011-10-31
CAXTON ASSOCIATES LLC Bruce Kovner December 31,2019 2020-02-14
CAXTON CORP December 31,2019 2020-02-14
Caymus Capital Partners, L.P. December 31,2019 2020-01-17
CAZ INVESTMENTS LP December 31,2019 2020-02-12
CAZENOVE CAPITAL MANAGEMENT LTD June 30,2013 2013-08-14
CB RICHARD ELLIS GLOBAL REAL ESTATE SECURITIES, LLC March 31,2011 2011-05-09
CB&T Wealth Management December 31,2019 2020-01-28
CBIZ Investment Advisory Services, LLC December 31,2019 2020-02-11
CBM Capital, Inc. September 30,2012 2013-11-12
CCG WEALTH MANAGEMENT, LLC December 31,2019 2020-01-30
CCM INVESTMENT ADVISERS LLC December 31,2019 2020-02-20
CCM PARTNERS December 31,2019 2020-02-11
CCMP Capital GP, LLC December 31,2019 2020-02-12
CCMP Capital, LLC December 31,2015 2015-11-16
CDAM (UK) Ltd December 31,2019 2020-02-13
Cedar Brook Financial Partners, LLC December 31,2019 2020-02-06
CEDAR CAPITAL, LLC December 31,2019 2020-02-05
Cedar Creek Management, LLC September 30,2009 2009-11-10
CEDAR HILL ASSOCIATES, LLC December 31,2018 2018-10-23
Cedar Hill Capital Partners, LLC September 30,2010 2010-11-15
Cedar Mountain Advisors, LLC December 31,2019 2020-01-30
CEDAR ROCK CAPITAL LTD December 31,2019 2020-02-14
Cedar Wealth Management, LLC December 31,2019 2020-01-28
Centaur Capital Partners, L.P. September 30,2018 2018-11-14
Centaurus Capital LP March 31,2014 2014-11-14
CENTAURUS FINANCIAL, INC. December 31,2019 2020-02-12
Centenus Global Management, LP December 31,2019 2020-02-18
Center Coast Capital Advisors, LP December 31,2017 2018-02-02
Center for Financial Planning, Inc. December 31,2019 2020-02-13
Center Lake Capital Management, LLC December 31,2019 2020-02-14
Centerbridge Partners, L.P. December 31,2019 2020-02-14
Centerline Investment Partners, LP September 30,2014 2014-10-27
Centerpoint Advisors, LLC December 31,2019 2020-01-14
CENTERSQUARE INVESTMENT MANAGEMENT LLC December 31,2019 2020-02-12
CenterStar Asset Management, LLC December 31,2019 2020-01-14
CenterStar Fund, LLC December 31,2016 2017-01-23
Centerstone Investors, LLC December 31,2019 2020-02-14
Centerview Capital GP LLC 2016-11-14
Centiva Capital, LP December 31,2019 2020-02-14
Central Asset Investments & Management Holdings (HK) Ltd December 31,2019 2020-02-13
CENTRAL BANK & TRUST CO December 31,2019 2020-01-13
CENTRAL SECURITIES CORP December 31,2019 2020-02-07
Central Square Management, LLC September 30,2016 2016-11-14
CENTRAL TRUST & INVESTMENT CO September 30,2019 2020-01-21
Centre Asset Management, LLC December 31,2019 2020-01-14
Centric Wealth Management December 31,2019 2020-01-06
CENTURY CAPITAL MANAGEMENT TRUST June 30,2009 2009-08-07
Century Capital Management, LLC June 30,2017 2017-08-10
Century Securities Associates, Inc. March 31,2011 2011-05-16
Cerebellum GP, LLC December 31,2019 2020-01-15
Ceredex Value Advisors LLC December 31,2019 2020-02-10
Ceros Financial Services Inc. March 31,2019 2019-05-02
Cerrano Capital Management LP June 30,2018 2019-02-14
Certified Advisory Corp December 31,2019 2020-01-29
Ceskoslovenska Obchodni Banka a.s. 2020-02-11
Cetera Investment Advisers December 31,2019 2020-02-07
Cevian Capital II GP LTD December 31,2019 2020-02-14
CFG Asset Management LLC December 31,2019 2020-01-10
CFM WEALTH PARTNERS LLC December 31,2019 2020-01-30
CFO4Life Group, LLC December 31,2019 2020-01-22
CFO4Life, L.P. December 31,2016 2017-01-30
CGOV Asset Management March 31,2018 2018-04-09
CHAI TRUST CO LLC December 31,2019 2020-02-14
Champlain Investment Partners, LLC December 31,2019 2020-02-12
Change Path, LLC December 31,2019 2020-02-12
Channing Capital Management, LLC December 31,2019 2020-02-12
Chapman Capital L.L.C. September 30,2008 2008-11-14
Chapman Investment Management, LLC December 31,2019 2020-01-23
Chapter IV Investors, LLC March 31,2018 2018-07-02
Chapwood Capital Investment Management, LLC December 31,2019 2020-01-21
CHARLEMAGNE CAPITAL LTD March 31,2017 2017-05-15
