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Institution Category :   A
A. D. Beadell Investment Counsel, Inc. December 31,2019 2020-02-04
A.R.T. Advisors, LLC December 31,2019 2020-02-14
aAd Capital Management LP December 31,2010 2011-02-14
Abacus Planning Group, Inc. December 31,2019 2020-01-30
Abbot Financial Management, Inc. December 31,2019 2020-02-12
Abbrea Capital, LLC December 31,2019 2020-02-11
Abdiel Capital Advisors, LP September 30,2019 2019-11-14
ABERDEEN ASSET MANAGEMENT PLC/UK June 30,2017 2017-08-10
Aberdeen Wealth Management LLC December 31,2019 2020-02-13
ABINGDON CAPITAL MANAGEMENT 2009-02-10
Abingdon Capital Management LLC September 30,2009 2009-11-10
Abingworth LLP December 31,2019 2020-02-14
ABNER HERRMAN & BROCK LLC December 31,2019 2020-01-10
ABRAMS BISON INVESTMENTS, LLC September 30,2019 2019-11-14
Abrams Capital Management, LLC June 30,2010 2010-11-12
ABS Capital Partners V Trust June 30,2017 2018-02-07
ABSHER WEALTH MANAGEMENT, LLC December 31,2019 2020-02-10
ABSOLUTE INVESTMENT MANAGEMENT LLC December 31,2019 2020-02-05
Absolute Return Capital, LLC September 30,2015 2016-11-14
Absolute Return Investors, LLC March 31,2011 2011-05-16
Abu Dhabi Investment Council June 30,2015 2015-10-13
Abundance Wealth Counselors December 31,2019 2020-01-30
ACADEMY CAPITAL MANAGEMENT INC/TX December 31,2019 2020-02-04
ACADIA TRUST NA September 30,2016 2016-11-15
ACADIAN ASSET MANAGEMENT LLC December 31,2019 2020-02-06
Accel Growth Fund IV Associates L.L.C. December 31,2019 2020-02-12
Accel IX Associates L.L.C. September 30,2011 2011-10-07
Accel London III Associates L.P. December 31,2019 2020-02-12
ACCEL VIII ASSOCIATES LLC June 30,2018 2019-11-14
Accel X Associates L.L.C. June 30,2019 2020-02-12
Accel XII Associates L.L.C. 2020-02-12
ACCESS FINANCIAL SERVICES, INC. December 31,2019 2020-01-21
ACCIDENT COMPENSATION CORP December 31,2019 2020-02-10
ACCIPITER CAPITAL MANAGEMENT, LLC September 30,2018 2018-11-14
ACCOUNT MANAGEMENT LLC December 31,2019 2020-02-05
Accredited Investors Inc. December 31,2019 2020-01-23
Accuvest Global Advisors December 31,2019 2020-01-29
Acertus Capital Management, LLC June 30,2017 2017-08-03
Achievement Holdings L.P. September 30,2015 2016-07-27
Achmea Investment Management B.V. December 31,2019 2020-02-10
ACIMA PRIVATE WEALTH, LLC December 31,2019 2020-01-23
ACK Asset Management LLC December 31,2019 2020-02-12
Ackerman Capital Advisors, LLC December 31,2019 2020-01-17
Acme Energized, L.P. September 30,2012 2012-11-13
ACON Equity Management, L.L.C. December 31,2019 2020-02-14
Acorn Advisory Capital L.P. September 30,2019 2019-11-06
Acorn Capital Management, LLC December 31,2008 2009-02-17
ACORN FINANCIAL ADVISORY SERVICES INC /ADV December 31,2019 2020-01-27
Acorn Wealth Advisors, LLC December 31,2019 2020-02-07
Acorns Advisers, LLC September 30,2019 2020-02-10
ACORNS SECURITIES, LLC December 31,2017 2018-02-13
Acropolis Investment Management, LLC December 31,2019 2020-01-14
Acrospire Investment Management LLC September 30,2017 2017-10-26
ACT II MANAGEMENT, LP September 30,2019 2019-11-13
Act Two Investors LLC December 31,2019 2020-02-12
ACTIAM N.V. December 31,2019 2020-02-12
Actinver Wealth Management, Inc. December 31,2019 2020-01-27
Acuitas Investments, LLC September 30,2018 2018-11-09
Acuity Capital Management, LLC September 30,2011 2011-11-14
ACUITY INVESTMENT MANAGEMENT INC March 31,2015 2015-05-11
Ada Investment Management, LP December 31,2015 2016-02-18
ADAGE CAPITAL PARTNERS GP LLC December 31,2019 2020-02-14
Adalta Capital Management LLC December 31,2019 2020-02-14
Adamant Biomedical Investments AG December 31,2014 2015-02-13
ADAMCAPITAL Gestao de Recursos Ltda. December 31,2019 2020-02-03
Adams Asset Advisors, LLC September 30,2019 2020-01-29
Adams Chetwood Wealth Management LLC December 31,2019 2020-02-26
ADAMS EXPRESS CO December 31,2019 2020-01-31
Adams Hall Wealth Advisors, LLC June 30,2014 2014-08-14
ADAMS HILL CAPITAL LLC September 30,2014 2015-02-02
ADAMS STREET PARTNERS LLC December 31,2019 2020-02-14
Adams Wealth Management December 31,2019 2020-02-12
Adaptive Financial Consulting, LLC December 31,2019 2020-02-28
ADAR Investment Management LLC September 30,2014 2014-11-12
Addenda Capital Inc. December 31,2019 2020-01-31
Addison Capital Co December 31,2019 2020-01-10
ADDISON CLARK MANAGEMENT, L.L.C. September 30,2017 2018-01-05
Adelante Capital Management LLC September 30,2019 2020-02-14
ADELL HARRIMAN & CARPENTER INC March 31,2019 2020-02-07
Adelphi Capital LLP December 31,2019 2020-01-22
Adi Capital Management LLC December 31,2019 2020-02-14
Adirondack Funds September 30,2015 2015-11-10
