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Institution Category :   A
A. D. Beadell Investment Counsel, Inc. December 31,2018 2019-02-05
A.R.T. Advisors, LLC December 31,2018 2019-02-14
aAd Capital Management LP December 31,2010 2011-02-14
Abacus Planning Group, Inc. December 31,2018 2019-01-24
Abbot Financial Management, Inc. December 31,2018 2019-02-07
Abbrea Capital, LLC December 31,2018 2019-02-05
Abdiel Capital Advisors, LP December 31,2018 2019-02-14
ABERDEEN ASSET MANAGEMENT PLC/UK June 30,2017 2017-08-10
ABINGDON CAPITAL MANAGEMENT 2009-02-10
Abingdon Capital Management LLC September 30,2009 2009-11-10
Abingworth LLP December 31,2018 2019-02-14
ABNER HERRMAN & BROCK LLC March 31,2019 2019-04-08
ABRAMS BISON INVESTMENTS, LLC December 31,2018 2019-02-14
Abrams Capital Management, LLC June 30,2010 2010-11-12
ABS Capital Partners V Trust June 30,2017 2018-02-07
ABSOLUTE INVESTMENT MANAGEMENT LLC December 31,2018 2019-02-06
Absolute Return Capital, LLC September 30,2015 2016-11-14
Absolute Return Investors, LLC March 31,2011 2011-05-16
Abu Dhabi Investment Council June 30,2015 2015-10-13
Abundance Wealth Counselors December 31,2018 2019-02-14
ACADEMY CAPITAL MANAGEMENT INC/TX December 31,2018 2019-02-12
ACADIA TRUST NA September 30,2016 2016-11-15
ACADIAN ASSET MANAGEMENT LLC December 31,2018 2019-02-07
Accel IX Associates L.L.C. September 30,2011 2011-10-07
Accel London III Associates L.P. December 31,2018 2019-02-13
ACCEL VIII ASSOCIATES LLC June 30,2018 2019-02-13
Accel X Associates L.L.C. December 31,2018 2019-02-13
ACCESS FINANCIAL SERVICES, INC. December 31,2018 2019-02-19
ACCIDENT COMPENSATION CORP December 31,2018 2019-02-11
ACCIPITER CAPITAL MANAGEMENT, LLC September 30,2018 2018-11-14
ACCOUNT MANAGEMENT LLC June 30,2018 2019-01-23
Accredited Investors Inc. March 31,2019 2019-04-17
Accuvest Global Advisors December 31,2018 2019-02-13
Acertus Capital Management, LLC June 30,2017 2017-08-03
Achievement Holdings L.P. September 30,2015 2016-07-27
Achmea Investment Management B.V. December 31,2018 2019-02-14
ACIMA PRIVATE WEALTH, LLC December 31,2018 2019-02-07
ACK Asset Management LLC December 31,2018 2019-02-12
Ackerman Capital Advisors, LLC December 31,2018 2019-01-29
Acme Energized, L.P. September 30,2012 2012-11-13
ACON Equity Management, L.L.C. December 31,2018 2019-02-14
Acorn Advisory Capital L.P. December 31,2018 2019-02-12
Acorn Capital Management, LLC December 31,2008 2009-02-17
Acorn Wealth Advisors, LLC December 31,2018 2019-02-04
Acorns Advisers, LLC December 31,2018 2019-01-28
ACORNS SECURITIES, LLC December 31,2017 2018-02-13
Acropolis Investment Management, LLC March 31,2019 2019-04-09
Acrospire Investment Management LLC September 30,2017 2017-10-26
ACT II MANAGEMENT, LP December 31,2018 2019-02-11
Act Two Investors LLC December 31,2018 2019-02-14
ACTIAM N.V. December 31,2018 2019-02-12
Acuitas Investments, LLC September 30,2018 2018-11-09
Acuity Capital Management, LLC September 30,2011 2011-11-14
ACUITY INVESTMENT MANAGEMENT INC March 31,2015 2015-05-11
Ada Investment Management, LP December 31,2015 2016-02-18
ADAGE CAPITAL PARTNERS GP LLC December 31,2018 2019-02-14
Adalta Capital Management LLC December 31,2018 2019-02-14
Adamant Biomedical Investments AG December 31,2014 2015-02-13
ADAMCAPITAL Gestao de Recursos Ltda. December 31,2018 2019-02-01
Adams Asset Advisors, LLC March 31,2019 2019-04-10
ADAMS EXPRESS CO December 31,2018 2019-02-14
Adams Hall Wealth Advisors, LLC June 30,2014 2014-08-14
ADAMS HILL CAPITAL LLC September 30,2014 2015-02-02
ADAMS STREET PARTNERS LLC December 31,2018 2019-02-12
ADAR Investment Management LLC September 30,2014 2014-11-12
Addenda Capital Inc. March 31,2019 2019-04-09
Addison Capital Co March 31,2019 2019-04-10
ADDISON CLARK MANAGEMENT, L.L.C. September 30,2017 2018-01-05
Adelante Capital Management LLC December 31,2018 2019-02-14
ADELL HARRIMAN & CARPENTER INC June 30,2018 2019-02-08
Adelphi Capital LLP December 31,2018 2019-01-31
Adi Capital Management LLC June 30,2018 2018-08-14
Adirondack Funds September 30,2015 2015-11-10
Adirondack Research & Management Inc. December 31,2018 2019-02-08
ADIRONDACK TRUST CO December 31,2018 2019-01-18
