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Institution Category :   A
A. D. Beadell Investment Counsel, Inc. March 31,2020 2020-04-22
A.R.T. Advisors, LLC March 31,2020 2020-05-15
aAd Capital Management LP December 31,2010 2011-02-14
Abacus Planning Group, Inc. March 31,2020 2020-04-30
Abbot Financial Management, Inc. March 31,2020 2020-05-12
Abbrea Capital, LLC March 31,2020 2020-04-29
Abdiel Capital Advisors, LP March 31,2020 2020-05-15
ABERDEEN ASSET MANAGEMENT PLC/UK June 30,2017 2017-08-10
Aberdeen Wealth Management LLC March 31,2020 2020-05-08
ABINGDON CAPITAL MANAGEMENT 2009-02-10
Abingdon Capital Management LLC September 30,2009 2009-11-10
Abingworth LLP March 31,2020 2020-05-14
ABNER HERRMAN & BROCK LLC June 30,2020 2020-07-10
ABRAMS BISON INVESTMENTS, LLC March 31,2020 2020-05-15
Abrams Capital Management, LLC June 30,2010 2010-11-12
ABS Capital Partners V Trust June 30,2017 2018-02-07
ABSHER WEALTH MANAGEMENT, LLC March 31,2020 2020-05-01
ABSOLUTE INVESTMENT MANAGEMENT LLC March 31,2020 2020-05-06
Absolute Return Capital, LLC September 30,2015 2016-11-14
Absolute Return Investors, LLC March 31,2011 2011-05-16
Abu Dhabi Investment Council June 30,2015 2015-10-13
Abundance Wealth Counselors March 31,2020 2020-04-10
ACADEMY CAPITAL MANAGEMENT INC/TX March 31,2020 2020-05-08
ACADIA TRUST NA September 30,2016 2016-11-15
ACADIAN ASSET MANAGEMENT LLC March 31,2020 2020-05-11
Accel Growth Fund IV Associates L.L.C. March 31,2020 2020-05-13
Accel IX Associates L.L.C. September 30,2011 2011-10-07
Accel London III Associates L.P. March 31,2020 2020-05-13
ACCEL VIII ASSOCIATES LLC June 30,2018 2019-11-14
Accel X Associates L.L.C. June 30,2019 2020-05-13
Accel XII Associates L.L.C. 2020-05-13
ACCESS FINANCIAL SERVICES, INC. March 31,2020 2020-04-16
ACCIDENT COMPENSATION CORP March 31,2020 2020-05-13
ACCIPITER CAPITAL MANAGEMENT, LLC September 30,2018 2018-11-14
ACCOUNT MANAGEMENT LLC March 31,2020 2020-04-16
Accredited Investors Inc. March 31,2020 2020-05-15
Accuvest Global Advisors March 31,2020 2020-04-23
Acertus Capital Management, LLC June 30,2017 2017-08-03
Achievement Holdings L.P. September 30,2015 2016-07-27
Achmea Investment Management B.V. March 31,2020 2020-05-13
ACIMA PRIVATE WEALTH, LLC March 31,2020 2020-05-01
ACK Asset Management LLC March 31,2020 2020-05-14
Ackerman Capital Advisors, LLC December 31,2019 2020-01-17
Acme Energized, L.P. September 30,2012 2012-11-13
ACON Equity Management, L.L.C. March 31,2020 2020-05-15
Acorn Advisory Capital L.P. September 30,2019 2019-11-06
Acorn Capital Management, LLC December 31,2008 2009-02-17
ACORN FINANCIAL ADVISORY SERVICES INC /ADV June 30,2020 2020-07-10
Acorn Wealth Advisors, LLC March 31,2020 2020-05-13
Acorns Advisers, LLC March 31,2020 2020-05-13
ACORNS SECURITIES, LLC December 31,2017 2018-02-13
Acropolis Investment Management, LLC March 31,2020 2020-04-10
Acrospire Investment Management LLC September 30,2017 2017-10-26
ACT II MANAGEMENT, LP March 31,2020 2020-05-12
Act Two Investors LLC December 31,2019 2020-02-12
ACTIAM N.V. March 31,2020 2020-04-15
Actinver Wealth Management, Inc. March 31,2020 2020-05-08
Acuitas Investments, LLC September 30,2018 2018-11-09
Acuity Capital Management, LLC September 30,2011 2011-11-14
ACUITY INVESTMENT MANAGEMENT INC March 31,2015 2015-05-11
Ada Investment Management, LP December 31,2015 2016-02-18
ADAGE CAPITAL PARTNERS GP LLC December 31,2019 2020-02-14
Adalta Capital Management LLC March 31,2020 2020-05-15
Adamant Biomedical Investments AG December 31,2014 2015-02-13
ADAMCAPITAL Gestao de Recursos Ltda. March 31,2020 2020-05-26
Adams Asset Advisors, LLC March 31,2020 2020-04-20
Adams Chetwood Wealth Management LLC March 31,2020 2020-05-13
ADAMS EXPRESS CO March 31,2020 2020-04-16
Adams Hall Wealth Advisors, LLC June 30,2014 2014-08-14
ADAMS HILL CAPITAL LLC September 30,2014 2015-02-02
ADAMS STREET PARTNERS LLC December 31,2019 2020-02-14