Adirondack Research & Management Inc. December 31,2019 2020-02-11
ADIRONDACK TRUST CO December 31,2019 2020-02-11
Admiral Capital Management, LLC September 30,2010 2010-10-29
ADVANCE CAPITAL I INC September 30,2016 2016-11-01
Advance Emerging Capital Ltd September 30,2015 2015-11-03
Advanced Asset Management Advisors Inc December 31,2019 2020-01-23
Advanced Equities Asset Management, Inc. March 31,2015 2015-11-12
ADVANCED INVESTMENT PARTNERS LLC March 31,2009 2009-04-22
Advanced Investment Partners, LLC June 30,2013 2013-08-16
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC December 31,2019 2020-02-11
Advantage Alpha Capital Partners LP December 31,2019 2020-02-14
ADVANTAGE INVESTMENT MANAGEMENT, LLC September 30,2019 2019-10-08
ADVANTUS CAPITAL MANAGEMENT INC December 31,2019 2020-02-04
ADVENT CAPITAL MANAGEMENT /DE/ December 31,2019 2020-02-14
ADVENT INTERNATIONAL CORP/MA September 30,2019 2019-11-14
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP December 31,2019 2020-02-12
Adventist Health System/ West December 31,2019 2020-02-11
AdvicePeriod, LLC December 31,2019 2020-01-21
Adviser Investments LLC December 31,2019 2020-02-07
ADVISOR CONSULTANT NETWORK INC September 30,2016 2016-10-14
Advisor Group, Inc. December 31,2019 2020-02-12
ADVISOR PARTNERS LLC December 31,2019 2020-01-23
AdvisorNet Financial, Inc December 31,2019 2020-02-12
Advisors Asset Management, Inc. September 30,2019 2019-11-14
Advisors Capital Management, LLC December 31,2019 2020-01-10
ADVISORS MANAGEMENT GROUP INC /ADV December 31,2019 2020-02-14
Advisors Preferred, LLC December 31,2019 2020-01-21
AdvisorShares Investments LLC December 31,2019 2020-01-22
Advisory Alpha, LLC December 31,2019 2020-02-14
ADVISORY RESEARCH INC December 31,2019 2020-02-11
Advisory Resource Group December 31,2019 2020-02-12
Advisory Services Network, LLC December 31,2019 2020-02-04
Advocacy Wealth Management Services, LLC December 31,2019 2020-01-06
ADW Capital Management, LLC December 31,2019 2020-02-14
AE Wealth Management LLC December 31,2019 2020-01-15
Aegea Capital Management LLC March 31,2019 2019-05-15
AEGIS FINANCIAL CORP September 30,2018 2018-11-14
AEGON USA Investment Management, LLC December 31,2019 2020-01-15
Aequim Alternative Investments LP December 31,2019 2020-02-14
aeris Capital Holding GmbH December 31,2019 2020-02-14
AETNA INC /PA/ September 30,2017 2017-11-07
Aevitas Wealth Management, Inc. December 31,2019 2020-01-31
AEW CAPITAL MANAGEMENT L P/MA December 31,2019 2020-02-04
Affiance Financial, LLC December 31,2019 2020-01-16
AFFINIA FINANCIAL GROUP, LLC December 31,2019 2020-02-13
Affinity Investment Advisors, LLC December 31,2019 2020-02-13
AFFINITY WEALTH MANAGEMENT December 31,2019 2020-02-12
Aft, Forsyth & Bent, LLC September 30,2008 2008-11-17
Aft, Forsyth & Company, Inc. December 31,2019 2020-02-10
Aft, Forsyth & Sober, LLC December 31,2016 2017-01-31
Aft, Forsyth & Sober, LLC December 31,2019 2020-02-06
AFTON CAPITAL MANAGEMENT LLC September 30,2015 2015-11-16
AG Asset Management LLC December 31,2008 2009-01-30
Agamas Continuum Master Fund, Ltd. March 31,2009 2009-11-06
AGF FUNDS INC December 31,2019 2020-02-12
AGF Investments America Inc. December 31,2019 2020-02-12
AGRAN LIBBIE March 31,2017 2017-04-27
AGTC Partners, L.P. September 30,2015 2015-11-13
AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD December 31,2018 2020-02-14
AH Equity Partners I, L.L.C. December 31,2019 2020-02-14
AH Equity Partners II, L.L.C. December 31,2014 2015-11-12
AH Equity Partners III (Parallel), L.L.C. September 30,2019 2019-11-13
AH Equity Partners III, L.L.C. September 30,2019 2019-11-13
AH Equity Partners IV, L.L.C. December 31,2018 2019-11-13
AH Lisanti Capital Growth, LLC December 31,2019 2020-02-13
AHL Partners LLP June 30,2017 2017-08-14
Ahrens Investment Partners LLC June 30,2019 2020-02-13
AI Financial Services LLC September 30,2019 2019-10-09
AIA Group Ltd December 31,2019 2020-02-12
AIA International Ltd December 31,2019 2020-02-12
AIA Investment Management HK Ltd December 31,2019 2020-02-12
AIA Investment Management Private Ltd December 31,2019 2020-02-12
AIA Singapore Private Ltd September 30,2018 2018-11-14
AIC LTD December 31,2019 2020-02-14
AidennLair Capital Management LP June 30,2018 2018-08-14
AIGEN INVESTMENT MANAGEMENT, LP December 31,2019 2020-02-04
Ailanthus Capital Management, LP June 30,2019 2020-02-14
AIMZ Investment Advisors, LLC December 31,2019 2020-02-13
AIP, LLC December 31,2019 2020-02-11
Airain ltd June 30,2017 2017-08-08
Aisling Capital LLC September 30,2019 2019-11-13
Aisling Capital Management LP December 31,2019 2020-02-06
AJ WEALTH STRATEGIES, LLC December 31,2019 2020-02-14