Admiral Capital Management, LLC September 30,2010 2010-10-29
ADVANCE CAPITAL I INC September 30,2016 2016-11-01
Advance Emerging Capital Ltd September 30,2015 2015-11-03
Advanced Asset Management Advisors Inc December 31,2018 2019-02-04
Advanced Equities Asset Management, Inc. March 31,2015 2015-11-12
ADVANCED INVESTMENT PARTNERS LLC March 31,2009 2009-04-22
Advanced Investment Partners, LLC June 30,2013 2013-08-16
ADVANTAGE INVESTMENT MANAGEMENT, LLC December 31,2018 2019-02-14
ADVANTUS CAPITAL MANAGEMENT INC December 31,2018 2019-02-04
ADVENT CAPITAL MANAGEMENT /DE/ September 30,2018 2018-11-14
ADVENT INTERNATIONAL CORP/MA December 31,2018 2019-02-14
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP December 31,2018 2019-02-06
AdvicePeriod, LLC December 31,2018 2019-01-25
Adviser Investments LLC December 31,2018 2019-01-25
ADVISOR CONSULTANT NETWORK INC September 30,2016 2016-10-14
Advisor Group, Inc. December 31,2018 2019-02-11
ADVISOR PARTNERS LLC December 31,2018 2019-01-29
AdvisorNet Financial, Inc December 31,2018 2019-02-08
Advisors Asset Management, Inc. December 31,2018 2019-01-31
Advisors Capital Management, LLC December 31,2018 2019-01-17
ADVISORS MANAGEMENT GROUP INC /ADV December 31,2018 2019-02-15
Advisors Preferred, LLC December 31,2018 2019-01-16
Advisory Alpha, LLC September 30,2018 2018-11-13
ADVISORY RESEARCH INC September 30,2018 2018-11-13
Advisory Resource Group December 31,2018 2019-02-12
Advisory Services Network, LLC September 30,2018 2019-02-15
Advocacy Wealth Management Services, LLC March 31,2019 2019-04-02
ADW Capital Management, LLC December 31,2018 2019-02-14
AE Wealth Management LLC December 31,2018 2019-02-14
Aegea Capital Management LLC June 30,2018 2019-02-14
AEGIS FINANCIAL CORP September 30,2018 2018-11-14
AEGON USA Investment Management, LLC December 31,2018 2019-02-11
Aequim Alternative Investments LP December 31,2018 2019-02-14
aeris Capital Holding GmbH December 31,2018 2019-02-06
AETNA INC /PA/ September 30,2017 2017-11-07
Aevitas Wealth Management, Inc. December 31,2018 2019-02-14
AEW CAPITAL MANAGEMENT L P/MA September 30,2018 2018-11-14
Affiance Financial, LLC March 31,2019 2019-04-15
Affinity Investment Advisors, LLC December 31,2018 2019-02-05
AFFINITY WEALTH MANAGEMENT September 30,2017 2017-11-14
Aft, Forsyth & Bent, LLC September 30,2008 2008-11-17
Aft, Forsyth & Company, Inc. December 31,2018 2019-02-05
Aft, Forsyth & Sober, LLC December 31,2016 2017-01-31
AFTON CAPITAL MANAGEMENT LLC September 30,2015 2015-11-16
AG Asset Management LLC December 31,2008 2009-01-30
Agamas Continuum Master Fund, Ltd. March 31,2009 2009-11-06
AGF FUNDS INC December 31,2018 2019-02-08
AGF Investments America Inc. December 31,2018 2019-02-08
AGRAN LIBBIE March 31,2017 2017-04-27
AGTC Partners, L.P. September 30,2015 2015-11-13
AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD June 30,2018 2019-02-14
AH Equity Partners II, L.L.C. December 31,2014 2015-11-12
AH Equity Partners III (Parallel), L.L.C. December 31,2018 2019-02-14
AH Equity Partners III, L.L.C. December 31,2018 2019-02-14
AH Equity Partners IV, L.L.C. December 31,2018 2019-02-14
AH Lisanti Capital Growth, LLC December 31,2018 2019-02-08
AHL Partners LLP June 30,2017 2017-08-14
Ahrens Investment Partners LLC September 30,2018 2019-02-11
AI Financial Services LLC December 31,2018 2019-01-30
AIA Group Ltd December 31,2018 2019-02-08
AIA International Ltd December 31,2018 2019-02-08
AIA Investment Management Private Ltd December 31,2018 2019-02-08
AIA Singapore Private Ltd September 30,2018 2018-11-14
AIC LTD December 31,2018 2019-02-14
AidennLair Capital Management LP June 30,2018 2018-08-14
Ailanthus Capital Management, LP December 31,2018 2019-02-14
AIMZ Investment Advisors, LLC December 31,2018 2019-02-13
AIP, LLC December 31,2018 2019-02-12
Airain ltd June 30,2017 2017-08-08
Aisling Capital LLC December 31,2018 2019-02-11
Aisling Capital Management LP December 31,2018 2019-02-08
AJ WEALTH STRATEGIES, LLC December 31,2018 2019-02-14
Akaloa Resource Foundation December 31,2016 2017-11-03
Akana Capital Management LP September 30,2009 2009-11-12
AKANTHOS CAPITAL MANAGEMENT LLC September 30,2018 2018-11-09