Adams Wealth Management March 31,2020 2020-05-06
Adaptive Financial Consulting, LLC December 31,2019 2020-02-28
ADAR Investment Management LLC September 30,2014 2014-11-12
Addenda Capital Inc. June 30,2020 2020-07-09
Addison Capital Co March 31,2020 2020-04-13
ADDISON CLARK MANAGEMENT, L.L.C. September 30,2017 2018-01-05
Adelante Capital Management LLC September 30,2019 2020-02-14
ADELL HARRIMAN & CARPENTER INC March 31,2019 2020-05-07
Adelphi Capital LLP March 31,2020 2020-04-14
Adi Capital Management LLC December 31,2019 2020-02-14
Adirondack Funds September 30,2015 2015-11-10
Adirondack Research & Management Inc. March 31,2020 2020-05-13
ADIRONDACK TRUST CO March 31,2020 2020-04-23
Admiral Capital Management, LLC September 30,2010 2010-10-29
ADVANCE CAPITAL I INC September 30,2016 2016-11-01
Advance Emerging Capital Ltd September 30,2015 2015-11-03
Advanced Asset Management Advisors Inc March 31,2020 2020-05-05
Advanced Equities Asset Management, Inc. March 31,2015 2015-11-12
ADVANCED INVESTMENT PARTNERS LLC March 31,2009 2009-04-22
Advanced Investment Partners, LLC June 30,2013 2013-08-16
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC March 31,2020 2020-05-06
Advantage Alpha Capital Partners LP December 31,2019 2020-02-14
ADVANTAGE INVESTMENT MANAGEMENT, LLC September 30,2019 2019-10-08
ADVANTUS CAPITAL MANAGEMENT INC March 31,2020 2020-05-07
ADVENT CAPITAL MANAGEMENT /DE/ December 31,2019 2020-02-14
ADVENT INTERNATIONAL CORP/MA March 31,2020 2020-05-15
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP March 31,2020 2020-04-24
Adventist Health System/ West December 31,2019 2020-02-11
AdvicePeriod, LLC March 31,2020 2020-04-27
Adviser Investments LLC March 31,2020 2020-04-08
ADVISOR CONSULTANT NETWORK INC September 30,2016 2016-10-14
Advisor Group Holdings, Inc. 2020-05-15
Advisor Group, Inc. December 31,2019 2020-02-12
ADVISOR PARTNERS LLC December 31,2019 2020-05-14
AdvisorNet Financial, Inc March 31,2020 2020-05-14
Advisors Asset Management, Inc. September 30,2019 2019-11-14
Advisors Capital Management, LLC March 31,2020 2020-05-15
ADVISORS MANAGEMENT GROUP INC /ADV March 31,2020 2020-05-11
Advisors Preferred, LLC March 31,2020 2020-04-20
AdvisorShares Investments LLC March 31,2020 2020-05-12
Advisory Alpha, LLC March 31,2020 2020-04-29
ADVISORY RESEARCH INC March 31,2020 2020-05-12
Advisory Resource Group March 31,2020 2020-05-27
Advisory Services Network, LLC December 31,2019 2020-02-04
Advocacy Wealth Management Services, LLC June 30,2020 2020-07-02
ADW Capital Management, LLC March 31,2020 2020-05-15
AE Wealth Management LLC March 31,2020 2020-05-07
Aegea Capital Management LLC March 31,2019 2019-05-15
AEGIS FINANCIAL CORP September 30,2018 2018-11-14
AEGON USA Investment Management, LLC March 31,2020 2020-04-24
Aequim Alternative Investments LP March 31,2020 2020-05-15
aeris Capital Holding GmbH March 31,2020 2020-05-15
AETNA INC /PA/ September 30,2017 2017-11-07
Aevitas Wealth Management, Inc. March 31,2020 2020-04-16
AEW CAPITAL MANAGEMENT L P/MA March 31,2020 2020-05-05
Affiance Financial, LLC March 31,2020 2020-04-14
AFFINIA FINANCIAL GROUP, LLC March 31,2020 2020-05-14
Affinity Capital Advisors, LLC March 31,2020 2020-04-23
Affinity Investment Advisors, LLC March 31,2020 2020-05-14
AFFINITY WEALTH MANAGEMENT March 31,2020 2020-05-15
Aft, Forsyth & Bent, LLC September 30,2008 2008-11-17
Aft, Forsyth & Company, Inc. December 31,2019 2020-05-11
Aft, Forsyth & Sober, LLC December 31,2016 2017-01-31
Aft, Forsyth & Sober, LLC March 31,2020 2020-04-30
AFTON CAPITAL MANAGEMENT LLC September 30,2015 2015-11-16
AG Asset Management LLC December 31,2008 2009-01-30
Agamas Continuum Master Fund, Ltd. March 31,2009 2009-11-06
AGF FUNDS INC March 31,2020 2020-05-08
AGF Investments America Inc. March 31,2020 2020-05-08
AGRAN LIBBIE March 31,2017 2017-04-27
AGTC Partners, L.P. September 30,2015 2015-11-13
AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD December 31,2018 2020-05-13
AH Equity Partners I, L.L.C. December 31,2019 2020-05-14
AH Equity Partners II, L.L.C. December 31,2014 2015-11-12
AH Equity Partners III (Parallel), L.L.C. March 31,2020 2020-05-14
AH Equity Partners III, L.L.C. March 31,2020 2020-05-14
AH Equity Partners IV (Parallel), L.L.C. 2020-05-14
AH Equity Partners IV, L.L.C. December 31,2018 2019-11-13
AH Lisanti Capital Growth, LLC March 31,2020 2020-05-11
AHL Partners LLP June 30,2017 2017-08-14
Ahrens Investment Partners LLC June 30,2019 2020-04-23
AI Financial Services LLC September 30,2019 2019-10-09
AIA Group Ltd March 31,2020 2020-05-14
AIA International Ltd March 31,2020 2020-05-14
AIA Investment Management HK Ltd March 31,2020 2020-05-14
AIA Investment Management Private Ltd March 31,2020 2020-05-14
AIA Singapore Private Ltd September 30,2018 2018-11-14
AIC LTD December 31,2019 2020-02-14
AidennLair Capital Management LP June 30,2018 2018-08-14
AIGEN INVESTMENT MANAGEMENT, LP March 31,2020 2020-05-08
Ailanthus Capital Management, LP June 30,2019 2020-02-14
AIMZ Investment Advisors, LLC March 31,2020 2020-05-12
AIP, LLC March 31,2020 2020-05-11
Airain ltd June 30,2017 2017-08-08
Aisling Capital LLC September 30,2019 2019-11-13
Aisling Capital Management LP March 31,2020 2020-05-11
AJ WEALTH STRATEGIES, LLC December 31,2019 2020-02-14
Akaloa Resource Foundation December 31,2016 2017-11-03
Akana Capital Management LP September 30,2009 2009-11-12
AKANTHOS CAPITAL MANAGEMENT LLC September 30,2018 2018-11-09
Akaris Global Partners, LP March 31,2020 2020-05-14
AKIN THOMAS B September 30,2013 2013-11-13
AKJ ASSET MANAGEMENT, LLC December 31,2012 2013-05-13
AKO CAPITAL LLP March 31,2020 2020-05-06
AKRE CAPITAL MANAGEMENT LLC Chuck Akre March 31,2020 2020-05-11
AL FRANK ASSET MANAGEMENT INC June 30,2018 2018-08-14
Al Mehwar Commercial Investments LLC March 31,2020 2020-04-23
Alambic Investment Management, L.P. March 31,2020 2020-05-08
Alaska Permanent Capital Management December 31,2019 2020-02-11
Alaska Permanent Fund Corp March 31,2020 2020-05-05
Alaska Retirement Management Board June 30,2020 2020-07-06
ALATUS CAPITAL LTD March 31,2020 2020-05-14
Albar Capital Ltd March 31,2020 2020-05-15
ALBERT D MASON INC March 31,2020 2020-04-15
ALBION FINANCIAL GROUP /UT March 31,2020 2020-05-08
Aldebaran Financial Inc. March 31,2020 2020-04-24
Aldebaran Investments, LLC September 30,2009 2009-11-16
Alden Global Capital LLC December 31,2019 2020-02-14
Alden Global Capital Ltd December 31,2014 2015-05-15
Alecta Pensionsforsakring, Omsesidigt March 31,2020 2020-04-28
Alera Investment Advisors, LLC March 31,2020 2020-04-29
Alerian Capital Management LLC December 31,2008 2009-02-20
ALERUS FINANCIAL NA March 31,2020 2020-05-12
Alerus Investment Advisors Corp December 31,2015 2016-02-10
ALESCO ADVISORS LLC March 31,2020 2020-05-15
Alethea Capital Management, LLC March 31,2020 2020-05-11
Aletheia Research & Management, Inc. September 30,2012 2012-11-14
ALEX BROWN INVESTMENT MANAGEMENT LLC March 31,2010 2010-05-17
Alexander Capital Management Group, LLC June 30,2019 2019-07-08
ALEXANDRA INVESTMENT MANAGEMENT LLC December 31,2009 2010-02-16
Alexandria Capital, LLC March 31,2020 2020-05-14
Algebris (UK) Ltd March 31,2020 2020-05-15
Algebris Investments (UK) LLP March 31,2017 2018-02-09
ALGER FRED MANAGEMENT INC December 31,2019 2020-02-14
ALGERT COLDIRON INVESTORS LLC December 31,2019 2020-02-18
Alhambra Investment Partners LLC March 31,2020 2020-04-30
Alibaba Group Holding Ltd March 31,2020 2020-05-15
Alight Capital Management LP September 30,2019 2019-11-14
Alistair Capital Management, L.L.C. December 31,2014 2015-02-17
Alken Asset Management LLP September 30,2014 2014-10-06
Alken Asset Management Ltd. March 31,2020 2020-05-07
ALKEON CAPITAL MANAGEMENT LLC March 31,2020 2020-05-14
All Terrain Financial Advisors, LLC March 31,2020 2020-05-14