Akaloa Resource Foundation December 31,2016 2017-11-03
Akana Capital Management LP September 30,2009 2009-11-12
AKANTHOS CAPITAL MANAGEMENT LLC September 30,2018 2018-11-09
Akaris Global Partners, LP December 31,2019 2020-02-14
AKIN THOMAS B September 30,2013 2013-11-13
AKJ ASSET MANAGEMENT, LLC December 31,2012 2013-05-13
AKO CAPITAL LLP December 31,2019 2020-02-13
AKRE CAPITAL MANAGEMENT LLC Chuck Akre December 31,2019 2020-02-14
AL FRANK ASSET MANAGEMENT INC June 30,2018 2018-08-14
Al Mehwar Commercial Investments LLC December 31,2019 2020-02-03
Alambic Investment Management, L.P. December 31,2019 2020-02-12
Alaska Permanent Capital Management December 31,2019 2020-02-11
Alaska Retirement Management Board December 31,2019 2020-01-07
ALATUS CAPITAL LTD December 31,2019 2020-02-13
Albar Capital Ltd December 31,2019 2020-02-14
ALBERT D MASON INC December 31,2019 2020-01-21
ALBION FINANCIAL GROUP /UT December 31,2019 2020-01-31
Aldebaran Financial Inc. December 31,2019 2020-02-10
Aldebaran Investments, LLC September 30,2009 2009-11-16
Alden Global Capital LLC December 31,2019 2020-02-14
Alden Global Capital Ltd December 31,2014 2015-05-15
Alecta Pensionsforsakring, Omsesidigt December 31,2019 2020-01-21
Alera Investment Advisors, LLC December 31,2019 2020-01-29
Alerian Capital Management LLC December 31,2008 2009-02-20
ALERUS FINANCIAL NA December 31,2019 2020-02-11
Alerus Investment Advisors Corp December 31,2015 2016-02-10
ALESCO ADVISORS LLC December 31,2019 2020-02-14
Alethea Capital Management, LLC December 31,2019 2020-02-10
Aletheia Research & Management, Inc. September 30,2012 2012-11-14
ALEX BROWN INVESTMENT MANAGEMENT LLC March 31,2010 2010-05-17
Alexander Capital Management Group, LLC June 30,2019 2019-07-08
ALEXANDRA INVESTMENT MANAGEMENT LLC December 31,2009 2010-02-16
Alexandria Capital, LLC December 31,2019 2020-02-11
Algebris (UK) Ltd December 31,2019 2020-02-14
Algebris Investments (UK) LLP March 31,2017 2018-02-09
ALGER FRED MANAGEMENT INC December 31,2019 2020-02-14
ALGERT COLDIRON INVESTORS LLC December 31,2019 2020-02-18
Alhambra Investment Partners LLC December 31,2019 2020-02-10
Alibaba Group Holding Ltd September 30,2019 2019-11-14
Alight Capital Management LP September 30,2019 2019-11-14
Alistair Capital Management, L.L.C. December 31,2014 2015-02-17
Alken Asset Management LLP September 30,2014 2014-10-06
Alken Asset Management Ltd. December 31,2019 2020-02-13
ALKEON CAPITAL MANAGEMENT LLC December 31,2019 2020-02-13
All Terrain Financial Advisors, LLC December 31,2019 2020-02-12
All-Stars Investment Ltd September 30,2019 2020-01-13
ALLEGHANY CORP /DE December 31,2019 2020-02-11
Allegis Investment Advisors, LLC March 31,2018 2018-04-24
Allen Capital Group, LLC December 31,2019 2020-01-22
ALLEN HOLDING INC /NY December 31,2019 2020-02-04
Allen Investment Management LLC December 31,2019 2020-02-04
ALLEN OPERATIONS LLC December 31,2019 2020-02-04
Alley Co LLC December 31,2019 2020-02-10
Alliance Trust PLC June 30,2017 2017-07-31
Alliance Wealth Management Group December 31,2019 2020-02-07
ALLIANCEBERNSTEIN L.P. December 31,2019 2020-02-14
Allianz Asset Management AG December 31,2019 2020-02-13
ALLIANZ GLOBAL INVESTORS OF AMERICA L P March 31,2012 2012-05-10
ALLIANZ INVESTMENT MANAGEMENT LLC December 31,2019 2020-02-11
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA September 30,2018 2018-10-16
ALLIANZ OF AMERICA INC/DE December 31,2010 2011-01-14
Allied Investment Advisors, LLC December 31,2019 2020-01-24
ALLIED IRISH BANKS PLC September 30,2013 2013-11-14
Allred Capital Management, LLC December 31,2019 2020-01-13
AllSquare Wealth Management LLC December 31,2019 2020-02-04
ALLSTATE CORP December 31,2019 2020-02-14
ALLSTATE INSURANCE CO December 31,2010 2011-02-14
ALLSTATE INVESTMENT MANAGEMENT CO March 31,2012 2012-05-15
ALLSTATE LIFE INSURANCE CO December 31,2010 2011-02-14
ALLSTATE LIFE INSURANCE CO OF NEW YORK December 31,2010 2011-02-15
ALLSTATE NEW JERSEY PROPERTY & CASUALTY INSURANCE Co June 30,2009 2009-08-13
ALLSTATE PENSION PLAN December 31,2010 2012-02-14
ALLSTATE RETIREMENT PLAN December 31,2010 2012-02-14
Allston Trading LLC September 30,2014 2014-10-22
Ally Financial Inc. December 31,2019 2020-02-13
Ally Invest Advisors Inc. December 31,2019 2020-02-13
Almanack Investment Partners, LLC. December 31,2019 2020-02-10
Almitas Capital LLC December 31,2019 2020-02-14
Alpenglow Capital LP September 30,2016 2017-02-14
Alpha Cubed Investments, LLC December 31,2019 2020-01-17
Alpha Equity Management LLC September 30,2010 2010-11-15
Alpha Omega Wealth Management LLC December 31,2019 2020-02-05
Alpha Quant Advisors, LLC March 31,2019 2019-05-08
ALPHA WINDWARD LLC December 31,2019 2020-01-14