AKIN THOMAS B September 30,2013 2013-11-13
AKJ ASSET MANAGEMENT, LLC December 31,2012 2013-05-13
AKO CAPITAL LLP December 31,2018 2019-02-06
AKRE CAPITAL MANAGEMENT LLC Chuck Akre December 31,2018 2019-02-14
AL FRANK ASSET MANAGEMENT INC June 30,2018 2018-08-14
Alambic Investment Management, L.P. September 30,2018 2018-11-09
Alaska Permanent Capital Management June 30,2018 2018-08-15
Alaska Retirement Management Board March 31,2019 2019-04-09
ALATUS CAPITAL LTD December 31,2018 2019-02-13
Albar Capital Ltd December 31,2018 2019-02-14
ALBERT D MASON INC December 31,2018 2019-01-29
ALBION FINANCIAL GROUP /UT December 31,2018 2019-01-28
Aldebaran Financial Inc. December 31,2018 2019-02-14
Aldebaran Investments, LLC September 30,2009 2009-11-16
Alden Global Capital LLC September 30,2018 2018-11-14
Alden Global Capital Ltd December 31,2014 2015-05-15
Alecta Pensionsforsakring, Omsesidigt December 31,2018 2019-01-31
Alera Investment Advisors, LLC December 31,2018 2019-02-14
Alerian Capital Management LLC December 31,2008 2009-02-20
ALERUS FINANCIAL NA December 31,2018 2019-02-04
Alerus Investment Advisors Corp December 31,2015 2016-02-10
ALESCO ADVISORS LLC December 31,2018 2019-02-14
Alethea Capital Management, LLC December 31,2018 2019-01-23
Aletheia Research & Management, Inc. September 30,2012 2012-11-14
ALEX BROWN INVESTMENT MANAGEMENT LLC March 31,2010 2010-05-17
Alexander Capital Management Group, LLC March 31,2019 2019-04-12
ALEXANDRA INVESTMENT MANAGEMENT LLC December 31,2009 2010-02-16
Alexandria Capital, LLC December 31,2018 2019-02-14
Algebris (UK) Ltd December 31,2018 2019-02-15
Algebris Investments (UK) LLP March 31,2017 2018-02-09
ALGER FRED MANAGEMENT INC December 31,2018 2019-02-14
ALGERT COLDIRON INVESTORS LLC December 31,2018 2019-02-01
Alibaba Group Holding Ltd September 30,2018 2018-11-14
Alistair Capital Management, L.L.C. December 31,2014 2015-02-17
Alken Asset Management LLP September 30,2014 2014-10-06
Alken Asset Management Ltd. December 31,2018 2019-02-11
ALKEON CAPITAL MANAGEMENT LLC September 30,2018 2018-11-14
All Terrain Financial Advisors, LLC December 31,2018 2019-02-15
All-Stars Investment Ltd December 31,2018 2019-02-12
ALLEGHANY CORP /DE December 31,2018 2019-02-11
Allegis Investment Advisors, LLC March 31,2018 2018-04-24
Allen Capital Group, LLC December 31,2018 2019-01-29
ALLEN HOLDING INC /NY December 31,2018 2019-02-05
Allen Investment Management LLC December 31,2018 2019-02-05
ALLEN OPERATIONS LLC December 31,2018 2019-02-05
Alley Co LLC December 31,2018 2019-02-06
Alliance Trust PLC June 30,2017 2017-07-31
Alliance Wealth Management Group September 30,2018 2018-11-13
ALLIANCEBERNSTEIN L.P. September 30,2018 2018-11-08
Allianz Asset Management AG December 31,2018 2019-02-13
ALLIANZ GLOBAL INVESTORS OF AMERICA L P March 31,2012 2012-05-10
ALLIANZ INVESTMENT MANAGEMENT LLC December 31,2018 2019-01-30
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA September 30,2018 2018-10-16
ALLIANZ OF AMERICA INC/DE December 31,2010 2011-01-14
Allied Investment Advisors, LLC December 31,2018 2019-02-01
ALLIED IRISH BANKS PLC September 30,2013 2013-11-14
Allred Capital Management, LLC March 31,2019 2019-04-16
AllSquare Wealth Management LLC September 30,2018 2018-11-02
ALLSTATE CORP December 31,2018 2019-02-13
ALLSTATE INSURANCE CO December 31,2010 2011-02-14
ALLSTATE INVESTMENT MANAGEMENT CO March 31,2012 2012-05-15
ALLSTATE LIFE INSURANCE CO December 31,2010 2011-02-14
ALLSTATE LIFE INSURANCE CO OF NEW YORK December 31,2010 2011-02-15
ALLSTATE NEW JERSEY PROPERTY & CASUALTY INSURANCE Co June 30,2009 2009-08-13
ALLSTATE PENSION PLAN December 31,2010 2012-02-14
ALLSTATE RETIREMENT PLAN December 31,2010 2012-02-14
Allston Trading LLC September 30,2014 2014-10-22
Ally Financial Inc. December 31,2018 2019-02-13
Ally Invest Advisors Inc. December 31,2018 2019-02-13
Almanack Investment Partners, LLC. December 31,2018 2019-01-24
Almitas Capital LLC December 31,2018 2019-02-14
Alpenglow Capital LP September 30,2016 2017-02-14
Alpha Cubed Investments, LLC December 31,2018 2019-01-29
Alpha Equity Management LLC September 30,2010 2010-11-15
Alpha Omega Wealth Management LLC December 31,2018 2019-01-18