Charles River Partnership XIII, LP September 30,2013 2013-11-12
Charles River XIII GP, LLC June 30,2015 2015-07-29
Charles Schwab Investment Advisory, Inc. December 31,2019 2020-02-13
Charles Schwab Trust Co December 31,2019 2020-01-29
Charles Schwab Trust Company, a division of Charles Schwab Bank March 31,2013 2013-04-26
Charles-Lim Capital Ltd December 31,2019 2020-02-13
Charter Bridge Capital Management, L.P. March 31,2015 2015-07-15
CHARTER FINANCIAL GROUP INC December 31,2009 2010-02-08
Charter Oak Partners Management, L.P. September 30,2014 2014-11-13
CHARTER OAK PARTNERS/CT December 31,2009 2010-02-16
CHARTER RESEARCH & INVESTMENT GROUP, INC. December 31,2019 2020-01-30
CHARTER TRUST CO December 31,2019 2020-02-11
CHARTIST INC /CA/ December 31,2019 2020-02-05
CHARTWELL INVESTMENT PARTNERS, INC. December 31,2019 2020-01-29
CHARTWELL INVESTMENT PARTNERS/PA March 31,2014 2014-05-20
CHASE INVESTMENT COUNSEL CORP December 31,2019 2020-02-06
CHATHAM CAPITAL GROUP, INC. December 31,2019 2020-01-31
Chautauqua Capital Management December 31,2015 2016-01-22
Checchi Capital Advisers, LLC December 31,2019 2020-02-06
CHECK CAPITAL MANAGEMENT INC/CA December 31,2019 2020-02-10
CHELSEA COUNSEL CO September 30,2019 2019-12-09
CHEMICAL BANK June 30,2019 2019-07-25
CHEMUNG CANAL TRUST CO December 31,2019 2020-01-09
CHESAPEAKE ASSET MANAGEMENT LLC December 31,2019 2020-02-06
CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD June 30,2016 2016-08-15
Chesapeake Wealth Management December 31,2019 2020-01-29
Chescapmanager LLC December 31,2019 2020-02-12
CHESLEY TAFT & ASSOCIATES LLC/IL December 31,2019 2020-01-10
Chessman Wealth Strategies RIA December 31,2019 2020-01-17
Cheswick Wright Wealth Management LLC June 30,2013 2013-07-31
Cheviot Value Management, Inc. December 31,2019 2020-02-12
CHEVY CHASE BANK December 31,2008 2009-02-13
Chevy Chase Trust Holdings, Inc. December 31,2019 2020-02-12
Cheyne Capital International LTD 2008-11-10
Cheyne Capital Management (UK) LLP December 31,2019 2020-02-12
CHI Advisors LLC December 31,2019 2020-02-14
Chicago Asset Management CO LLC December 31,2008 2009-01-20
Chicago Capital, LLC December 31,2019 2020-01-14
CHICAGO EQUITY PARTNERS LLC December 31,2019 2020-02-10
CHICAGO FUNDAMENTAL INVESTMENT PARTNERS, LLC September 30,2013 2013-11-13
Chicago Partners Investment Group LLC December 31,2019 2020-01-23
CHICAGO TRUST Co NA December 31,2019 2020-01-13
CHICKASAW CAPITAL MANAGEMENT LLC December 31,2019 2020-01-13
CHIEFTAIN CAPITAL MANAGEMENT INC Glenn Greenberg March 31,2012 2012-05-15
Chieftain Capital Management, Inc. March 31,2019 2020-02-14
Childrens Investment Fund Management (UK) LLP March 31,2015 2016-11-14
Chilton Capital Management Advisors, Inc. September 30,2012 2012-11-13
CHILTON CAPITAL MANAGEMENT LLC December 31,2019 2020-02-14
CHILTON INVESTMENT CO LLC December 31,2019 2020-02-12
CHINA INVESTMENT CORP December 31,2009 2010-02-05
ChinaRock Capital Management LTD December 31,2009 2010-02-09
Chinook Capital Management December 31,2013 2014-01-27
Chiron Investment Management, LLC December 31,2019 2020-02-14
Choate Investment Advisors December 31,2019 2020-01-27
Chou Associates Fund June 30,2011 2011-08-15
Chou Associates Management Inc. September 30,2019 2019-11-14
Christie Street Capital Management, LP September 30,2010 2010-11-02
Chronim Investments, Inc. 2009-02-03
Chronos Wealth Management, LLC December 31,2019 2020-02-05
CHUBB CORP December 31,2015 2015-11-12
Chubb Ltd December 31,2019 2020-02-14
CHURCH CAPITAL MANAGEMENT INC December 31,2008 2009-01-28
CHURCHILL MANAGEMENT GROUP /CA/ December 31,2019 2020-01-22
CI Global Holdings Inc. September 30,2018 2018-11-09
CI INVESTMENTS INC. December 31,2019 2020-02-11
CIBC Global Asset Management Inc December 31,2019 2020-02-14
CIBC WORLD MARKETS CORP December 31,2019 2020-02-13
CIBC World Markets Inc. December 31,2019 2020-02-13
CIBELLI CAPITAL MANAGEMENT LLC December 31,2019 2020-02-13