Alphabet Management, LLC June 30,2015 2015-08-10
AlphaCore Capital LLC December 31,2019 2020-01-24
AlphaCrest Capital Management LLC December 31,2019 2020-02-12
Alphadyne Asset Management, LLC December 31,2019 2020-02-10
ALPHAGEN SECURITIES LLC September 30,2015 2015-11-13
AlphaMark Advisors, LLC December 31,2019 2020-02-07
AlphaOne Investment Services, LLC December 31,2019 2020-02-14
ALPHASIMPLEX GROUP, LLC December 31,2019 2020-02-11
AlphaStar Capital Management, LLC December 31,2019 2020-02-11
Alphinity Investment Management Pty Ltd December 31,2019 2020-02-14
ALPINE ASSOCIATES MANAGEMENT INC. December 31,2019 2020-02-13
Alpine Capital Management LLC December 31,2009 2010-02-12
Alpine Group USVI, LLC June 30,2019 2019-10-11
Alpine Investment Management, LLC December 31,2019 2020-02-04
Alpine Partners USVI, LLC December 31,2014 2015-02-12
Alpine Partners VI, LLC December 31,2019 2020-01-16
ALPINE SECURITIES USVI, LLC June 30,2012 2012-11-14
ALPINE WOODS CAPITAL INVESTORS, LLC December 31,2019 2020-02-07
AlpInvest Partners B.V. December 31,2019 2020-02-13
ALPS ADVISERS INC December 31,2019 2020-02-07
ALSON CAPITAL PARTNERS LLC March 31,2009 2009-05-14
Alta Advisers Ltd December 31,2019 2020-02-04
ALTA CAPITAL MANAGEMENT LLC/ December 31,2019 2020-01-30
Alta Fundamental Advisers LLC December 31,2019 2020-02-12
Alta Park Capital, LP December 31,2019 2020-02-14
Altai Capital Management, L.P. December 31,2019 2020-02-13
Altalis Capital Management LLC June 30,2018 2018-11-13
ALTAROCK PARTNERS LLC December 31,2019 2020-02-13
Altavista Wealth Management, Inc. September 30,2019 2019-11-05
ALTEGRIS ADVISORS, L.L.C. December 31,2016 2017-02-08
ALTER ASSET MANAGEMENT INC September 30,2010 2010-11-15
ALTFEST L J & CO INC December 31,2019 2020-01-06
Altima Partners LLP September 30,2012 2012-10-22
Altimeter Capital Management, LLC September 30,2019 2019-11-14
Altium Wealth Management LLC December 31,2019 2020-01-16
Altman Advisors, Inc. December 31,2019 2020-01-17
AltraVue Capital, LLC December 31,2019 2020-01-27
ALTRINSIC GLOBAL ADVISORS LLC December 31,2019 2020-02-13
Altshuler Shaham Ltd December 31,2019 2020-02-11
Altus Capital Inc. June 30,2015 2015-07-23
Altus Wealth Management, LLC December 31,2019 2020-02-05
ALYDAR PARTNERS LLC March 31,2015 2015-05-15
Alyeska Investment Group, L.P. December 31,2019 2020-02-14
AM INVESTMENT PARTNERS LLC March 31,2012 2012-05-15
Amadeus Capital Partners LTD December 31,2019 2020-02-13
AMALGAMATED BANK December 31,2019 2020-02-13
AMARILLO NATIONAL BANK December 31,2019 2020-01-31
Ambassador Advisors, LLC December 31,2019 2020-01-22
Amber Capital LP June 30,2012 2012-08-14
Amber Capital Management LP September 30,2017 2017-11-09
AMBS INVESTMENT COUNSEL LLC September 30,2013 2013-11-04
AMCORE INVESTMENT GROUP N A March 31,2010 2010-05-03
Ameraudi Asset Management, Inc. December 31,2019 2020-02-13
America First Investment Advisors, LLC December 31,2019 2020-02-05
AMERICAFIRST CAPITAL MANAGEMENT, LLC September 30,2017 2017-11-16
AmericaFirst Quantitative Trust - AmericaFirst Defensive Growth & Income Portfolio, Series 2 June 30,2017 2017-08-15
American Asset Management Inc. December 31,2019 2020-01-30
American Assets Capital Advisers December 31,2019 2020-01-28
AMERICAN ASSETS INC December 31,2019 2020-01-28
American Assets Investment Management, LLC December 31,2019 2020-01-28
American Beacon Advisors, Inc. December 31,2019 2020-02-04
AMERICAN BIBLE SOCIETY September 30,2009 2009-10-28
AMERICAN CAPITAL MANAGEMENT INC December 31,2019 2020-02-12
American Capital Mortgage Management, LLC September 30,2015 2015-11-13
AMERICAN CAPITAL, LTD September 30,2009 2009-11-10
AMERICAN CENTURY COMPANIES INC December 31,2019 2020-02-12
AMERICAN ECONOMIC PLANNING GROUP INC /ADV September 30,2019 2019-10-09
American Family Insurance Mutual Holding Co December 31,2019 2020-02-14
AMERICAN FAMILY MUTUAL INSURANCE CO December 31,2013 2014-10-24
American Financial Advisors, LLC December 31,2019 2020-02-13
AMERICAN FINANCIAL GROUP INC December 31,2019 2020-02-11
AMERICAN FINANCIAL GROUP INC RETIREMENT & SAVINGS PLAN/ December 31,2019 2020-02-11
American Financial Network Advisory Services LLC September 30,2019 2019-11-12
American Independence Financial Services LLC June 30,2019 2019-08-13
American Institute for Advanced Investment Management, LLP December 31,2019 2020-03-19
AMERICAN INTERNATIONAL GROUP INC December 31,2019 2020-02-05
American Investment Services, Inc. December 31,2019 2020-01-29
American Money Management, LLC December 31,2019 2020-02-12
AMERICAN NATIONAL BANK December 31,2019 2020-01-10
AMERICAN NATIONAL BANK & TRUST CO /VA/ December 31,2015 2016-02-09