Alpha Quant Advisors, LLC December 31,2018 2019-02-14
ALPHA WINDWARD LLC March 31,2019 2019-04-16
Alphabet Management, LLC June 30,2015 2015-08-10
AlphaCrest Capital Management LLC December 31,2018 2019-02-11
Alphadyne Asset Management, LLC September 30,2018 2019-02-14
ALPHAGEN SECURITIES LLC September 30,2015 2015-11-13
AlphaMark Advisors, LLC December 31,2018 2019-02-06
AlphaOne Investment Services, LLC December 31,2018 2019-02-11
ALPHASIMPLEX GROUP, LLC December 31,2018 2019-02-14
AlphaStar Capital Management, LLC September 30,2018 2018-11-13
Alphinity Investment Management Pty Ltd December 31,2018 2019-02-13
ALPINE ASSOCIATES MANAGEMENT INC. September 30,2018 2018-11-09
Alpine Capital Management LLC December 31,2009 2010-02-12
Alpine Group USVI, LLC June 30,2017 2017-08-14
Alpine Investment Management, LLC December 31,2018 2019-02-14
Alpine Partners USVI, LLC December 31,2014 2015-02-12
Alpine Partners VI, LLC December 31,2018 2019-02-14
ALPINE SECURITIES USVI, LLC June 30,2012 2012-11-14
ALPINE WOODS CAPITAL INVESTORS, LLC September 30,2018 2018-11-08
AlpInvest Partners B.V. September 30,2018 2019-02-14
ALPS ADVISERS INC December 31,2018 2019-02-04
ALSON CAPITAL PARTNERS LLC March 31,2009 2009-05-14
Alta Advisers Ltd December 31,2018 2019-02-11
ALTA CAPITAL MANAGEMENT LLC/ December 31,2018 2019-01-09
Alta Fundamental Advisers LLC December 31,2018 2019-02-14
Alta Park Capital, LP December 31,2017 2018-02-14
Altai Capital Management, L.P. December 31,2018 2019-02-14
Altalis Capital Management LLC June 30,2018 2018-11-13
ALTAROCK PARTNERS LLC December 31,2018 2019-02-14
Altavista Wealth Management, Inc. December 31,2018 2019-02-13
ALTEGRIS ADVISORS, L.L.C. December 31,2016 2017-02-08
ALTER ASSET MANAGEMENT INC September 30,2010 2010-11-15
ALTFEST L J & CO INC March 31,2019 2019-04-05
Altima Partners LLP September 30,2012 2012-10-22
Altimeter Capital Management, LLC December 31,2018 2019-02-14
Altium Wealth Management LLC December 31,2018 2019-01-18
Altman Advisors, Inc. March 31,2019 2019-04-12
AltraVue Capital, LLC December 31,2018 2019-02-06
ALTRINSIC GLOBAL ADVISORS LLC December 31,2018 2019-02-13
Altshuler Shaham Ltd December 31,2018 2019-02-11
Altus Capital Inc. June 30,2015 2015-07-23
ALYDAR PARTNERS LLC March 31,2015 2015-05-15
Alyeska Investment Group, L.P. December 31,2018 2019-02-14
AM INVESTMENT PARTNERS LLC March 31,2012 2012-05-15
AMALGAMATED BANK December 31,2018 2019-02-15
AMARILLO NATIONAL BANK March 31,2019 2019-04-15
Amber Capital LP June 30,2012 2012-08-14
Amber Capital Management LP September 30,2017 2017-11-09
AMBS INVESTMENT COUNSEL LLC September 30,2013 2013-11-04
AMCORE INVESTMENT GROUP N A March 31,2010 2010-05-03
America First Investment Advisors, LLC March 31,2019 2019-04-22
AMERICAFIRST CAPITAL MANAGEMENT, LLC September 30,2017 2017-11-16
AmericaFirst Quantitative Trust - AmericaFirst Defensive Growth & Income Portfolio, Series 2 June 30,2017 2017-08-15
American Asset Management Inc. March 31,2019 2019-04-15
American Assets Capital Advisers December 31,2018 2019-02-01
AMERICAN ASSETS INC December 31,2018 2019-02-01
American Assets Investment Management, LLC December 31,2018 2019-02-01
American Beacon Advisors, Inc. December 31,2018 2019-02-14
AMERICAN BIBLE SOCIETY September 30,2009 2009-10-28
AMERICAN CAPITAL MANAGEMENT INC December 31,2018 2019-02-08
American Capital Mortgage Management, LLC September 30,2015 2015-11-13
AMERICAN CAPITAL, LTD September 30,2009 2009-11-10
AMERICAN CENTURY COMPANIES INC December 31,2018 2019-02-12
AMERICAN ECONOMIC PLANNING GROUP INC /ADV December 31,2018 2019-01-14
AMERICAN FAMILY MUTUAL INSURANCE CO December 31,2013 2014-10-24
American Financial Advisors, LLC December 31,2018 2019-02-15
AMERICAN FINANCIAL GROUP INC September 30,2018 2018-11-09
AMERICAN FINANCIAL GROUP INC RETIREMENT & SAVINGS PLAN/ September 30,2018 2018-11-09
American Financial Network Advisory Services LLC December 31,2018 2019-02-07
American Independence Financial Services LLC December 31,2018 2019-02-11
AMERICAN INTERNATIONAL GROUP INC December 31,2018 2019-02-13
American Investment Services, Inc. December 31,2018 2019-01-17