CIBELLI MARIO September 30,2013 2013-11-14
Cider Mill Investments LP March 31,2019 2019-05-15
CIGNA INVESTMENTS INC /NEW December 31,2019 2020-02-04
CIM INVESTMENT MANGEMENT INC December 31,2019 2020-02-14
CIM, LLC December 31,2019 2020-02-13
CINCINNATI CASUALTY CO December 31,2019 2020-02-11
CINCINNATI FINANCIAL CORP December 31,2019 2020-02-11
CINCINNATI INDEMNITY CO December 31,2019 2020-02-11
CINCINNATI INSURANCE CO December 31,2019 2020-02-11
CINCINNATI LIFE INSURANCE CO March 31,2013 2013-05-06
Cincinnati Specialty Underwriters Insurance CO December 31,2019 2020-02-11
Cinctive Capital Management LP December 31,2019 2020-02-14
CINFIN CAPITAL MANAGEMENT CO December 31,2008 2009-02-11
CINQUE PARTNERS LLC December 31,2015 2015-11-13
Cipher Capital LP December 31,2019 2020-02-13
Circle Road Advisors LP December 31,2019 2020-02-13
Circle Wealth Management, LLC September 30,2019 2019-11-15
CISCO SYSTEMS INC June 30,2018 2018-10-26
CITADEL ADVISORS LLC Kenneth C. Griffin September 30,2019 2019-11-14
CITIGROUP INC December 31,2019 2020-02-12
CITIZENS & NORTHERN CORP December 31,2019 2020-02-11
CITIZENS BANK WEALTH MANAGEMENT NA March 31,2013 2013-04-26
CITIZENS FINANCIAL GROUP INC/RI December 31,2019 2020-02-07
Cito Capital Group, LLC December 31,2019 2020-02-13
City Financial Investment Co Ltd December 31,2018 2019-02-13
CITY HOLDING CO December 31,2019 2020-01-10
CITY NATIONAL BANK September 30,2015 2015-10-29
CITY OF EDINBURGH COUNCIL AS ADMINISTRATOR OF THE LOTHIAN PENSION FUND March 31,2013 2013-05-07
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD December 31,2019 2020-02-12
CKW FINANCIAL GROUP December 31,2019 2020-02-06
Claar Advisors LLC September 30,2019 2019-11-14
Clairvoyance Capital Advisors Inc. March 31,2010 2010-05-17
CLAIRVOYANCE CAPITAL ADVISORS PTE. LTD. September 30,2012 2013-02-14
Clal Insurance Enterprises Holdings Ltd September 30,2019 2020-02-13
Claraphi Advisory Network, LLC December 31,2019 2020-02-12
Claren Road Asset Management, LLC June 30,2017 2017-08-14
CLARET ASSET MANAGEMENT Corp December 31,2019 2020-01-07
Clarfeld Financial Advisors, LLC December 31,2018 2019-02-15
Clarity Capital KCPS Ltd. March 31,2017 2017-05-15
Clarity Wealth Advisors, LLC December 31,2019 2020-02-10
CLARIUM CAPITAL MANAGEMENT LLC Peter Thiel September 30,2010 2010-11-12
Clarius Group, LLC December 31,2019 2020-01-22
ClariVest Asset Management LLC December 31,2019 2020-02-12
Clark Capital Management Group, Inc. December 31,2019 2020-01-27
CLARK ESTATES INC/NY December 31,2019 2020-02-05
Clarkston Capital Partners LLC December 31,2019 2020-02-10
Claro Advisors LLC December 31,2019 2020-02-14
Clarus Capital Group Management LP June 30,2008 2009-01-23
Clarus Ventures, LLC September 30,2018 2018-11-14
Clarus Wealth Advisors September 30,2019 2020-01-10
CLAY FINLAY LLC. June 30,2009 2009-07-31
Claybrook Capital, LLC December 31,2019 2020-02-10
CLAYMORE ADVISORS LLC June 30,2010 2010-08-05
Clayton, Dubilier & Rice, LLC December 31,2019 2020-02-12
Clean Yield Group December 31,2019 2020-01-17
Clear Creek Financial Management, LLC December 31,2019 2020-01-16
Clear Harbor Asset Management, LLC December 31,2019 2020-01-29
CLEAR INVESTMENT RESEARCH, LLC December 31,2019 2020-02-04
Clear Perspective Advisors, LLC December 31,2019 2020-02-10
Clearbridge Advisors, LLC December 31,2019 2020-02-14
ClearBridge Asset Management, Inc. March 31,2011 2011-05-13
CLEARFIELD CAPITAL MANAGEMENT LP December 31,2019 2020-02-12
Clearline Capital LP September 30,2019 2019-11-14
Clearshares LLC December 31,2019 2020-02-13
Cleary Gull Holdings Inc. December 31,2015 2016-02-04
CLEARY GULL INC. March 31,2015 2015-05-13
CLIENT 1ST ADVISORY GROUP, LLC December 31,2019 2020-02-13
CLIFFORD CAPITAL PARTNERS LLC December 31,2019 2020-02-14
CLIFFORD SWAN INVESTMENT COUNSEL LLC December 31,2019 2020-01-30
Cliffwater LLC December 31,2019 2020-02-13
CLIFFWOOD PARTNERS LLC December 31,2008 2009-05-15