AMERICAN NATIONAL INSURANCE CO /TX/ December 31,2019 2020-02-12
American National Registered Investment Advisor, Inc. December 31,2019 2020-02-12
American Research & Management Co. December 31,2019 2020-01-17
AMERICAN SECURITIES LLC December 31,2019 2020-01-31
American Trust CO December 31,2019 2020-02-11
Americana Partners, LLC December 31,2019 2020-02-13
AMERICUS CAPITAL ADVISORS, LLC December 31,2009 2010-02-16
Amerigo Asset Management September 30,2018 2019-02-12
AMERIPRISE FINANCIAL INC December 31,2019 2020-02-14
AMERISERV TRUST & FINANCIAL SERVICES CO September 30,2012 2013-02-14
AMERISTOCK CORP December 31,2012 2012-10-23
AMERITAS INVESTMENT CORP December 31,2019 2020-02-14
Amerivest Investment Management LLC December 31,2019 2020-02-07
AMF Pensionsforsakring AB December 31,2019 2020-02-12
AMG National Trust Bank March 31,2019 2020-02-04
AMI ASSET MANAGEMENT CORP December 31,2019 2020-01-23
AMI INVESTMENT MANAGEMENT INC December 31,2019 2020-02-06
Amia Capital LLP December 31,2019 2020-02-13
AMICA MUTUAL INSURANCE CO December 31,2019 2020-02-10
AMICA PENSION FUND BOARD OF TRUSTEES December 31,2018 2019-11-12
Amica Retiree Medical Trust December 31,2019 2020-02-10
Amida Capital Management II, LLC June 30,2014 2014-08-11
Amity Advisers LLC September 30,2009 2009-11-16
Amiya Capital LLP September 30,2015 2015-11-16
AMJ Financial Wealth Management December 31,2019 2020-02-10
AMP Capital Brookfield {US} LLC September 30,2010 2010-11-15
AMP Capital Investors Ltd December 31,2019 2020-02-13
Amplify Investments, LLC March 31,2018 2018-05-14
AMS Capital Ltda December 31,2019 2020-02-07
Amtrust Financial Services, Inc. December 31,2019 2020-02-13
Amundi Smith Breeden LLC September 30,2017 2017-11-08
Amussen Hunsaker & Associates LLC December 31,2019 2020-02-14
Analyst IMS Investment Management Services Ltd. December 31,2019 2020-01-27
ANALYTIC ASSET MANAGEMENT INC June 30,2017 2018-02-15
ANALYTIC INVESTORS INC/CA June 30,2016 2016-08-11
Anandar Capital Management LP June 30,2016 2016-10-21
Anavon Capital LLP December 31,2019 2020-02-10
Anchor Bolt Capital, LP December 31,2019 2020-02-13
ANCHOR CAPITAL ADVISORS INC December 31,2019 2020-01-27
Anchorage Advisors, LLC September 30,2019 2019-11-14
Ancient Art, L.P. December 31,2019 2020-02-14
Ancora Advisors, LLC September 30,2019 2019-11-14
Andalusian Capital Partners, LP June 30,2016 2016-11-14
ANDERSON FISHER LLC December 31,2019 2020-02-06
ANDERSON HOAGLAND & CO December 31,2019 2020-01-06
Andesa Financial Management Inc. December 31,2019 2020-01-31
ANDOR CAPITAL MANAGEMENT LLC March 31,2016 2016-07-05
Andra AP-fonden December 31,2019 2020-02-10
ANDREEFF EQUITY ADVISORS, LLC September 30,2014 2014-11-14
Andromeda Capital LLC September 30,2015 2015-11-16
Anfield Capital Management, LLC December 31,2019 2020-02-12
Angeles Investment Advisors, LLC December 31,2019 2020-01-29
ANGELO GORDON & CO LP/NY December 31,2019 2020-02-14
ANGLEPOINT ASSET MANAGEMENT, LTD. December 31,2019 2020-02-14
Anne Ray Charitable Trust December 31,2016 2017-11-03
Annex Advisory Services, LLC December 31,2019 2020-02-10
Antara Capital LP December 31,2019 2020-02-13
Anthion Management, LLC June 30,2013 2013-11-14
Antipodean Advisors LLC December 31,2019 2020-02-13
ANTIPODES PARTNERS Ltd December 31,2019 2020-02-04
Antonetti Capital Management LLC September 30,2014 2014-11-13
AO Asset Management, LLC December 31,2019 2020-02-13
AON ADVISORS INC 2009-01-28
AOZORA BANK, LTD. December 31,2019 2020-01-29
APCM Wealth Management for Individuals December 31,2019 2020-02-11
APERIMUS CAPITAL, LLC December 31,2019 2020-01-21
Aperio Group, LLC December 31,2019 2020-02-13
Apertura Capital, LLC December 31,2019 2020-02-10
Aperture Investors, LLC December 31,2019 2020-02-10
APEX CAPITAL LLC December 31,2015 2015-10-21
Apex Capital Management March 31,2016 2016-04-27
Apex Investment Services, Inc. December 31,2019 2020-02-06
Apexium Financial, LP December 31,2019 2020-01-08
APG All Pensions Group December 31,2019 2020-02-13
APG Financial Services NV September 30,2013 2013-11-13
APG Investments US Inc. December 31,2019 2020-02-13
APIS CAPITAL ADVISORS, LLC September 30,2019 2019-11-14
Apoletto Ltd September 30,2019 2019-11-14
Apollo Equity Management, Inc. December 31,2008 2009-02-17
Apollo Management Holdings, L.P. December 31,2019 2020-02-13
APOLLO MANAGEMENT IV LP December 31,2008 2009-02-17
Apollo Medical Fund Management, LLC December 31,2008 2009-02-17
Apollon Wealth Management, LLC December 31,2019 2020-01-30
Appaloosa LP December 31,2019 2020-02-14
APPALOOSA MANAGEMENT LP David Alan Tepper December 31,2015 2015-11-13
Appian Way Asset Management LP December 31,2019 2020-02-14