American Money Management, LLC December 31,2018 2019-02-12
AMERICAN NATIONAL BANK March 31,2019 2019-04-12
AMERICAN NATIONAL BANK & TRUST CO /VA/ December 31,2015 2016-02-09
AMERICAN NATIONAL INSURANCE CO /TX/ September 30,2018 2018-11-08
American National Registered Investment Advisor, Inc. September 30,2018 2018-11-08
American Research & Management Co. March 31,2019 2019-04-16
AMERICAN SECURITIES LLC September 30,2018 2018-11-13
American Trust CO December 31,2018 2019-01-16
AMERICUS CAPITAL ADVISORS, LLC December 31,2009 2010-02-16
Amerigo Asset Management September 30,2018 2019-02-12
AMERIPRISE FINANCIAL INC December 31,2018 2019-02-14
AMERISERV TRUST & FINANCIAL SERVICES CO September 30,2012 2013-02-14
AMERISTOCK CORP December 31,2012 2012-10-23
Amerivest Investment Management LLC December 31,2018 2019-02-13
AMF Pensionsforsakring AB December 31,2018 2019-01-30
AMG National Trust Bank March 31,2018 2019-02-12
AMI ASSET MANAGEMENT CORP December 31,2018 2019-01-25
AMI INVESTMENT MANAGEMENT INC December 31,2018 2019-02-12
AMICA MUTUAL INSURANCE CO September 30,2018 2018-11-09
AMICA PENSION FUND BOARD OF TRUSTEES September 30,2018 2018-11-09
Amica Retiree Medical Trust September 30,2018 2018-11-09
Amida Capital Management II, LLC June 30,2014 2014-08-11
Amity Advisers LLC September 30,2009 2009-11-16
Amiya Capital LLP September 30,2015 2015-11-16
AMP Capital Brookfield {US} LLC September 30,2010 2010-11-15
AMP Capital Investors Ltd September 30,2018 2018-11-13
Amplify Investments, LLC March 31,2018 2018-05-14
AMS Capital Ltda December 31,2018 2019-01-29
Amtrust Financial Services, Inc. September 30,2018 2018-11-13
Amundi Smith Breeden LLC September 30,2017 2017-11-08
Amussen Hunsaker & Associates LLC December 31,2018 2019-02-15
Analyst IMS Investment Management Services Ltd. December 31,2018 2019-02-14
ANALYTIC ASSET MANAGEMENT INC June 30,2017 2018-02-15
ANALYTIC INVESTORS INC/CA June 30,2016 2016-08-11
Anandar Capital Management LP June 30,2016 2016-10-21
Anavon Capital LLP September 30,2018 2018-11-07
Anchor Bolt Capital, LP December 31,2018 2019-02-14
ANCHOR CAPITAL ADVISORS INC December 31,2018 2019-02-04
Anchorage Advisors, LLC March 31,2018 2018-05-15
Ancient Art, L.P. September 30,2018 2018-11-14
Ancora Advisors, LLC December 31,2018 2019-02-14
Andalusian Capital Partners, LP June 30,2016 2016-11-14
ANDERSON FISHER LLC December 31,2018 2019-02-14
ANDERSON HOAGLAND & CO December 31,2018 2019-01-15
Andesa Financial Management Inc. December 31,2018 2019-01-24
ANDOR CAPITAL MANAGEMENT LLC March 31,2016 2016-07-05
Andra AP-fonden September 30,2018 2018-10-16
ANDREEFF EQUITY ADVISORS, LLC September 30,2014 2014-11-14
Andromeda Capital LLC September 30,2015 2015-11-16
Angeles Investment Advisors, LLC December 31,2018 2019-02-07
ANGELO GORDON & CO LP/NY June 30,2018 2018-08-13
Anne Ray Charitable Trust December 31,2016 2017-11-03
Annex Advisory Services, LLC December 31,2018 2019-02-12
Anthion Management, LLC June 30,2013 2013-11-14
Antipodean Advisors LLC December 31,2018 2019-02-13
ANTIPODES PARTNERS Ltd September 30,2018 2019-02-07
Antonetti Capital Management LLC September 30,2014 2014-11-13
AO Asset Management, LLC September 30,2018 2018-11-09
AON ADVISORS INC 2009-01-28
AOZORA BANK, LTD. December 31,2018 2019-01-30
APCM Wealth Management for Individuals December 31,2018 2019-02-14
APERIMUS CAPITAL, LLC March 31,2019 2019-04-11
Aperio Group, LLC December 31,2018 2019-02-14
Apertura Capital, LLC December 31,2018 2019-02-07
APEX CAPITAL LLC December 31,2015 2015-10-21
Apex Capital Management March 31,2016 2016-04-27
Apex Investment Services, Inc. March 31,2019 2019-04-19
Apexium Financial, LP December 31,2018 2019-02-12
APG All Pensions Group September 30,2018 2018-11-09
APG Financial Services NV September 30,2013 2013-11-13
APG Investments US Inc. September 30,2018 2018-11-09
APIS CAPITAL ADVISORS, LLC December 31,2018 2019-02-13
Apoletto Ltd December 31,2018 2019-02-14
Apollo Equity Management, Inc. December 31,2008 2009-02-17
Apollo Management Holdings, L.P. December 31,2018 2019-02-14
APOLLO MANAGEMENT IV LP December 31,2008 2009-02-17
Apollo Medical Fund Management, LLC December 31,2008 2009-02-17