Clifton Group Investment Management Co December 31,2012 2013-02-12
CLIFTON PARK CAPITAL MANAGEMENT, LLC December 31,2015 2016-02-10
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC December 31,2019 2020-01-29
CLINTON GROUP INC September 30,2018 2018-10-10
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Cortina Asset Management, LLC June 30,2019 2019-07-02
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CORUS BANKSHARES INC 2009-08-12
Corvex Management LP December 31,2019 2020-02-14
Costello Asset Management, INC September 30,2019 2019-11-12
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Coupland Cardiff Asset Management LLP December 31,2015 2015-11-16
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Covalis Capital LLP September 30,2019 2019-11-14
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Covenant Partners, LLC December 31,2019 2020-02-14
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CPCM, LLC December 31,2019 2020-02-12
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CQS (US), LLC December 31,2019 2020-02-12
CQS Cayman LP September 30,2019 2019-11-12
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Cranberry Lake Advisors LLC September 30,2018 2018-11-01
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Crawford Lake Capital Management, LLC December 31,2019 2020-02-14
CRCM LP September 30,2014 2014-11-14
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Creative Planning December 31,2019 2020-01-30
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Crescent Capital Group LP September 30,2016 2016-11-14
Crescent Grove Advisors, LLC December 31,2019 2020-02-03
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Cresset Asset Management, LLC December 31,2019 2020-02-10
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Crestwood Advisors LLC December 31,2019 2020-02-12
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CSI CAPITAL MANAGEMENT INC/CA June 30,2011 2011-10-31
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CT Mason December 31,2019 2020-02-13
CTC Alternative Strategies, Ltd. September 30,2015 2015-11-10
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CTC LLC March 31,2019 2020-01-22
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CUE FINANCIAL GROUP, INC. September 30,2018 2019-10-15
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Cullen Capital Management, LLC December 31,2019 2020-01-31
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CULLINAN ASSOCIATES INC December 31,2019 2020-01-15
CUMBERLAND ADVISORS INC March 31,2019 2020-01-16
CUMBERLAND ASSOCIATES LLC December 31,2019 2020-02-14
Cumberland Partners Ltd December 31,2019 2020-02-07
Cupps Capital Management, LLC September 30,2016 2016-10-11
Curbstone Financial Management Corp December 31,2019 2020-01-10
CURIAN CAPITAL LLC December 31,2015 2016-07-05
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CVA Family Office, LLC December 31,2019 2020-02-18
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CWM Advisors, LLC December 31,2019 2020-01-24
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CWS Financial Advisors, LLC December 31,2019 2020-02-13
CX Institutional December 31,2019 2020-01-21
CXI Advisors December 31,2019 2020-01-27
CYNOSURE ADVISORS, LLC September 30,2018 2018-11-14
CYNOSURE MANAGEMENT, LLC December 31,2019 2020-02-04
CYPRESS ASSET MANAGEMENT INC/TX December 31,2019 2020-02-06
Cypress Capital Group December 31,2019 2020-01-10
CYPRESS CAPITAL MANAGEMENT LLC December 31,2019 2020-02-14
Cypress Capital Management LLC (WY) December 31,2019 2020-02-03
Cypress Capital, LLC December 31,2019 2020-02-10
CYPRESS FUNDS LLC/CA December 31,2019 2020-02-12
Cypress Wealth Advisors LLC March 31,2019 2019-05-17
Cypress Wealth Services, LLC December 31,2019 2020-01-13
CYRUS CAPITAL PARTNERS, LP December 31,2019 2020-02-14

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