Apple Tree Partners IV, L.P. December 31,2019 2020-02-03
APPLETON GROUP WEALTH MANAGEMENT LLC December 31,2019 2020-01-22
APPLETON PARTNERS INC/MA December 31,2019 2020-01-13
APPROPRIATE BALANCE FINANCIAL SERVICES INC. September 30,2017 2017-10-10
Aprio Wealth Management, LLC December 31,2019 2020-02-14
Aptus Capital Advisors, LLC December 31,2019 2020-02-10
AQR CAPITAL MANAGEMENT LLC June 30,2019 2019-08-14
Aquamarine Capital Management, LLC December 31,2019 2020-01-17
AQUILINE CAPITAL PARTNERS LLC September 30,2019 2020-02-14
Aquilo Capital Management, LLC September 30,2019 2019-11-14
AR ASSET MANAGEMENT INC December 31,2019 2020-02-11
Arabesque Asset Management Ltd December 31,2019 2020-01-30
Aragon Global Management, LLC September 30,2010 2010-11-15
ARAVT GLOBAL LLC December 31,2019 2020-02-14
ARBITER PARTNERS LP September 30,2012 2012-11-08
Arbiter Partners QP, LP March 31,2013 2013-05-09
ARBITRAGE & TRADING MANAGEMENT CO September 30,2014 2014-11-12
ARBOR CAPITAL MANAGEMENT LLC June 30,2016 2016-08-15
Arbor Capital Management, Inc. September 30,2008 2008-11-12
Arbor Investment Advisors, LLC December 31,2019 2020-01-14
ARBOR TRUST WEALTH ADVISORS, LLC December 31,2019 2020-02-03
Arbor Wealth Management, LLC December 31,2019 2020-02-11
ARCADIA INVESTMENT MANAGEMENT CORP/MI December 31,2019 2020-01-29
ARCH VENTURE CORP December 31,2019 2020-02-05
Archer Capital Management, L.P. December 31,2018 2019-02-14
Archer Investment Corp December 31,2019 2020-02-20
Archetype Wealth Partners, LLC December 31,2019 2020-02-11
Archford Capital Strategies, LLC December 31,2019 2020-01-14
Archipel Asset Management AB September 30,2014 2014-10-15
Archon Capital Management LLC December 31,2019 2020-02-13
Archon Partners LLC December 31,2019 2020-02-14
ArcLight Capital Partners, LLC June 30,2019 2020-02-14
Arcus Capital Partners, LLC December 31,2019 2020-02-10
Arden Trust Co December 31,2019 2020-01-17
Ardevora Asset Management LLP December 31,2019 2020-02-05
ARDSLEY ADVISORY PARTNERS December 31,2019 2020-02-14
ARES MANAGEMENT LLC September 30,2019 2019-11-14
Arete Wealth Advisors, LLC December 31,2019 2020-02-14
ARGA Investment Management, LP December 31,2019 2020-01-31
Argent Advisors, Inc. December 31,2019 2020-02-14
ARGENT CAPITAL MANAGEMENT LLC December 31,2019 2020-02-10
Argent International Management CO LLC September 30,2009 2009-11-12
Argent Management CO LLC September 30,2009 2009-11-12
Argent Trust Co December 31,2019 2020-02-11
Argent Wealth Management LLC December 31,2019 2020-02-13
ARGENTIERE CAPITAL June 30,2019 2019-11-14
ARGI Investment Services, LLC December 31,2019 2020-02-11
ARGONAUT CAPITAL MANAGEMENT CORP September 30,2015 2015-11-13
ARGUS INVESTORS' COUNSEL, INC. December 31,2019 2020-01-17
Argyle Capital Management Inc. December 31,2019 2020-01-24
ARGYLL RESEARCH, LLC September 30,2019 2019-11-13
Arias Resource Capital GP Ltd. December 31,2019 2020-02-14
Ariel Capital Advisors, LLC December 31,2019 2020-01-31
ARIEL CAPITAL MANAGEMENT LLC John Rogers December 31,2019 2020-02-14
ARIENCE CAPITAL MANAGEMENT LP September 30,2008 2008-11-14
Aries Wealth Management December 31,2019 2020-01-10
Ariose Capital Management Ltd December 31,2019 2020-02-10
Aris Wealth Services, Inc. September 30,2015 2015-11-09
ARISTEIA CAPITAL LLC December 31,2019 2020-02-14
Aristides Capital LLC December 31,2019 2020-02-13
Aristotle Atlantic Partners, LLC December 31,2019 2020-02-13
Aristotle Capital Boston, LLC December 31,2019 2020-02-14
ARISTOTLE FUND LP June 30,2019 2019-08-12
Arizona State Retirement System December 31,2019 2020-01-24
Arjuna Capital December 31,2019 2020-01-30
ARK ASSET MANAGEMENT CO INC December 31,2008 2009-02-04
ARK Investment Management LLC December 31,2019 2020-01-31
Ark Investment Management LLC September 30,2017 2017-11-09
ARKANSAS FINANCIAL GROUP, INC. December 31,2019 2020-01-22
Arkfeld Wealth Strategies, L.L.C. December 31,2019 2020-01-22
Arlington Capital Management, Inc. December 31,2019 2020-02-07
Arlington Financial Advisors, LLC December 31,2019 2020-01-15
ARLINGTON PARTNERS LLC December 31,2019 2020-01-16
Arlington Value Capital, LLC December 31,2019 2020-02-14
Armbruster Capital Management, Inc. December 31,2019 2020-02-12
ARMISTICE CAPITAL, LLC December 31,2019 2020-02-14
ARMOR ADVISORS, L.L.C. December 31,2019 2020-02-14
Armor Investment Advisors, LLC December 31,2019 2020-02-05
ARMSTRONG HENRY H ASSOCIATES INC December 31,2019 2020-01-29
ARMSTRONG SHAW ASSOCIATES INC/CT December 31,2019 2020-01-31
Arnhold & S. Bleichroeder Advisers, LLC December 31,2019 2020-02-10
Arnhold LLC December 31,2019 2020-02-05
ARONSON & JOHNSON & ORTIZ, LP December 31,2019 2020-02-12