Apollon Wealth Management, LLC December 31,2018 2019-02-13
Appaloosa LP September 30,2018 2018-11-14
APPALOOSA MANAGEMENT LP David Alan Tepper December 31,2015 2015-11-13
APPLETON GROUP WEALTH MANAGEMENT LLC September 30,2018 2019-02-14
APPLETON PARTNERS INC/MA March 31,2019 2019-04-17
APPROPRIATE BALANCE FINANCIAL SERVICES INC. September 30,2017 2017-10-10
Aptus Capital Advisors, LLC December 31,2018 2019-02-12
AQR CAPITAL MANAGEMENT LLC December 31,2018 2019-02-14
Aquamarine Capital Management, LLC December 31,2018 2019-02-12
AQUILINE CAPITAL PARTNERS LLC December 31,2018 2019-02-14
Aquilo Capital Management, LLC December 31,2018 2019-02-14
AR ASSET MANAGEMENT INC December 31,2018 2019-02-08
Arabesque Asset Management Ltd December 31,2018 2019-02-12
Aragon Global Management, LLC September 30,2010 2010-11-15
ARAVT GLOBAL LLC December 31,2018 2019-02-14
ARBITER PARTNERS LP September 30,2012 2012-11-08
Arbiter Partners QP, LP March 31,2013 2013-05-09
ARBITRAGE & TRADING MANAGEMENT CO September 30,2014 2014-11-12
ARBOR CAPITAL MANAGEMENT LLC June 30,2016 2016-08-15
Arbor Capital Management, Inc. September 30,2008 2008-11-12
Arbor Investment Advisors, LLC March 31,2019 2019-04-15
Arbor Wealth Management, LLC December 31,2018 2019-03-08
ARCADIA INVESTMENT MANAGEMENT CORP/MI December 31,2018 2019-01-17
Archer Capital Management, L.P. December 31,2018 2019-02-14
Archetype Wealth Partners, LLC December 31,2018 2019-02-28
Archford Capital Strategies, LLC December 31,2018 2019-02-13
Archipel Asset Management AB September 30,2014 2014-10-15
Archon Capital Management LLC December 31,2018 2019-02-13
Archon Partners LLC December 31,2018 2019-02-12
ArcLight Capital Partners, LLC September 30,2018 2018-11-14
Arcus Capital Partners, LLC December 31,2018 2019-02-11
Ardevora Asset Management LLP December 31,2018 2019-01-31
ARDSLEY ADVISORY PARTNERS December 31,2018 2019-02-14
ARES MANAGEMENT LLC December 31,2018 2019-02-14
Arete Wealth Advisors, LLC September 30,2018 2018-11-14
ARGA Investment Management, LP December 31,2018 2019-02-05
ARGENT CAPITAL MANAGEMENT LLC December 31,2018 2019-02-12
Argent International Management CO LLC September 30,2009 2009-11-12
Argent Management CO LLC September 30,2009 2009-11-12
Argent Trust Co December 31,2018 2019-02-06
ARGENTIERE CAPITAL December 31,2018 2019-02-14
ARGI Investment Services, LLC September 30,2018 2018-11-14
ARGONAUT CAPITAL MANAGEMENT CORP September 30,2015 2015-11-13
ARGUS INVESTORS' COUNSEL, INC. March 31,2019 2019-04-16
Argyle Capital Management Inc. December 31,2018 2019-01-28
ARGYLL RESEARCH, LLC September 30,2018 2018-11-13
Arias Resource Capital GP Ltd. December 31,2018 2019-02-14
Ariel Capital Advisors, LLC December 31,2018 2019-02-15
ARIEL CAPITAL MANAGEMENT LLC John Rogers December 31,2018 2019-02-14
ARIENCE CAPITAL MANAGEMENT LP September 30,2008 2008-11-14
Aries Wealth Management March 31,2019 2019-04-09
Ariose Capital Management Ltd December 31,2018 2019-02-12
Aris Wealth Services, Inc. September 30,2015 2015-11-09
ARISTEIA CAPITAL LLC September 30,2018 2018-11-14
Aristotle Atlantic Partners, LLC December 31,2018 2019-02-13
Aristotle Capital Boston, LLC December 31,2018 2019-02-13
ARISTOTLE FUND LP December 31,2018 2019-02-11
Arizona State Retirement System December 31,2018 2019-01-28
Arjuna Capital December 31,2018 2019-01-31
ARK ASSET MANAGEMENT CO INC December 31,2008 2009-02-04
ARK Investment Management LLC December 31,2018 2019-02-01
Ark Investment Management LLC September 30,2017 2017-11-09
ARKANSAS FINANCIAL GROUP, INC. December 31,2018 2019-01-18
Arlington Capital Management, Inc. December 31,2018 2019-02-11
Arlington Financial Advisors, LLC December 31,2018 2019-01-16
ARLINGTON PARTNERS LLC March 31,2019 2019-04-05
Arlington Value Capital, LLC December 31,2018 2019-02-14
Armbruster Capital Management, Inc. March 31,2019 2019-04-16
ARMISTICE CAPITAL, LLC December 31,2018 2019-02-14
Armor Investment Advisors, LLC December 31,2018 2019-02-08
ARMSTRONG HENRY H ASSOCIATES INC March 31,2019 2019-04-16
ARMSTRONG SHAW ASSOCIATES INC/CT December 31,2018 2019-01-29
Arnhold & S. Bleichroeder Advisers, LLC December 31,2018 2019-02-11
Arnhold LLC December 31,2018 2019-02-08