All-Stars Investment Ltd March 31,2020 2020-04-16
ALLEGHANY CORP /DE March 31,2020 2020-05-07
Allegis Investment Advisors, LLC March 31,2018 2018-04-24
Allen Capital Group, LLC March 31,2020 2020-04-15
ALLEN HOLDING INC /NY March 31,2020 2020-05-07
Allen Investment Management LLC March 31,2020 2020-05-07
ALLEN OPERATIONS LLC March 31,2020 2020-05-07
Alley Co LLC March 31,2020 2020-05-01
Alliance Trust PLC June 30,2017 2017-07-31
Alliance Wealth Management Group December 31,2019 2020-02-07
ALLIANCEBERNSTEIN L.P. March 31,2020 2020-05-14
Allianz Asset Management AG March 31,2020 2020-05-14
ALLIANZ GLOBAL INVESTORS OF AMERICA L P March 31,2012 2012-05-10
ALLIANZ INVESTMENT MANAGEMENT LLC March 31,2020 2020-05-07
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA September 30,2018 2018-10-16
ALLIANZ OF AMERICA INC/DE December 31,2010 2011-01-14
Allied Investment Advisors, LLC June 30,2020 2020-07-10
ALLIED IRISH BANKS PLC September 30,2013 2013-11-14
Allred Capital Management, LLC March 31,2020 2020-04-17
AllSquare Wealth Management LLC March 31,2020 2020-05-12
ALLSTATE CORP March 31,2020 2020-05-14
ALLSTATE INSURANCE CO December 31,2010 2011-02-14
ALLSTATE INVESTMENT MANAGEMENT CO March 31,2012 2012-05-15
ALLSTATE LIFE INSURANCE CO December 31,2010 2011-02-14
ALLSTATE LIFE INSURANCE CO OF NEW YORK December 31,2010 2011-02-15
ALLSTATE NEW JERSEY PROPERTY & CASUALTY INSURANCE Co June 30,2009 2009-08-13
ALLSTATE PENSION PLAN December 31,2010 2012-02-14
ALLSTATE RETIREMENT PLAN December 31,2010 2012-02-14
Allston Trading LLC September 30,2014 2014-10-22
Ally Financial Inc. December 31,2019 2020-02-13
Ally Invest Advisors Inc. December 31,2019 2020-02-13
Almanack Investment Partners, LLC. March 31,2020 2020-05-13
Almitas Capital LLC March 31,2020 2020-05-14
Alpenglow Capital LP September 30,2016 2017-02-14
Alpha Cubed Investments, LLC March 31,2020 2020-04-10
Alpha Equity Management LLC September 30,2010 2010-11-15
Alpha Omega Wealth Management LLC March 31,2020 2020-05-04
Alpha Quant Advisors, LLC March 31,2019 2019-05-08
ALPHA WINDWARD LLC March 31,2020 2020-04-15
Alphabet Management, LLC June 30,2015 2015-08-10
AlphaCore Capital LLC March 31,2020 2020-05-04
AlphaCrest Capital Management LLC March 31,2020 2020-05-13
Alphadyne Asset Management, LLC December 31,2019 2020-02-10
ALPHAGEN SECURITIES LLC September 30,2015 2015-11-13
AlphaMark Advisors, LLC March 31,2020 2020-04-24
AlphaOne Investment Services, LLC March 31,2020 2020-05-14
ALPHASIMPLEX GROUP, LLC March 31,2020 2020-05-13
AlphaStar Capital Management, LLC March 31,2020 2020-05-05
Alphinity Investment Management Pty Ltd December 31,2019 2020-02-14
ALPINE ASSOCIATES MANAGEMENT INC. December 31,2019 2020-05-12
Alpine Capital Management LLC December 31,2009 2010-02-12
Alpine Group USVI, LLC June 30,2019 2019-10-11
Alpine Investment Management, LLC March 31,2020 2020-05-08
Alpine Partners USVI, LLC December 31,2014 2015-02-12
Alpine Partners VI, LLC March 31,2020 2020-04-09
ALPINE SECURITIES USVI, LLC June 30,2012 2012-11-14
ALPINE WOODS CAPITAL INVESTORS, LLC March 31,2020 2020-05-04
AlpInvest Partners B.V. March 31,2020 2020-05-13
ALPS ADVISERS INC March 31,2020 2020-05-06
ALSON CAPITAL PARTNERS LLC March 31,2009 2009-05-14
Alta Advisers Ltd March 31,2020 2020-05-13
ALTA CAPITAL MANAGEMENT LLC/ March 31,2020 2020-05-06
Alta Fundamental Advisers LLC December 31,2019 2020-02-12
Alta Park Capital, LP December 31,2019 2020-02-14
Altai Capital Management, L.P. March 31,2020 2020-05-13
Altalis Capital Management LLC June 30,2018 2018-11-13
ALTAROCK PARTNERS LLC December 31,2019 2020-02-13
Altavista Wealth Management, Inc. March 31,2020 2020-05-14
ALTEGRIS ADVISORS, L.L.C. December 31,2016 2017-02-08
ALTER ASSET MANAGEMENT INC September 30,2010 2010-11-15
ALTFEST L J & CO INC March 31,2020 2020-04-13
Altima Partners LLP September 30,2012 2012-10-22