Arosa Capital Management LP December 31,2019 2020-02-14
ARP AMERICAS LLC December 31,2019 2020-02-10
Arrow Capital Management, LLC September 30,2016 2016-11-14
ARROW FINANCIAL CORP December 31,2019 2020-02-10
Arrow Investment Advisors, LLC December 31,2019 2020-02-06
ARROWGRASS CAPITAL PARTNERS (US) LP December 31,2019 2020-02-14
ARROWGRASS CAPITAL PARTNERS LLP June 30,2017 2017-08-14
Arrowhawk Capital Partners Liquid Markets, LLC December 31,2011 2012-04-13
Arrowpoint Asset Management, LLC December 31,2019 2020-02-14
ARROWSTREET CAPITAL LIMITED PARTNERSHIP December 31,2019 2020-02-13
Arrowstreet GP, Inc. 2013-04-26
Artal Group S.A. December 31,2019 2020-02-13
Artemis Investment Management LLP December 31,2019 2020-01-14
Artha Capital Management, Inc. June 30,2014 2014-08-14
ARTHUR M. COHEN & ASSOCIATES, LLC December 31,2019 2020-01-09
Arthur Zaske & Associates, LLC December 31,2017 2018-02-14
ARTIO GLOBAL MANAGEMENT LLC March 31,2013 2013-04-19
ARTIS CAPITAL MANAGEMENT, L.P. September 30,2014 2014-11-14
Artisan Partners Limited Partnership December 31,2019 2020-02-12
ARTISAN PARTNERS LTD PARTNERSHIP June 30,2011 2011-08-12
Artorius Management, LLC September 30,2012 2012-11-08
Arvest Trust Co December 31,2019 2020-01-14
ARVEST TRUST CO N A June 30,2014 2014-07-14
ARXIS SECURITIES LLC March 31,2017 2017-05-08
ASA LTD September 30,2019 2019-11-14
ASAHI LIFE ASSET MANAGEMENT CO., LTD. December 31,2019 2020-02-13
ASCEND CAPITAL LLC September 30,2018 2018-11-13
Ascend Paragon Capital, LLC September 30,2008 2009-02-13
Ascension Asset Management LLC December 31,2019 2020-01-14
Ascension Capital Advisors, Inc. December 31,2019 2020-02-12
Ascent Wealth Partners, LLC December 31,2019 2020-01-29
Ascribe Capital LLC September 30,2019 2019-10-18
Ashburton (Jersey) Ltd December 31,2019 2020-02-14
Ashe Capital Management, LLC December 31,2019 2020-02-14
ASHFIELD & CO INC /CA/ March 31,2009 2009-05-15
Ashfield Capital Partners, LLC December 31,2019 2020-02-07
ASHFORD CAPITAL MANAGEMENT INC December 31,2019 2020-02-14
Ashford Investment Management, LLC September 30,2016 2017-08-01
ASHLAND MANAGEMENT INC December 31,2008 2009-02-02
Ashler Capital LLC December 31,2018 2019-02-14
Ashmore Group plc December 31,2019 2020-02-14
ASHMORE INVESTMENT ADVISORS LTD. 2019-08-14
ASHMORE WEALTH MANAGEMENT LLC September 30,2019 2019-11-13
ASIA PACIFIC ASSOCIATES III LTD June 30,2015 2015-08-11
Asia Research & Capital Management Ltd December 31,2019 2020-02-13
Asian Century Quest Capital LLC December 31,2013 2014-05-09
Asio Capital, LLC December 31,2019 2020-02-14
Aspen Investment Management Inc December 31,2019 2020-02-14
Aspex Management (HK) Ltd December 31,2019 2020-02-04
Aspire Private Capital, LLC December 31,2019 2020-02-11
ASPIRIANT, LLC December 31,2019 2020-01-27
Assenagon Asset Management S.A. December 31,2019 2020-01-17
ASSET ADVISORS CORP June 30,2018 2018-07-20
Asset Advisors Investment Management, LLC December 31,2019 2020-01-22
Asset Dedication, LLC December 31,2019 2020-01-31
Asset Management Advisors, LLC December 31,2019 2020-01-30
ASSET MANAGEMENT CORP /IL/ /ADV December 31,2019 2020-02-04
Asset Management Group, Inc. December 31,2019 2020-02-14
Asset Management Investors, LLC December 31,2019 2020-02-14
Asset Planning Services September 30,2008 2008-11-12
ASSET PLANNING SERVICES INC /LA/ /ADV December 31,2019 2020-01-21
Asset Planning Services, Ltd. December 31,2019 2020-02-12
ASSOCIATED BANC-CORP December 31,2019 2020-02-12
Astenbeck Capital Management LLC March 31,2017 2018-10-15
ASTER INVESTMENT MANAGEMENT CO INC Richard Aster Jr June 30,2013 2013-07-29
Aston Asset Management LLC June 30,2016 2016-08-11
Astor Asset Management, LLC September 30,2010 2010-11-12
Astor Investment Management LLC December 31,2019 2020-01-21
Astoria Strategic Wealth, Inc. December 31,2019 2020-01-08
ASTURIAS CAPITAL LLC December 31,2019 2020-02-14
Asymmetry Capital Management, L.P. December 31,2019 2020-02-11
AT Bancorp March 31,2019 2019-05-13
Atairos Group, Inc. December 31,2019 2020-02-14
Atalan Capital Partners, LP December 31,2019 2020-02-14
ATALANTA SOSNOFF CAPITAL, LLC December 31,2019 2020-01-23
ATERNALIS CAPITAL LLC March 31,2016 2016-11-14
Athanor Capital, LP December 31,2019 2020-02-14
ATHENA CAPITAL ADVISORS LLC December 31,2019 2020-02-10
ATHENA CAPITAL MANAGEMENT INC September 30,2011 2011-11-04
Athena Global Investors LLC March 31,2017 2017-05-16
Atherton Lane Advisers LLC December 31,2015 2016-02-16
Athos Capital Ltd December 31,2019 2020-02-10
Athyrium Capital Management, LP September 30,2019 2019-11-14
Atika Capital Management LLC September 30,2019 2019-11-14
Ativo Capital Management LLC December 31,2019 2020-02-13