ARONSON & JOHNSON & ORTIZ, LP September 30,2018 2018-11-13
Arosa Capital Management LP December 31,2018 2019-02-14
ARP AMERICAS LLC December 31,2018 2019-02-13
Arrow Capital Management, LLC September 30,2016 2016-11-14
ARROW FINANCIAL CORP December 31,2018 2019-02-04
Arrow Investment Advisors, LLC December 31,2018 2019-02-01
ARROWGRASS CAPITAL PARTNERS (US) LP December 31,2018 2019-02-14
ARROWGRASS CAPITAL PARTNERS LLP June 30,2017 2017-08-14
Arrowhawk Capital Partners Liquid Markets, LLC December 31,2011 2012-04-13
Arrowpoint Asset Management, LLC December 31,2018 2019-02-14
ARROWSTREET CAPITAL LIMITED PARTNERSHIP September 30,2018 2018-11-14
Arrowstreet GP, Inc. 2013-04-26
Artal Group S.A. December 31,2018 2019-02-11
Artemis Investment Management LLP December 31,2018 2019-02-12
Artha Capital Management, Inc. June 30,2014 2014-08-14
ARTHUR M. COHEN & ASSOCIATES, LLC December 31,2018 2019-02-06
Arthur Zaske & Associates, LLC December 31,2017 2018-02-14
ARTIO GLOBAL MANAGEMENT LLC March 31,2013 2013-04-19
ARTIS CAPITAL MANAGEMENT, L.P. September 30,2014 2014-11-14
Artisan Partners Limited Partnership December 31,2018 2019-02-12
ARTISAN PARTNERS LTD PARTNERSHIP June 30,2011 2011-08-12
Artorius Management, LLC September 30,2012 2012-11-08
Arvest Trust Co March 31,2019 2019-04-12
ARVEST TRUST CO N A June 30,2014 2014-07-14
ARXIS SECURITIES LLC March 31,2017 2017-05-08
ASA LTD December 31,2018 2019-01-30
ASAHI LIFE ASSET MANAGEMENT CO., LTD. December 31,2018 2019-02-14
ASCEND CAPITAL LLC September 30,2018 2018-11-13
Ascend Paragon Capital, LLC September 30,2008 2009-02-13
Ascension Asset Management LLC December 31,2018 2019-01-22
Ascent Wealth Partners, LLC December 31,2018 2019-02-13
Ascribe Capital LLC December 31,2018 2019-02-06
Ashburton (Jersey) Ltd December 31,2018 2019-02-04
Ashe Capital Management, LLC December 31,2018 2019-02-14
ASHFIELD & CO INC /CA/ March 31,2009 2009-05-15
Ashfield Capital Partners, LLC December 31,2018 2019-02-12
ASHFORD CAPITAL MANAGEMENT INC December 31,2018 2019-02-15
Ashford Investment Management, LLC September 30,2016 2017-08-01
ASHLAND MANAGEMENT INC December 31,2008 2009-02-02
Ashler Capital LLC December 31,2018 2019-02-14
Ashmore Group plc December 31,2018 2019-02-14
ASHMORE WEALTH MANAGEMENT LLC September 30,2018 2018-11-13
ASIA PACIFIC ASSOCIATES III LTD June 30,2015 2015-08-11
Asia Research & Capital Management Ltd December 31,2018 2019-02-14
Asian Century Quest Capital LLC December 31,2013 2014-05-09
Aspen Investment Management Inc December 31,2018 2019-02-15
Aspire Private Capital, LLC December 31,2018 2019-02-13
ASPIRIANT, LLC December 31,2018 2019-02-04
Assenagon Asset Management S.A. December 31,2018 2019-01-23
ASSET ADVISORS CORP June 30,2018 2018-07-20
Asset Advisors Investment Management, LLC March 31,2019 2019-04-16
Asset Dedication, LLC March 31,2019 2019-04-18
Asset Management Advisors, LLC December 31,2018 2019-02-04
Asset Management Group, Inc. December 31,2018 2019-02-14
Asset Management Investors, LLC December 31,2018 2019-02-13
Asset Planning Services September 30,2008 2008-11-12
ASSET PLANNING SERVICES INC /LA/ /ADV December 31,2018 2019-01-24
Asset Planning Services, Ltd. December 31,2018 2019-02-14
ASSOCIATED BANC-CORP December 31,2018 2019-02-13
Astenbeck Capital Management LLC March 31,2017 2018-10-15
ASTER INVESTMENT MANAGEMENT CO INC Richard Aster Jr June 30,2013 2013-07-29
Aston Asset Management LLC June 30,2016 2016-08-11
Astor Asset Management, LLC September 30,2010 2010-11-12
Astor Investment Management LLC March 31,2019 2019-04-10
ASTURIAS CAPITAL LLC December 31,2018 2019-02-14
Asymmetry Capital Management, L.P. December 31,2018 2019-02-12
AT Bancorp September 30,2018 2018-11-13
Atairos Group, Inc. September 30,2018 2018-11-14
Atalan Capital Partners, LP December 31,2018 2019-02-14
ATALANTA SOSNOFF CAPITAL, LLC March 31,2019 2019-04-09
ATERNALIS CAPITAL LLC March 31,2016 2016-11-14
Athanor Capital, LP December 31,2018 2019-02-14
ATHENA CAPITAL ADVISORS LLC December 31,2018 2019-02-07
ATHENA CAPITAL MANAGEMENT INC September 30,2011 2011-11-04
Athena Global Investors LLC March 31,2017 2017-05-16
Atherton Lane Advisers LLC December 31,2015 2016-02-16