Altimeter Capital Management, LLC September 30,2019 2019-11-14
Altium Wealth Management LLC March 31,2020 2020-04-23
Altman Advisors, Inc. March 31,2020 2020-04-20
AltraVue Capital, LLC March 31,2020 2020-05-01
ALTRINSIC GLOBAL ADVISORS LLC December 31,2019 2020-02-13
Altshuler Shaham Ltd March 31,2020 2020-05-12
Altus Capital Inc. June 30,2015 2015-07-23
Altus Wealth Management, LLC December 31,2019 2020-04-28
ALYDAR PARTNERS LLC March 31,2015 2015-05-15
Alyeska Investment Group, L.P. March 31,2020 2020-05-15
AM INVESTMENT PARTNERS LLC March 31,2012 2012-05-15
Amadeus Capital Partners LTD March 31,2020 2020-05-14
AMALGAMATED BANK December 31,2019 2020-02-13
AMARILLO NATIONAL BANK March 31,2020 2020-04-21
Ambassador Advisors, LLC March 31,2020 2020-05-11
Amber Capital LP June 30,2012 2012-08-14
Amber Capital Management LP September 30,2017 2017-11-09
AMBS INVESTMENT COUNSEL LLC September 30,2013 2013-11-04
AMCORE INVESTMENT GROUP N A March 31,2010 2010-05-03
Ameraudi Asset Management, Inc. December 31,2019 2020-02-13
America First Investment Advisors, LLC March 31,2020 2020-04-29
AMERICAFIRST CAPITAL MANAGEMENT, LLC September 30,2017 2017-11-16
AmericaFirst Quantitative Trust - AmericaFirst Defensive Growth & Income Portfolio, Series 2 June 30,2017 2017-08-15
American Asset Management Inc. March 31,2020 2020-05-12
American Assets Capital Advisers March 31,2020 2020-04-24
AMERICAN ASSETS INC March 31,2020 2020-04-24
American Assets Investment Management, LLC March 31,2020 2020-04-24
American Beacon Advisors, Inc. March 31,2020 2020-05-14
AMERICAN BIBLE SOCIETY September 30,2009 2009-10-28
AMERICAN CAPITAL MANAGEMENT INC March 31,2020 2020-05-15
American Capital Mortgage Management, LLC September 30,2015 2015-11-13
AMERICAN CAPITAL, LTD September 30,2009 2009-11-10
AMERICAN CENTURY COMPANIES INC March 31,2020 2020-05-14
AMERICAN ECONOMIC PLANNING GROUP INC /ADV September 30,2019 2019-10-09
American Family Insurance Mutual Holding Co March 31,2020 2020-05-12
AMERICAN FAMILY MUTUAL INSURANCE CO December 31,2013 2014-10-24
American Financial Advisors, LLC March 31,2020 2020-05-01
AMERICAN FINANCIAL GROUP INC March 31,2020 2020-05-12
AMERICAN FINANCIAL GROUP INC RETIREMENT & SAVINGS PLAN/ March 31,2020 2020-05-12
American Financial Network Advisory Services LLC September 30,2019 2019-11-12
American Independence Financial Services LLC June 30,2019 2019-08-13
American Institute for Advanced Investment Management, LLP March 31,2020 2020-04-22
AMERICAN INTERNATIONAL GROUP INC March 31,2020 2020-05-04
American Investment Services, Inc. March 31,2020 2020-04-28
American Money Management, LLC March 31,2020 2020-05-13
AMERICAN NATIONAL BANK June 30,2020 2020-07-07
AMERICAN NATIONAL BANK & TRUST CO /VA/ December 31,2015 2016-02-09
AMERICAN NATIONAL INSURANCE CO /TX/ March 31,2020 2020-04-30
American National Registered Investment Advisor, Inc. March 31,2020 2020-05-01
American Research & Management Co. March 31,2020 2020-04-28
AMERICAN SECURITIES LLC March 31,2020 2020-05-04
American Trust CO December 31,2019 2020-02-11
Americana Partners, LLC March 31,2020 2020-05-12
AMERICUS CAPITAL ADVISORS, LLC December 31,2009 2010-02-16
Amerigo Asset Management September 30,2018 2019-02-12
AMERIPRISE FINANCIAL INC December 31,2019 2020-02-14
AMERISERV TRUST & FINANCIAL SERVICES CO September 30,2012 2013-02-14
AMERISTOCK CORP December 31,2012 2012-10-23
AMERITAS INVESTMENT CORP March 31,2020 2020-05-15
Amerivest Investment Management LLC March 31,2020 2020-05-13
AMF Pensionsforsakring AB March 31,2020 2020-04-14
AMG National Trust Bank March 31,2019 2020-05-15
AMI ASSET MANAGEMENT CORP March 31,2020 2020-04-27
AMI INVESTMENT MANAGEMENT INC December 31,2019 2020-02-06
Amia Capital LLP March 31,2020 2020-05-14
AMICA MUTUAL INSURANCE CO March 31,2020 2020-05-13
AMICA PENSION FUND BOARD OF TRUSTEES December 31,2018 2019-11-12
Amica Retiree Medical Trust March 31,2020 2020-05-13