Atkinson Investment Management, LLC March 31,2009 2009-04-07
Atlanta Capital Group December 31,2019 2020-02-13
ATLANTA CAPITAL MANAGEMENT CO L L C December 31,2019 2020-02-12
Atlanta Life Investment Advisors, Inc. June 30,2017 2017-08-04
Atlantic Advisors LLC March 31,2010 2010-06-21
ATLANTIC CAPITAL MANAGEMENT LLC September 30,2008 2008-10-28
Atlantic Investment CO September 30,2015 2015-11-13
ATLANTIC INVESTMENT MANAGEMENT INC December 31,2019 2020-02-14
Atlantic Trust Group, LLC December 31,2019 2020-01-30
Atlantic Trust, LLC December 31,2019 2020-02-03
Atlas Brown,Inc. December 31,2019 2020-01-14
ATLAS CAPITAL ADVISORS LLC March 31,2019 2020-01-27
ATLAS CAPITAL MANAGEMENT LP September 30,2009 2009-11-16
Atlas Principals, LLC December 31,2019 2020-02-14
Atlas Private Wealth Management December 31,2019 2020-02-11
Atlas Venture Advisors, Inc. December 31,2019 2020-02-11
Atlas Venture Associates IX, LLC December 31,2019 2020-02-11
Atom Investors LP December 31,2019 2020-02-13
Atreides Management, LP December 31,2019 2020-02-14
ATRIA INVESTMENTS LLC December 31,2019 2020-02-11
Attara Capital LP December 31,2011 2012-10-12
Attestor Capital LLP December 31,2019 2020-02-11
Atticus Capital LP Timothy Barakett September 30,2009 2009-11-13
ATTICUS WEALTH MANAGEMENT, LLC December 31,2019 2020-02-03
ATTRACTOR INVESTMENT MANAGEMENT INC June 30,2012 2012-10-31
Atwater Capital Management LP December 31,2011 2012-04-13
Atwater Malick LLC December 31,2019 2020-01-07
ATWOOD & PALMER INC December 31,2019 2020-02-05
AUA CAPITAL MANAGEMENT, LLC December 31,2019 2020-01-09
Aubrey Capital Management Ltd June 30,2019 2020-02-13
Aufman Associates Inc December 31,2019 2020-02-06
August Capital Management V, L.L.C. December 31,2019 2020-01-23
AUGUSTINE ASSET MANAGEMENT INC December 31,2019 2020-02-05
Aull & Monroe Investment Management Corp December 31,2019 2020-02-04
AURARIAN CAPITAL MANAGEMENT, LLC September 30,2008 2008-11-14
Aurelius Capital Management, LP September 30,2019 2019-11-14
Aureus Asset Management, LLC December 31,2019 2020-02-12
AURORA FINANCIAL ADVISORS, LLC December 31,2017 2018-03-16
Aurora Investment Counsel December 31,2019 2020-02-27
Aurora Investment Management L.L.C. December 31,2015 2016-02-16
Aurora Investment Managers, LLC. December 31,2019 2020-01-21
Aurora Private Wealth, Inc. December 31,2019 2020-02-05
Aurum Wealth Management Group, LLC December 31,2019 2020-02-13
Ausdal Financial Partners, Inc. December 31,2019 2020-02-14
AUSTIN CALVERT & FLAVIN INC December 31,2011 2012-02-13
Austin I LLC 2016-11-14
Austin Investment Management Inc. March 31,2009 2009-05-15
Austin Private Wealth, LLC December 31,2019 2020-02-12
AustralianSuper Pty Ltd December 31,2019 2020-02-10
Autonomy Capital (Jersey) L.P. December 31,2019 2020-02-14
Autus Asset Management, LLC December 31,2019 2020-01-24
AUXIER ASSET MANAGEMENT December 31,2019 2020-02-21
AV PARTNERS VIII LP September 30,2014 2014-10-30
AVALON ADVISORS L P December 31,2019 2020-02-14
Avalon Advisory Group December 31,2019 2020-02-06
Avalon Global Asset Management LLC December 31,2019 2020-02-13
AVENIR CORP September 30,2019 2019-11-13
Aveo Capital Partners, LLC December 31,2019 2020-02-06
AVESTA CAPITAL ADVISORS LLC December 31,2011 2012-05-15
Avestar Capital, LLC December 31,2019 2020-02-14
AVIANCE CAPITAL MANAGEMENT, LLC March 31,2019 2019-05-15
Aviance Capital Partners, LLC December 31,2019 2020-02-06
Avidity Partners Management LP 2020-02-14
Avitas Wealth Management LLC December 31,2019 2020-02-13
Aviva Holdings Ltd. September 30,2019 2019-11-14
AVIVA PLC December 31,2019 2020-02-10
Avondale Wealth Management December 31,2019 2020-01-23
AWAD ASSET MANAGEMENT INC June 30,2019 2019-08-02
AWH Capital, L.P. December 31,2019 2020-02-14
AWM Investment Company, Inc. December 31,2019 2020-02-13
AXA December 31,2019 2020-02-14
AXA FINANCIAL INC September 30,2011 2011-11-10
AXAR CAPITAL MANAGEMENT L.P. December 31,2019 2020-02-12
Axel Capital Management, LLC December 31,2019 2020-02-12
AXIAL CAPITAL MANAGEMENT, LLC September 30,2014 2014-11-10
AXIOM INTERNATIONAL INVESTORS LLC /DE December 31,2019 2020-02-13
AXIS CAPITAL HOLDINGS LTD December 31,2019 2020-02-24
Ayalon Holdings Ltd. December 31,2019 2020-01-23
Ayer Capital Management, LP June 30,2015 2015-08-14
AYM CAPITAL, LLC September 30,2015 2015-11-16
AYRSHIRE ASSOCIATES INC December 31,2019 2020-02-10
Ayrshire Capital Management LLC December 31,2019 2020-01-30
AZENTUS CAPITAL MANAGEMENT Ltd September 30,2015 2015-11-16
Azimuth Capital Management LLC December 31,2019 2020-02-12
Azora Capital LP December 31,2019 2020-02-14

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