Athos Capital Ltd December 31,2018 2019-02-08
Athyrium Capital Management, LP December 31,2018 2019-02-12
Atika Capital Management LLC September 30,2018 2018-11-14
Ativo Capital Management LLC September 30,2018 2018-11-13
Atkinson Investment Management, LLC March 31,2009 2009-04-07
Atlanta Capital Group December 31,2018 2019-01-14
ATLANTA CAPITAL MANAGEMENT CO L L C December 31,2018 2019-02-12
Atlanta Life Investment Advisors, Inc. June 30,2017 2017-08-04
Atlantic Advisors LLC March 31,2010 2010-06-21
ATLANTIC CAPITAL MANAGEMENT LLC September 30,2008 2008-10-28
Atlantic Investment CO September 30,2015 2015-11-13
ATLANTIC INVESTMENT MANAGEMENT INC September 30,2018 2018-11-14
Atlantic Trust Group, LLC September 30,2018 2019-02-05
Atlantic Trust, LLC September 30,2018 2018-11-15
Atlas Brown,Inc. March 31,2019 2019-04-12
ATLAS CAPITAL ADVISORS LLC June 30,2018 2019-01-29
ATLAS CAPITAL MANAGEMENT LP September 30,2009 2009-11-16
Atlas Venture Advisors, Inc. December 31,2018 2019-02-08
Atlas Venture Associates IX, LLC December 31,2018 2019-02-06
ATRIA INVESTMENTS LLC December 31,2018 2019-02-11
Attara Capital LP December 31,2011 2012-10-12
Attestor Capital LLP December 31,2018 2019-02-14
Atticus Capital LP Timothy Barakett September 30,2009 2009-11-13
ATTRACTOR INVESTMENT MANAGEMENT INC June 30,2012 2012-10-31
Atwater Capital Management LP December 31,2011 2012-04-13
Atwater Malick LLC March 31,2019 2019-04-12
ATWOOD & PALMER INC December 31,2018 2019-02-01
AUA CAPITAL MANAGEMENT, LLC December 31,2018 2019-01-31
Aubrey Capital Management Ltd December 31,2018 2019-02-13
August Capital Management V, L.L.C. September 30,2015 2015-11-13
AUGUSTINE ASSET MANAGEMENT INC March 31,2019 2019-04-11
Aull & Monroe Investment Management Corp March 31,2019 2019-04-17
AURARIAN CAPITAL MANAGEMENT, LLC September 30,2008 2008-11-14
Aurelius Capital Management, LP December 31,2018 2019-02-14
Aureus Asset Management, LLC September 30,2018 2018-11-14
AURORA FINANCIAL ADVISORS, LLC December 31,2017 2018-03-16
Aurora Investment Counsel March 31,2019 2019-04-16
Aurora Investment Management L.L.C. December 31,2015 2016-02-16
Ausdal Financial Partners, Inc. December 31,2018 2019-02-11
AUSTIN CALVERT & FLAVIN INC December 31,2011 2012-02-13
Austin I LLC 2016-11-14
Austin Investment Management Inc. March 31,2009 2009-05-15
AustralianSuper Pty Ltd December 31,2018 2019-02-05
Autonomy Capital (Jersey) L.P. December 31,2018 2019-02-14
Autus Asset Management, LLC March 31,2019 2019-04-16
AUXIER ASSET MANAGEMENT September 30,2018 2018-11-19
AV PARTNERS VIII LP September 30,2014 2014-10-30
AVALON ADVISORS L P December 31,2018 2019-02-14
Avalon Global Asset Management LLC December 31,2018 2019-02-13
AVENIR CORP December 31,2018 2019-02-13
Aveo Capital Partners, LLC September 30,2018 2018-11-09
AVESTA CAPITAL ADVISORS LLC December 31,2011 2012-05-15
Avestar Capital, LLC September 30,2018 2019-01-25
AVIANCE CAPITAL MANAGEMENT, LLC December 31,2018 2019-02-13
Aviance Capital Partners, LLC December 31,2018 2019-02-11
Avitas Wealth Management LLC December 31,2018 2019-02-08
Aviva Holdings Ltd. December 31,2018 2019-02-14
AVIVA PLC December 31,2018 2019-02-12
Avondale Wealth Management December 31,2018 2019-01-23
AWAD ASSET MANAGEMENT INC December 31,2018 2019-02-11
AWH Capital, L.P. December 31,2018 2019-02-13
AWM Investment Company, Inc. September 30,2018 2018-11-09
AXA September 30,2018 2018-11-08
AXA FINANCIAL INC September 30,2011 2011-11-10
AXAR CAPITAL MANAGEMENT L.P. December 31,2018 2019-02-07
Axel Capital Management, LLC December 31,2018 2019-02-12
AXIAL CAPITAL MANAGEMENT, LLC September 30,2014 2014-11-10
AXIOM INTERNATIONAL INVESTORS LLC /DE December 31,2018 2019-02-14
AXIS CAPITAL HOLDINGS LTD September 30,2018 2019-02-13
Ayalon Holdings Ltd. December 31,2018 2019-01-22
Ayer Capital Management, LP June 30,2015 2015-08-14
AYM CAPITAL, LLC September 30,2015 2015-11-16
AYRSHIRE ASSOCIATES INC December 31,2018 2019-01-24
AZENTUS CAPITAL MANAGEMENT Ltd September 30,2015 2015-11-16
Azimuth Capital Management LLC December 31,2018 2019-02-11
Azora Capital LP December 31,2018 2019-02-14

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