Amida Capital Management II, LLC June 30,2014 2014-08-11
Amity Advisers LLC September 30,2009 2009-11-16
Amiya Capital LLP September 30,2015 2015-11-16
AMJ Financial Wealth Management March 31,2020 2020-05-05
AMP Capital Brookfield {US} LLC September 30,2010 2010-11-15
AMP Capital Investors Ltd December 31,2019 2020-02-13
Amplify Investments, LLC March 31,2018 2018-05-14
AMS Capital Ltda March 31,2020 2020-05-06
Amtrust Financial Services, Inc. March 31,2020 2020-05-14
Amundi Smith Breeden LLC September 30,2017 2017-11-08
Amussen Hunsaker & Associates LLC December 31,2019 2020-02-14
Analyst IMS Investment Management Services Ltd. March 31,2020 2020-05-11
ANALYTIC ASSET MANAGEMENT INC June 30,2017 2018-02-15
ANALYTIC INVESTORS INC/CA June 30,2016 2016-08-11
Anandar Capital Management LP June 30,2016 2016-10-21
Anavon Capital LLP December 31,2019 2020-02-10
Anchor Bolt Capital, LP December 31,2019 2020-02-13
ANCHOR CAPITAL ADVISORS INC March 31,2020 2020-05-07
Anchorage Advisors, LLC March 31,2020 2020-05-15
Ancient Art, L.P. March 31,2020 2020-05-15
Ancora Advisors, LLC March 31,2020 2020-05-14
Andalusian Capital Partners, LP June 30,2016 2016-11-14
ANDERSON FISHER LLC March 31,2020 2020-04-22
ANDERSON HOAGLAND & CO June 30,2020 2020-07-06
Andesa Financial Management Inc. March 31,2020 2020-04-21
ANDOR CAPITAL MANAGEMENT LLC March 31,2016 2016-07-05
Andra AP-fonden December 31,2019 2020-02-10
ANDREEFF EQUITY ADVISORS, LLC September 30,2014 2014-11-14
Andromeda Capital LLC September 30,2015 2015-11-16
Anfield Capital Management, LLC March 31,2020 2020-05-06
Angeles Investment Advisors, LLC March 31,2020 2020-05-06
ANGELO GORDON & CO LP/NY December 31,2019 2020-02-14
ANGLEPOINT ASSET MANAGEMENT, LTD. March 31,2020 2020-05-15
Anne Ray Charitable Trust December 31,2016 2017-11-03
Annex Advisory Services, LLC March 31,2020 2020-04-22
Antara Capital LP March 31,2020 2020-05-14
Anthion Management, LLC June 30,2013 2013-11-14
Antipodean Advisors LLC March 31,2020 2020-05-14
ANTIPODES PARTNERS Ltd March 31,2020 2020-05-06
Antonetti Capital Management LLC September 30,2014 2014-11-13
AO Asset Management, LLC March 31,2020 2020-05-14
AON ADVISORS INC 2009-01-28
AOZORA BANK, LTD. March 31,2020 2020-05-13
APCM Wealth Management for Individuals December 31,2019 2020-02-11
Apella Capital, LLC March 31,2020 2020-05-14
APERIMUS CAPITAL, LLC March 31,2020 2020-05-01
Aperio Group, LLC March 31,2020 2020-05-04
Apertura Capital, LLC December 31,2019 2020-02-10
Aperture Investors, LLC December 31,2019 2020-05-04
APEX CAPITAL LLC December 31,2015 2015-10-21
Apex Capital Management March 31,2016 2016-04-27
Apex Investment Services, Inc. March 31,2020 2020-04-16
Apexium Financial, LP March 31,2020 2020-04-20
APG All Pensions Group March 31,2020 2020-05-14
APG Financial Services NV September 30,2013 2013-11-13
APG Investments US Inc. March 31,2020 2020-05-14
APIS CAPITAL ADVISORS, LLC September 30,2019 2019-11-14
Apoletto Ltd March 31,2020 2020-05-15
Apollo Equity Management, Inc. December 31,2008 2009-02-17
Apollo Management Holdings, L.P. March 31,2020 2020-05-15
APOLLO MANAGEMENT IV LP December 31,2008 2009-02-17
Apollo Medical Fund Management, LLC December 31,2008 2009-02-17
Apollon Wealth Management, LLC March 31,2020 2020-05-08
Appaloosa LP December 31,2019 2020-02-14
APPALOOSA MANAGEMENT LP David Alan Tepper December 31,2015 2015-11-13
Appian Way Asset Management LP March 31,2020 2020-05-14
Apple Tree Partners IV, L.P. June 30,2020 2020-07-10
APPLETON GROUP WEALTH MANAGEMENT LLC March 31,2020 2020-05-06
APPLETON PARTNERS INC/MA March 31,2020 2020-05-04
APPROPRIATE BALANCE FINANCIAL SERVICES INC. September 30,2017 2017-10-10
Aprio Wealth Management, LLC March 31,2020 2020-04-16
Aptus Capital Advisors, LLC March 31,2020 2020-05-07
AQR CAPITAL MANAGEMENT LLC March 31,2020 2020-05-15
Aquamarine Capital Management, LLC March 31,2020 2020-05-06
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ARBITER PARTNERS LP September 30,2012 2012-11-08
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Aristides Capital LLC December 31,2019 2020-02-13
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ARISTOTLE FUND LP June 30,2019 2019-08-12
Arizona State Retirement System March 31,2020 2020-05-05
Arjuna Capital March 31,2020 2020-05-11
ARK ASSET MANAGEMENT CO INC December 31,2008 2009-02-04
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ARMSTRONG HENRY H ASSOCIATES INC March 31,2020 2020-05-05
ARMSTRONG SHAW ASSOCIATES INC/CT March 31,2020 2020-04-28
Arnhold & S. Bleichroeder Advisers, LLC March 31,2020 2020-05-12
Arnhold LLC March 31,2020 2020-04-17
ARONSON & JOHNSON & ORTIZ, LP March 31,2020 2020-05-14
Arosa Capital Management LP March 31,2020 2020-05-15
ARP AMERICAS LLC March 31,2020 2020-04-28
ARQ WEALTH ADVISORS, LLC June 30,2020 2020-07-08
Arrow Capital Management, LLC September 30,2016 2016-11-14
ARROW FINANCIAL CORP March 31,2020 2020-04-21
Arrow Investment Advisors, LLC March 31,2020 2020-05-07
ARROWGRASS CAPITAL PARTNERS (US) LP December 31,2019 2020-02-14
ARROWGRASS CAPITAL PARTNERS LLP March 31,2020 2020-05-15
Arrowhawk Capital Partners Liquid Markets, LLC December 31,2011 2012-04-13
Arrowpoint Asset Management, LLC December 31,2019 2020-02-14
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Arrowstreet GP, Inc. 2013-04-26
Artal Group S.A. March 31,2020 2020-05-14
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Arthur Zaske & Associates, LLC December 31,2017 2018-02-14
ARTIO GLOBAL MANAGEMENT LLC March 31,2013 2013-04-19
ARTIS CAPITAL MANAGEMENT, L.P. September 30,2014 2014-11-14
Artisan Partners Limited Partnership March 31,2020 2020-05-12
ARTISAN PARTNERS LTD PARTNERSHIP June 30,2011 2011-08-12
Artorius Management, LLC September 30,2012 2012-11-08
Arvest Trust Co March 31,2020 2020-04-14
ARVEST TRUST CO N A June 30,2014 2014-07-14
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ASA LTD September 30,2019 2019-11-14
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Ascribe Capital LLC March 31,2020 2020-05-11
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ASHFIELD & CO INC /CA/ March 31,2009 2009-05-15
Ashfield Capital Partners, LLC March 31,2020 2020-05-06
ASHFORD CAPITAL MANAGEMENT INC March 31,2020 2020-05-15
Ashford Investment Management, LLC September 30,2016 2017-08-01
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Ashler Capital LLC December 31,2018 2019-02-14
Ashmore Group plc March 31,2020 2020-05-14
ASHMORE INVESTMENT ADVISORS LTD. 2019-08-14
ASHMORE WEALTH MANAGEMENT LLC September 30,2019 2019-11-13
ASIA PACIFIC ASSOCIATES III LTD June 30,2015 2015-08-11
Asia Research & Capital Management Ltd March 31,2020 2020-05-13
Asian Century Quest Capital LLC December 31,2013 2014-05-09
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Aspen Investment Management Inc December 31,2019 2020-02-14
Aspex Management (HK) Ltd March 31,2020 2020-05-14
Aspire Private Capital, LLC March 31,2020 2020-05-14
ASPIRIANT, LLC March 31,2020 2020-05-05
Assenagon Asset Management S.A. March 31,2020 2020-04-17
ASSET ADVISORS CORP June 30,2018 2018-07-20
Asset Advisors Investment Management, LLC March 31,2020 2020-04-23
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Asset Planning Services September 30,2008 2008-11-12
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Asset Planning Services, Ltd. March 31,2020 2020-05-14
ASSOCIATED BANC-CORP March 31,2020 2020-05-14
Astenbeck Capital Management LLC March 31,2017 2018-10-15
ASTER INVESTMENT MANAGEMENT CO INC Richard Aster Jr June 30,2013 2013-07-29
Aston Asset Management LLC June 30,2016 2016-08-11
Astor Asset Management, LLC September 30,2010 2010-11-12
Astor Investment Management LLC December 31,2019 2020-01-21
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Atairos Group, Inc. December 31,2019 2020-02-14
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Athanor Capital, LP March 31,2020 2020-05-14
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Athena Global Investors LLC March 31,2017 2017-05-16
Atherton Lane Advisers LLC December 31,2015 2016-02-16
Athos Capital Ltd March 31,2020 2020-05-12
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Atika Capital Management LLC September 30,2019 2019-11-14
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Atlanta Capital Group December 31,2019 2020-02-13
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Atlantic Advisors LLC March 31,2010 2010-06-21
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Atlantic Investment CO September 30,2015 2015-11-13
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Atlas Private Wealth Management December 31,2019 2020-05-12
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Atom Investors LP December 31,2019 2020-02-13
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Attara Capital LP December 31,2011 2012-10-12
Attestor Capital LLP March 31,2020 2020-05-15
Atticus Capital LP Timothy Barakett September 30,2009 2009-11-13
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ATTRACTOR INVESTMENT MANAGEMENT INC June 30,2012 2012-10-31
Atwater Capital Management LP December 31,2011 2012-04-13
Atwater Malick LLC March 31,2020 2020-04-24
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Aubrey Capital Management Ltd June 30,2019 2020-04-30
Aufman Associates Inc December 31,2019 2020-05-13
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Aull & Monroe Investment Management Corp March 31,2020 2020-04-22
AURARIAN CAPITAL MANAGEMENT, LLC September 30,2008 2008-11-14
Aurelius Capital Management, LP September 30,2019 2019-11-14
Aureus Asset Management, LLC March 31,2020 2020-05-14
AURORA FINANCIAL ADVISORS, LLC December 31,2017 2018-03-16
Aurora Investment Counsel March 31,2020 2020-04-21
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Austin I LLC 2016-11-14
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Autus Asset Management, LLC March 31,2020 2020-04-16
Auxano Advisors, LLC March 31,2020 2020-05-14
AUXIER ASSET MANAGEMENT December 31,2019 2020-02-21
AV PARTNERS VIII LP September 30,2014 2014-10-30
AVALON ADVISORS L P March 31,2020 2020-05-05
Avalon Advisory Group March 31,2020 2020-05-14
Avalon Global Asset Management LLC March 31,2020 2020-05-14
AVENIR CORP September 30,2019 2019-11-13
Aveo Capital Partners, LLC March 31,2020 2020-05-05
AVESTA CAPITAL ADVISORS LLC December 31,2011 2012-05-15
Avestar Capital, LLC March 31,2020 2020-05-12
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Aviance Capital Partners, LLC March 31,2020 2020-05-05
Avidity Partners Management LP 2020-05-14
Avitas Wealth Management LLC December 31,2019 2020-02-13
Aviva Holdings Ltd. September 30,2019 2020-05-15
AVIVA PLC March 31,2020 2020-05-14
Avondale Wealth Management March 31,2020 2020-04-16
AWAD ASSET MANAGEMENT INC June 30,2019 2019-08-02
AWH Capital, L.P. December 31,2019 2020-02-14
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AXA December 31,2019 2020-02-14
AXA FINANCIAL INC September 30,2011 2011-11-10
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Axel Capital Management, LLC March 31,2020 2020-05-13
AXIAL CAPITAL MANAGEMENT, LLC September 30,2014 2014-11-10
AXIOM INTERNATIONAL INVESTORS LLC /DE March 31,2020 2020-05-14
AXIS CAPITAL HOLDINGS LTD March 31,2020 2020-05-04
Ayalon Holdings Ltd. June 30,2020 2020-07-07
Ayer Capital Management, LP June 30,2015 2015-08-14
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Ayrshire Capital Management LLC March 31,2020 2020-04-17
AZENTUS CAPITAL MANAGEMENT Ltd September 30,2015 2015-11-16
Azimuth Capital Management LLC December 31,2019 2020-02-12
Azora Capital LP March 31,2020 2020-05-15

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